0001752724-23-076640.txt : 20230410 0001752724-23-076640.hdr.sgml : 20230410 20230410104855 ACCESSION NUMBER: 0001752724-23-076640 CONFORMED SUBMISSION TYPE: N-CEN PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20230131 FILED AS OF DATE: 20230410 DATE AS OF CHANGE: 20230410 EFFECTIVENESS DATE: 20230410 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Eaton Vance Municipal Income 2028 Term Trust CENTRAL INDEX KEY: 0001563696 IRS NUMBER: 000000000 STATE OF INCORPORATION: MA FISCAL YEAR END: 0131 FILING VALUES: FORM TYPE: N-CEN SEC ACT: 1940 Act SEC FILE NUMBER: 811-22777 FILM NUMBER: 23810074 BUSINESS ADDRESS: STREET 1: TWO INTERNATIONAL PLACE CITY: BOSTON STATE: MA ZIP: 02110 BUSINESS PHONE: 800-225-6265 MAIL ADDRESS: STREET 1: TWO INTERNATIONAL PLACE CITY: BOSTON STATE: MA ZIP: 02110 FORMER COMPANY: FORMER CONFORMED NAME: Eaton Vance Municipal Income Term Trust DATE OF NAME CHANGE: 20121205 N-CEN 1 primary_doc.xml X0404 N-CEN LIVE 0001563696 XXXXXXXX 811-22777 false false false N-2 Eaton Vance Municipal Income 2028 Term Trust 811-22777 0001563696 549300MBQTU3LRVTCH04 TWO INTERNATIONAL PLACE BOSTON 02110 US-MA US 617-482-8260 State Street Bank and Trust Company 1 Lincoln Street Boston 02111 617-786-3000 Custody and Accounting Records. N N N-2 Y Cynthia E. Frost N/A N Scott E. Wennerholm 002398744 N George J. Gorman N/A N Alan C. Bowser N/A N Mark R. Fetting 000733409 N Thomas E. Faust Jr. 002843249 Y Nancy A. Wiser N/A N Keith Quinton N/A N Valerie A. Mosley N/A N Susan J. Sutherland N/A N Marcus L. Smith N/A N Richard F. Froio 002214598 Two International Place Boston 02110 XXXXXX N N N N N Eaton Vance Distributors, Inc. 8-47939 000037731 5493008E3UZUI6J6EL94 Y N Deloitte & Touche LLP 34 N/A N N N N N N Eaton Vance Municipal Income 2028 Term Trust 549300MBQTU3LRVTCH04 N 0 0 0 N/A N N N N N/A N/A N/A Rule 10f-3 (17 CFR 270.10f-3) Rule 18f-4 (17 CFR 270.18f-4) Rule 18f-4(d)(i) (17 CFR 270.18f-4(d)(i)) Rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4)) Rule 32a-4 (17 CFR 270.32a-4) Rule 18f-4(f)(17 CFR 270.18f-4(f)) N N N N Eaton Vance Management 801-15930 000104859 549300RJ0CSL5M1B7J96 N American Stock Transfer & Trust Company, LLC 084-00416 254900TS5EWP83BEOU02 N N N Refinitiv US Holdings Inc. 549300NF240HXJO7N016 N ICE Data Services, Inc. 13-3668779 Tax ID N N State Street Bank and Trust Company 571474TGEMMWANRLN572 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N American Stock Transfer & Trust Company, LLC 254900TS5EWP83BEOU02 N N N Eaton Vance Management 549300RJ0CSL5M1B7J96 Y N N Morgan Stanley Smith Barney LLC 8-68191 000149777 7PDDXEMZ0ZV0CEDU4D16 0.00000000 Equilend LLC 8-53738 000119107 213800BN4DRR1ADYGP92 0.00000000 Morgan Stanley Wealth Management Australia Pty Ltd N/A N/A 549300VR74G9RZHCCE31 AU 0.00000000 Morgan Stanley Saudi Arabia Company N/A N/A 549300JYPS6Z0I1BVB86 SA 0.00000000 Morgan Stanley Asia (Singapore) Securities Pte Ltd N/A N/A 549300JN2HN4WBKARP61 SG 0.00000000 Morgan Stanley Asia Limited N/A N/A 549300KZJFHUSUNKZZ03 HK 0.00000000 Morgan Stanley & Co. LLC 8-15869 000008209 9R7GPTSO7KV3UQJZQ078 0.00000000 Morgan Stanley Bank, National Association N/A N/A G1MLHIS0N32I3QPILB75 0.00000000 Morgan Stanley MUFG Securities Co., Ltd. N/A N/A 549300OB5SQ53A8BTO30 JP 0.00000000 PT Morgan Stanley Sekuritas Indonesia N/A N/A 549300JVGZMY503T1I56 ID 0.00000000 Morgan Stanley Senior Funding, Inc. N/A N/A XRR2REEVVJS58CENNG14 0.00000000 Morgan Stanley S.V., S.A.U N/A N/A 549300GSKN0B8BOS5L68 ES 0.00000000 Morgan Stanley Capital Products LLC N/A N/A IVNH9ABHJY5L0X3RKW69 0.00000000 Morgan Stanley Wealth Management Canada Inc. N/A N/A 549300VVMTKCWZUZVJ61 CA 0.00000000 Morgan Stanley Mexico, Casa de Bolsa, S.A. de C.V. N/A N/A FHYNAGT8UJJJOGL0BI58 MX 0.00000000 Mitsubishi UFJ Morgan Stanley Securities Co., Ltd. N/A N/A O7YCEUWQXFIO1CHULC69 JP 0.00000000 Fxglobalclear Limited N/A N/A N/A GB 0.00000000 Morgan Stanley Distribution, Inc. 8-44766 000030344 54930020DF0S7EF78K71 0.00000000 Morgan Stanley Corretora de Titulos e Valores Mobiliarios S.A. N/A N/A HN65QO5XTFJICDM5V937 BR 0.00000000 Morgan Stanley Taiwan Limited N/A N/A 549300UX7BN34UFIPA91 TW 0.00000000 Morgan Stanley Canada Limited N/A N/A 54930065FO7CXEUTGL76 CA 0.00000000 Copeland Capital Management, LLC N/A 000135822 549300F580MX332YTG45 0.00000000 CreditDeriv Limited N/A N/A N/A GB 0.00000000 Limited Liability Company 'Morgan Stanley Bank' N/A N/A KXR3XGBYJIDK7XYBRF48 RU 0.00000000 Morgan Stanley Capital Group Inc. N/A N/A VB7RXNZGO6KVDABYB880 0.00000000 Morgan Stanley Securities China Co Ltd N/A N/A 549300V3PTSNBIOZT634 CN 0.00000000 Morgan Stanley Asia (Singapore) Pte. N/A N/A S7TFLKD0ZWWBHLSCAD37 SG 0.00000000 EOS Precious Metals Limited N/A N/A N/A GB 0.00000000 Morgan Stanley France N/A N/A PK168Q24DU7QQ2T4QF97 FR 0.00000000 OTCDeriv Limited N/A N/A 213800AJVXMIB2FPEM07 GB 0.00000000 Eaton Vance Management (International) Limited N/A 000281469 549300HBYTOFMPCTSB79 GB 0.00000000 Prime Dealer Services Corp. 8-47025 000036142 549300U1ZGT51W4F9866 0.00000000 MorganStanley Menkul Degerler Anonim Sirketi N/A N/A 549300VJZV93UIORC566 TR 0.00000000 Morgan Stanley Europe SE N/A N/A 54930056FHWP7GIWYY08 DE 0.00000000 Morgan Stanley Australia Securities Limited N/A N/A 6NYZXKE9GUP7XNI56S88 AU 0.00000000 MEMX Holdings LLC N/A N/A N/A 0.00000000 Morgan Stanley Hong Kong Securities Limited N/A N/A 549300SY0QG9QQ09KW20 HK 0.00000000 Morgan Stanley India Company Private Limited N/A N/A OYO6KC46QF54MHNL5D43 IN 0.00000000 AFS Securities, LLC 8-69483 000171819 549300UINHVGEOCZXA73 0.00000000 Morgan Stanley & Co. International PLC N/A N/A 4PQUHN3JPFGFNF3BB653 GB 0.00000000 Morgan Stanley Capital Services LLC N/A N/A I7331LVCZKQKX5T7XV54 0.00000000 E*TRADE Securities LLC 8-44112 000029106 549300PJRJFMBCDPWR57 0.00000000 Eaton Vance Distributors, Inc. 8-47939 000037731 5493008E3UZUI6J6EL94 0.00000000 0.00000000 Wells Fargo Securities, LLC 8-65876 000126292 VYVVCKR63DVZZN70PB21 2270240.00000000 RBC Capital Markets, LLC 8-45411 000031194 549300LCO2FLSSVFFR64 1713066.00000000 Citigroup Global Markets Inc. 8-8177 000007059 MBNUM2BPBDO7JBLYG310 42837329.50000000 Barclays Capital Inc. 8-41342 000019714 AC28XWWI3WIBK2824319 17069583.10000000 Hilltop Securities Inc. 8-45123 000006220 549300IXU82PMU6XZT45 2848978.00000000 KeyBanc Capital Markets Inc. 8-30177 000000566 2EQWV0180Z211YVAD813 4011635.00000000 BNY Mellon Capital Markets, LLC 8-35255 000017454 VJW2DOOHGDT6PR0ZRO63 1815020.00000000 J.P. Morgan Securities LLC 8-35008 000000079 ZBUT11V806EZRVTWT807 18218112.50000000 Pershing LLC 8-17574 000007560 ZI8Q1A8EI8LQFJNM0D94 5032429.00000000 BofA Securities, Inc. 8-69787 000283942 549300HN4UKV1E2R3U73 5985205.00000000 107430225.80000000 N 212026326.07307692 Common stock Eaton Vance Municipal Income 2028 Term Trust N N N N N N 0.93000000 2.10000000 18.52000000 19.23000000 true true ITEM 405 REG S-K 2 NCEN_811-22777_30867631_0123.htm delinquentsection16.htm - Generated by SEC Publisher for SEC Filing

Delinquent Section 16(a) Report.  Based solely upon a review of the copies of the forms received by Eaton Vance Municipal Income 2028 Term Trust (the “Fund”), all of the trustees and officers of the Fund, Eaton Vance Management and its affiliates, and any person who owns more than ten percent of the Fund’s outstanding securities have complied with the filings required under Section 16(a) of the Securities Exchange Act of 1934 regarding ownership of shares of the Fund for the most recent fiscal year end, except that Jill Damon, the Secretary of the Fund, submitted a Form 3 filing after its due date as a result of an administrative delay with the Securities and Exchange Commission.  No transactions were reported on this form.

INTERNAL CONTROL RPT 3 NCEN_811-22777_22096746_0123.htm evmuniincome2028termtrust.htm - Generated by SEC Publisher for SEC Filing

REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM

 

To the Trustees and Shareholders of Eaton Vance Municipal Income 2028 Term Trust:

 

In planning and performing our audit of the financial statements of Eaton Vance Municipal Income 2028 Term Trust (the "Trust") as of and for the year ended January 31, 2023 in accordance with the standards of the Public Company Accounting Oversight Board (United States) (PCAOB), we considered the Trust's internal control over financial reporting, including controls over safeguarding securities, as a basis for designing our auditing procedures for the purpose of expressing our opinion on the financial statements and to comply with the requirements of Form N-CEN, but not for the purpose of expressing an opinion on the effectiveness of the Trust's internal control over financial reporting. Accordingly, we express no such opinion.

 

The management of the Trust is responsible for establishing and maintaining effective internal control over financial reporting. In fulfilling this responsibility, estimates and judgments by management are required to assess the expected benefits and related costs of controls. A trust's internal control over financial reporting is a process designed to provide reasonable assurance regarding the reliability of financial reporting and the preparation of financial statements for external purposes in accordance with generally accepted accounting principles. A trust's internal control over financial reporting includes those policies and procedures that (1) pertain to the maintenance of records that, in reasonable detail, accurately and fairly reflect the transactions and dispositions of the assets of the trust; (2) provide reasonable assurance that transactions are recorded as necessary to permit preparation of financial statements in accordance with generally accepted accounting principles, and that receipts and expenditures of the trust are being made only in accordance with authorizations of management and trustees of the trust; and (3) provide reasonable assurance regarding prevention or timely detection of unauthorized acquisition, use, or disposition of a trust's assets that could have a material effect on the financial statements.

 

Because of its inherent limitations, internal control over financial reporting may not prevent or detect misstatements. Also, projections of any evaluation of effectiveness to future periods are subject to the risk that controls may become inadequate because of changes in conditions, or that the degree of compliance with the policies or procedures may deteriorate.

 

A deficiency in internal control over financial reporting exists when the design or operation of a control does not allow management or employees, in the normal course of performing their assigned functions, to prevent or detect misstatements on a timely basis. A material weakness is a deficiency, or a combination of deficiencies, in internal control over financial reporting, such that there is a reasonable possibility that a material misstatement of the trust's annual or interim financial statements will not be prevented or detected on a timely basis.

 

Our consideration of the Trust's internal control over financial reporting was for the limited purpose described in the first paragraph and would not necessarily disclose all deficiencies in internal control that might be material weaknesses under standards established by the PCAOB. However, we noted no deficiencies in the Trust's internal control over financial reporting and its operation, including controls for safeguarding securities, that we consider to be a material weakness, as defined above, as of January 31, 2023.

 

This report is intended solely for the information and use of management and the Trustees of Eaton Vance Municipal Income 2028 Term Trust and the Securities and Exchange Commission and is not intended to be and should not be used by anyone other than these specified parties.

 

 

/s/ Deloitte & Touche LLP

 

Boston, Massachusetts

March 22, 2023