0001144204-18-023281.txt : 20180427 0001144204-18-023281.hdr.sgml : 20180427 20180427193943 ACCESSION NUMBER: 0001144204-18-023281 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170424 FILED AS OF DATE: 20180427 DATE AS OF CHANGE: 20180427 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Graham James Barrie CENTRAL INDEX KEY: 0001574620 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35973 FILM NUMBER: 18786255 MAIL ADDRESS: STREET 1: 487 WILSON AVENUE CITY: NOVATO STATE: CA ZIP: 94947 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Truett-Hurst, Inc. CENTRAL INDEX KEY: 0001564709 STANDARD INDUSTRIAL CLASSIFICATION: BEVERAGES [2080] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 4035 WESTSIDE ROAD CITY: HEALDSBURG STATE: CA ZIP: 95448 BUSINESS PHONE: 707-431-4423 MAIL ADDRESS: STREET 1: 4035 WESTSIDE ROAD CITY: HEALDSBURG STATE: CA ZIP: 95448 4 1 tv491215_4.xml FORM 4 X0306 4 2017-04-24 0 0001564709 Truett-Hurst, Inc. THST 0001574620 Graham James Barrie 1487 WILSON AVENUE NOVATO CA 94947 1 0 0 0 Common Stock 2017-12-24 4 M 0 10000 A 66789 D Restricted Stock Units 2017-04-24 4 A 0 10000 A Common Stock 10000 10000 D Restricted Stock Units 2017-12-24 4 M 0 10000 D Common Stock 10000 10000 D Each restricted stock unit ("RSU") represents a contingent right to receive one share of Truett-Hurst, Inc. common stock. The RSUs subject to this award vested in one installment on 12/24/2017. /s/ J. Barrie Graham 2018-04-27