0001209191-18-031539.txt : 20180518 0001209191-18-031539.hdr.sgml : 20180518 20180518180419 ACCESSION NUMBER: 0001209191-18-031539 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180516 FILED AS OF DATE: 20180518 DATE AS OF CHANGE: 20180518 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hunter Jerry James CENTRAL INDEX KEY: 0001727499 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38017 FILM NUMBER: 18847922 MAIL ADDRESS: STREET 1: C/O SNAP INC. STREET 2: 63 MARKET STREET CITY: VENICE STATE: CA ZIP: 90291 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Snap Inc CENTRAL INDEX KEY: 0001564408 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING, DATA PROCESSING, ETC. [7370] IRS NUMBER: 455452795 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 63 MARKET STREET CITY: VENICE STATE: CA ZIP: 90291 BUSINESS PHONE: (310) 399-3339 MAIL ADDRESS: STREET 1: 63 MARKET STREET CITY: VENICE STATE: CA ZIP: 90291 FORMER COMPANY: FORMER CONFORMED NAME: Snapchat Inc DATE OF NAME CHANGE: 20121211 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2018-05-16 0 0001564408 Snap Inc SNAP 0001727499 Hunter Jerry James C/O SNAP INC. 63 MARKET STREET VENICE CA 90291 0 1 0 0 Senior VP, Engineering Class A Common Stock 2018-05-16 4 S 0 47312 10.5807 D 1962729 D Class A Common Stock 2018-05-17 4 S 0 50344 10.7164 D 1912385 D Represents the sale of shares to cover tax withholding obligations in connection with the settlement and release of restricted stock units ("RSUs") granted by the issuer to the reporting person. Each RSU represents a contingent right to receive one share of issuer's Class A Common Stock. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.555 to $10.61 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. As reported on a Form 3 filed on January 10, 2018, the reporting person was granted 1,757,874 restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of Issuer's Class A Common Stock. This RSU vests at the rate of 97,656 shares on each of January 24, 2018, April 24, 2018, July 24, 2018 and October 24, 2018, 146,486 shares on January 24, 2019, 146,484 shares on each of April 24, 2019, July 24, 2019 and October 24, 2019, 195,314 shares on each of January 24, 2020 and October 24, 2020, and 195,312 shares on each of April 24, 2020 and July 24, 2020. Includes 349,883 RSUs granted to the reporting person, of which 10% will vest once the reporting person completes 12 months of continuous service from January 15, 2018; 20% will vest in equal quarterly installments during the second 12-month period of the reporting person's continuous service; 30% will vest in equal quarterly installments during the third 12-month period of the reporting person's continuous service; and 40% will vest in equal quarterly installments during the fourth 12-month period of the reporting person's continuous service. The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.58 to $10.86 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. /s/ Atul Porwal, Attorney-in-fact 2018-05-18