0001144204-16-139832.txt : 20161215 0001144204-16-139832.hdr.sgml : 20161215 20161215210849 ACCESSION NUMBER: 0001144204-16-139832 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161215 FILED AS OF DATE: 20161215 DATE AS OF CHANGE: 20161215 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Truett-Hurst, Inc. CENTRAL INDEX KEY: 0001564709 STANDARD INDUSTRIAL CLASSIFICATION: BEVERAGES [2080] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4035 WESTSIDE ROAD CITY: HEALDSBURG STATE: CA ZIP: 95448 BUSINESS PHONE: 707-431-4423 MAIL ADDRESS: STREET 1: 4035 WESTSIDE ROAD CITY: HEALDSBURG STATE: CA ZIP: 95448 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Graham James Barrie CENTRAL INDEX KEY: 0001574620 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35973 FILM NUMBER: 162054900 MAIL ADDRESS: STREET 1: 487 WILSON AVENUE CITY: NOVATO STATE: CA ZIP: 94947 4 1 v455125_4.xml OWNERSHIP DOCUMENT X0306 4 2016-12-15 0 0001564709 Truett-Hurst, Inc. THST 0001574620 Graham James Barrie 487 WILSON AVE NOVATO CA 94947 1 0 0 0 Class A Common Stock 2016-12-15 4 P 0 13554 1.85 A 56789 D Common stock acquired upon the vesting of restricted stock units /s/ J Barrie Graham 2016-12-15