0001144204-16-089030.txt : 20160321 0001144204-16-089030.hdr.sgml : 20160321 20160321060711 ACCESSION NUMBER: 0001144204-16-089030 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160315 FILED AS OF DATE: 20160321 DATE AS OF CHANGE: 20160321 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Truett-Hurst, Inc. CENTRAL INDEX KEY: 0001564709 STANDARD INDUSTRIAL CLASSIFICATION: BEVERAGES [2080] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4035 WESTSIDE ROAD CITY: HEALDSBURG STATE: CA ZIP: 95448 BUSINESS PHONE: 707-431-4423 MAIL ADDRESS: STREET 1: 4035 WESTSIDE ROAD CITY: HEALDSBURG STATE: CA ZIP: 95448 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Forgue Paul CENTRAL INDEX KEY: 0001611680 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35973 FILM NUMBER: 161517477 MAIL ADDRESS: STREET 1: C/O TRUETT-HURST STREET 2: 5610 DRY CREEK ROAD CITY: HEALDSBURG STATE: CA ZIP: 95488 4 1 v434810_4.xml OWNERSHIP DOCUMENT X0306 4 2016-03-15 0 0001564709 Truett-Hurst, Inc. THST 0001611680 Forgue Paul 3724 GIORNO COURT SANTA ROSA CA 95404 0 1 0 0 CFO & COO Stock Options 2.50 2016-03-15 4 A 0 30000 2.50 A 2026-03-15 Class A Common Stock 30000 315625 D Options vest on 25% on June 30, 2016, June 30, 2017, June 30, 2018 and June 30, 2019 /s/ Paul Forgue 2016-03-18