0001144204-15-071898.txt : 20151221 0001144204-15-071898.hdr.sgml : 20151221 20151221135545 ACCESSION NUMBER: 0001144204-15-071898 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20151215 ITEM INFORMATION: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers FILED AS OF DATE: 20151221 DATE AS OF CHANGE: 20151221 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Truett-Hurst, Inc. CENTRAL INDEX KEY: 0001564709 STANDARD INDUSTRIAL CLASSIFICATION: BEVERAGES [2080] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-35973 FILM NUMBER: 151299106 BUSINESS ADDRESS: STREET 1: 4035 WESTSIDE ROAD CITY: HEALDSBURG STATE: CA ZIP: 95448 BUSINESS PHONE: 707-431-4423 MAIL ADDRESS: STREET 1: 4035 WESTSIDE ROAD CITY: HEALDSBURG STATE: CA ZIP: 95448 8-K 1 v427478_8k.htm FORM 8-K

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM 8-K

CURRENT REPORT

Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934

Date of Report (Date of earliest event reported):

December 15, 2015

TRUETT-HURST, INC.

(Exact name of registrant as specified in its charter)

Delaware

333-187164

46-1561499

(State or other jurisdiction

of incorporation)

(Commission

File Number)

(I.R.S. Employer

Identification No.)

125 Foss Creek Circle, Healdsburg, CA		95448
(Address of principal executive offices)		(Zip Code)

Registrant's telephone number, including area code: (707) 431-4423

Not applicable

(Former name or former address, if changed since last report):

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Item 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.

On December 15, 2015, the Compensation Committee approved the grant of stock options to Paul Forgue, CFO/COO of Truett-Hurst, Inc. The exercise price of the options is $2.50 with vesting of 25% on June 30, 2016, June 30, 2017, June 30, 2018 and June 30, 2019. The black scholes fair value for the options is $70,000.

SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

Truett-Hurst Inc.

By:	/s/ Philip L. Hurst
	Philip L. Hurst Chief Executive Officer	Date: December 21, 2015

GRAPHIC 2 image_001.jpg GRAPHIC begin 644 image_001.jpg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end