0001564770-18-000003.txt : 20180809
0001564770-18-000003.hdr.sgml : 20180809
20180809121908
ACCESSION NUMBER: 0001564770-18-000003
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20180630
FILED AS OF DATE: 20180809
DATE AS OF CHANGE: 20180809
EFFECTIVENESS DATE: 20180809
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Oxbow Advisors, LLC
CENTRAL INDEX KEY: 0001564770
IRS NUMBER: 261399473
STATE OF INCORPORATION: TX
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-15434
FILM NUMBER: 181004186
BUSINESS ADDRESS:
STREET 1: 800 N. SHORELINE BLVD
STREET 2: SUITE 2200 SOUTH
CITY: CORPUS CHRISTI
STATE: TX
ZIP: 78401
BUSINESS PHONE: 361-888-7611
MAIL ADDRESS:
STREET 1: 800 N. SHORELINE BLVD
STREET 2: SUITE 2200 SOUTH
CITY: CORPUS CHRISTI
STATE: TX
ZIP: 78401
13F-HR
1
primary_doc.xml
13F-HR
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0001564770
XXXXXXXX
06-30-2018
06-30-2018
Oxbow Advisors, LLC
800 N. SHORELINE BLVD
SUITE 2200 SOUTH
CORPUS CHRISTI
TX
78401
13F HOLDINGS REPORT
028-15434
N
Beth Ragan
Managing Director
361-888-7611
Beth Ragan
Corpus Christi
TX
08-09-2018
0
305
785669
false
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697900108
1549
86510
SH
SOLE
0
0
86510
Parker-Hannifin Corp
COM
701094104
1830
11740
SH
SOLE
0
0
11740
Pembina Pipeline Corp
COM
706327103
1446
41780
SH
SOLE
4175
0
37605
Peninsula Holdings Grxxx Ltd C
COM
70713P105
0
200000
SH
SOLE
0
0
200000
Pennantpark Investment Corp
COM
708062104
209
29900
SH
SOLE
0
0
29900
Pepsico Inc
COM
713448108
1127
10349
SH
SOLE
0
0
10349
Perseus Mining Ltd
COM
Q74174105
195
615000
SH
SOLE
0
0
615000
Peyto Exploration & Developmen
COM
717046106
84
10712
SH
SOLE
0
0
10712
Pfizer Inc
COM
717081103
9032
248949
SH
SOLE
27970
0
220979
Phillips 66
COM
718546104
505
4495
SH
SOLE
0
0
4495
Pinnacle Financial Partners In
COM
72346Q104
2159
35190
SH
SOLE
0
0
35190
Plains All American Pipeline L
COM
726503105
5902
249650
SH
SOLE
0
0
249650
Popular Inc
COM
733174700
5135
113577
SH
SOLE
19180
0
94397
Procter & Gamble Co
COM
742718109
1002
12833
SH
SOLE
0
0
12833
Proshares Tr ETF Short S&P 500
COM
74347B425
275
9387
SH
SOLE
0
0
9387
Ramelius Resources Ltd
COM
Q7982E108
148
345000
SH
SOLE
0
0
345000
Randgold Resources Ltd ADR
COM
752344309
799
10360
SH
SOLE
0
0
10360
Regis Resources NL
COM
Q8059N120
85
22500
SH
SOLE
0
0
22500
Republic Services Inc
COM
760759100
484
7075
SH
SOLE
0
0
7075
Resolute Mining Ltd
COM
Q81068100
255
270000
SH
SOLE
0
0
270000
Roche Hldgs Ltd Spons ADR
COM
771195104
3994
144540
SH
SOLE
29430
0
115110
Ross Stores INC (Calif)
COM
778296103
241
2840
SH
SOLE
0
0
2840
Royal Dutch Shell PLC Sponsore
COM
780259206
6398
92414
SH
SOLE
13035
0
79379
Royal Gold Inc
COM
780287108
979
10540
SH
SOLE
0
0
10540
SPDR Bloomberg Barclays 1-3 Mn
COM
78468R663
364
3969
SH
SOLE
0
0
3969
SPDR Gold Tr ETF
COM
78463V107
1193
10051
SH
SOLE
0
0
10051
SPDR S&P 500 ETF Tr Unit Ser I
COM
78462F103
1513
5576
SH
SOLE
0
0
5576
SSR Mng Inc
COM
784730103
348
35230
SH
SOLE
0
0
35230
Sabra Health Care REIT
COM
78573L106
216
9929
SH
SOLE
0
0
9929
Sanofi Aventis Sponsored ADR
COM
80105N105
3178
79430
SH
SOLE
20190
0
59240
Saracen Mineral Holdings Ltd
COM
Q8309T109
114
70000
SH
SOLE
0
0
70000
Schlumberger Ltd
COM
806857108
472
7043
SH
SOLE
0
0
7043
Scotts Liquid Gold Inc
COM
810202101
21
10000
SH
SOLE
0
0
10000
Semafo Inc Com
COM
816922108
250
86000
SH
SOLE
0
0
86000
Southwest Airlines Co
COM
844741108
5840
114782
SH
SOLE
10915
0
103867
Southwestern Energy Co
COM
845467109
193
36400
SH
SOLE
0
0
36400
Spectra Energy Prtnrs LP
COM
84756N109
214
6037
SH
SOLE
0
0
6037
Sprott Physical Gold Trust
COM
85207H104
402
39500
SH
SOLE
0
0
39500
Sprott Physical Silver Trust
COM
85207K107
166
28200
SH
SOLE
0
0
28200
Stonecastle Financial Corp
COM
861780104
6092
266124
SH
SOLE
11380
0
254744
Sysco Corp
COM
871829107
683
10005
SH
SOLE
0
0
10005
TC Pipelines LP Unit Com Ltd P
COM
87233Q108
327
12600
SH
SOLE
0
0
12600
Tallgrass Energy LP
COM
874696107
9738
439433
SH
SOLE
13480
0
425953
Tallgrass Energy PartChg LP
COM
874697105
27523
635492
SH
SOLE
0
0
635492
Tanager Energy Inc
COM
875352106
7
225000
SH
SOLE
0
0
225000
Te Connectivity Ltd
COM
H84989104
1765
19596
SH
SOLE
0
0
19596
Tencent Holdings Ltd Unsp ADR
COM
88032Q109
2706
53853
SH
SOLE
4590
0
49263
Texas Capital Bancshares
COM
88224Q107
1281
14000
SH
SOLE
0
0
14000
Tortoise MLP Fd Inc
COM
89148B101
11230
657864
SH
SOLE
0
0
657864
Transcanada Corporation
COM
89353D107
1289
29848
SH
SOLE
5490
0
24358
Trimtabs ETF Tr All Cap Intl F
COM
89628W401
490
18428
SH
SOLE
0
0
18428
Trimtabs Tr ETF All Cap US Fre
COM
89628W302
590
16516
SH
SOLE
0
0
16516
Tristate Capital Holdings Inc
COM
89678F100
514
19688
SH
SOLE
0
0
19688
Unilever PLC Sponsored ADR New
COM
904767704
654
11835
SH
SOLE
0
0
11835
Union Bankshares Corp
COM
90539J109
722
18577
SH
SOLE
0
0
18577
United Technologies Corp
COM
913017109
1730
13834
SH
SOLE
0
0
13834
Valero Energy Corp New
COM
91913Y100
383
3455
SH
SOLE
0
0
3455
Vaneck Vectors ETF Tr Gold Min
COM
92189F106
356
15937
SH
SOLE
0
0
15937
Vanguard Index Fund Vanguard S
COM
922908751
848
5450
SH
SOLE
0
0
5450
Vanguard Index Funds Vanguard
COM
922908629
599
3800
SH
SOLE
0
0
3800
Vanguard Intermediate ETF Term
COM
92206C870
542
6487
SH
SOLE
0
0
6487
Vanguard Muni BD FDS ETF Tax E
COM
922907746
541
10610
SH
SOLE
0
0
10610
Vanguard REIT ETF
COM
922908553
365
4485
SH
SOLE
0
0
4485
Vanguard Total Stock Fund
COM
922908769
1104
7860
SH
SOLE
0
0
7860
Vanguard World Fd Mega Cap 300
COM
921910816
619
5200
SH
SOLE
0
0
5200
Velocityshares 3X Long Gold
COM
22542D688
187
20000
SH
SOLE
0
0
20000
Ventas Inc
COM
92276F100
2076
36455
SH
SOLE
0
0
36455
Verizon Communications
COM
92343V104
1350
26834
SH
SOLE
0
0
26834
Visa INC Cl A Common Stock
COM
92826C839
3080
23252
SH
SOLE
0
0
23252
Vodafone Group PLC New Sponsor
COM
92857W308
384
15791
SH
SOLE
0
0
15791
Voya Emerging Markets High Div
COM
92912P108
6235
774576
SH
SOLE
26360
0
748216
W W Grainger Inc
COM
384802104
1159
3758
SH
SOLE
0
0
3758
Wal-Mart Stores Inc
COM
931142103
278
3246
SH
SOLE
0
0
3246
Walt Disney Co
COM
254687106
2270
21662
SH
SOLE
2720
0
18942
Waste Management Inc Del
COM
94106L109
691
8498
SH
SOLE
0
0
8498
Wells Fargo & Co
COM
949746101
2564
46244
SH
SOLE
1095
0
45149
Western Asset High Income Oppo
COM
95766K109
51
10500
SH
SOLE
0
0
10500
Western Gas Equity Partners LP
COM
95825R103
290
8115
SH
SOLE
0
0
8115
Western Union Co
COM
959802109
3602
177155
SH
SOLE
0
0
177155
Westpac Banking Ltd Spons ADR
COM
961214301
1100
50741
SH
SOLE
12120
0
38621
Weyerhaeuser Co
COM
962166104
1786
48988
SH
SOLE
0
0
48988
Wheaton Precious Metals Corp
COM
962879102
367
16653
SH
SOLE
0
0
16653
Williams Partners LP New Unit
COM
96949L105
5258
129540
SH
SOLE
0
0
129540
Williams Sonoma Inc
COM
969904101
2155
35112
SH
SOLE
0
0
35112
Xl Group Ltd
COM
G98294104
341
6091
SH
SOLE
0
0
6091
Zoetis Inc Cl A
COM
98978V103
424
4975
SH
SOLE
0
0
4975
eBay Inc
COM
278642103
5436
149910
SH
SOLE
11650
0
138260
iShares Core S&P ETF Smallcap
COM
464287804
319
3822
SH
SOLE
0
0
3822
iShares ETF Russell 1000 Growt
COM
464287614
211
1467
SH
SOLE
0
0
1467
iShares ETF Russell Midcap Gro
COM
464287481
251
1980
SH
SOLE
0
0
1980
iShares Silver Tr
COM
46428Q109
183
12070
SH
SOLE
0
0
12070
iShares Trust Barclays 20 Year
COM
464287432
41607
341822
SH
SOLE
0
0
341822
iShares Trust MSCI EAFE Index
COM
464287465
464
6935
SH
SOLE
0
0
6935
AGNC Investment Corp Pfd 7 Fi
PFD
00123Q500
2142
82375
SH
SOLE
0
0
82375
Annaly Cap Mgmt 6.95 Pfd Fix/
PFD
035710870
1299
51200
SH
SOLE
0
0
51200
BB&T Corp 5.85 Pfd Perpetual
PFD
054937206
4347
169159
SH
SOLE
1795
0
167364
Banc California 7.00 Pfd QDI
PFD
05990K874
546
21049
SH
SOLE
0
0
21049
Bank of America Series L, Pfd
PFD
060505682
10823
8655
SH
SOLE
35
0
8620
Cincinnati Bell INC New Conv P
PFD
171871403
379
7679
SH
SOLE
0
0
7679
Cowen Inc Senior Note Pfd 7.35
PFD
223622705
1633
64700
SH
SOLE
0
0
64700
Flaherty & Crumrine Pfd Income
PFD
33848E106
207
19219
SH
SOLE
0
0
19219
GMAC Capital Trust I Var Ser 2
PFD
361860208
1472
55980
SH
SOLE
1665
0
54315
GS Flt Rt Non-Cum Pfd Perp, Pf
PFD
38143Y665
1846
78970
SH
SOLE
0
0
78970
Gaslog Partners Fix/Flt Pfd A
PFD
Y2687W116
1741
66470
SH
SOLE
0
0
66470
Goldman Sachs Group Floating P
PFD
38144X609
432
17945
SH
SOLE
0
0
17945
Goldman Sachs Group Inc Dep Sh
PFD
38144G804
5811
249812
SH
SOLE
2025
0
247787
Morgan Stanley 6.875 Pfd Fix
PFD
61763E207
7020
256376
SH
SOLE
1605
0
254771
Nustar Logistics L.P. Due 2043
PFD
67059T204
2104
82975
SH
SOLE
0
0
82975
Regions Financing Crp 6.375 Pf
PFD
7591EP308
5931
232313
SH
SOLE
1795
0
230518
Tristate Cap. Fix/Flt Ser.A QD
PFD
89678F209
2202
84050
SH
SOLE
0
0
84050
Valley Natl Bncrp 5.5 Pfd Per
PFD
919794305
958
37075
SH
SOLE
0
0
37075
Bank of America Corp Wts Exp
WT
060505146
3880
237735
SH
SOLE
17965
0
219770
Hycroft Mng Corp Wts Exp 10/22
WT
448629113
2
10084
SH
SOLE
0
0
10084
Tortoise MLP Fd Rts Exp 07/18/
RT
89148B119
244
656141
SH
SOLE
0
0
656141
Blackstone / Gso Senior Floati
FDSTX
09256U105
1035
57415
SH
SOLE
0
0
57415
Eaton Vance Senior Floating Ra
FDSTX
27828Q105
992
69065
SH
SOLE
0
0
69065
Invesco Bulletshares 2018 Hi Y
FDSTX
46138J205
341
13595
SH
SOLE
0
0
13595
Invesco Bulletshares 2019 Hi Y
FDSTX
46138J403
1207
49920
SH
SOLE
0
0
49920
Invesco Bulletshares 2020 Hi Y
FDSTX
46138J601
619
25520
SH
SOLE
0
0
25520
Invesco Bulletshares 2021 Hi Y
FDSTX
46138J700
210
10135
SH
SOLE
0
0
10135
Invesco Bulletshares 2021 Hi Y
FDSTX
46138J809
261
10615
SH
SOLE
0
0
10615
Invesco Bulletshares 2022 Hi Y
FDSTX
46138J874
924
37750
SH
SOLE
0
0
37750
Invesco S&P High Income Infras
FDSTX
46138E255
369
13870
SH
SOLE
0
0
13870
Nuveen Preferred Securities In
FDSTX
67072C105
2400
272386
SH
SOLE
0
0
272386
Vaneck Vectors Tr ETF Short Hi
FDSNTX
92189F387
1522
62075
SH
SOLE
0
0
62075