0001753926-23-000164.txt : 20230214 0001753926-23-000164.hdr.sgml : 20230214 20230214203126 ACCESSION NUMBER: 0001753926-23-000164 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20221231 FILED AS OF DATE: 20230214 DATE AS OF CHANGE: 20230214 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Mehta Mehul CENTRAL INDEX KEY: 0001965832 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 000-55610 FILM NUMBER: 23633202 MAIL ADDRESS: STREET 1: 230 PARK AVENUE STREET 2: SUITE 1560 CITY: NEW YORK STATE: NY ZIP: 10169 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Greenbacker Renewable Energy Co LLC CENTRAL INDEX KEY: 0001563922 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: C/O GREENBACKER CAPITAL MANAGEMENT LLC STREET 2: 11 EAST 44TH STREET, SUITE 1200 CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 646-237-7884 MAIL ADDRESS: STREET 1: C/O GREENBACKER CAPITAL MANAGEMENT LLC STREET 2: 11 EAST 44TH STREET, SUITE 1200 CITY: NEW YORK STATE: NY ZIP: 10017 5 1 ownership.xml X0306 5 2022-12-31 0 1 1 0001563922 Greenbacker Renewable Energy Co LLC N/A 0001965832 Mehta Mehul C/O GREENBACKER RENEWABLE ENERGY CO LLC 230 PARK AVENUE, SUITE 1560 NEW YORK NY 10169 0 1 0 0 Chief Investment Officer Class P-I Common Shares 3 742440.010 D Class P-I Common Shares 2022-06-30 4 A 0 L 16629.712 8.798 D 733322.020 D Class P-I Common Shares 2022-12-15 4 A 0 L 9117.990 8.801 A 742440.010 D Class E-O Common Shares 3 318193.697 D The Reporting Person was appointed Chief Investment Officer, and therefore became a Reporting Person, of Greenbacker Renewable Energy Company LLC (the "Company") on May 19, 2022. Reflects shares of Class P-I Common shares distributed to the Reporting Person on May 19, 2022 in his capacity as a member of Greenbacker Group LLC ("Group LLC") in connection with the management acquisition (the "Acquisition") by the Company of Group LLC as well as 16,629.712 shares of the Company owned by the Reporting Person prior to the Acquisition. Reflects shares of Class P-I Common shares distributed to the Reporting Person on December 15, 2022 in its capacity as a member of Group LLC in connection with holdback arrangements related to the Acquisition by the Company of Group LLC. Reflects shares of Class EO Common Shares ("Earnout Shares") issued to the Reporting Person on May 19, 2022 in his capacity as a member of Group LLC in connection with the Acquisition. The Earnout Shares initially do not have the right to participate in any distributions payable by the Company. Upon the achievement of separate bench-mark quarter-end-run-rate revenue targets, or upon the occurrence of certain liquidity events, however, these Earnout Shares can become "Participating Earnout Shares" and become entitled to priority allocation of profits and increases in value from the Company and will have equivalent economic and voting rights as Class P-I Common Shares, as further described in the Company's Current Report on Form 8-K filed with the Securities and Exchange Commission on May 23, 2022. /s/ Mehul Mehta 2023-02-14