0001493152-23-011956.txt : 20230412 0001493152-23-011956.hdr.sgml : 20230412 20230412112417 ACCESSION NUMBER: 0001493152-23-011956 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230410 FILED AS OF DATE: 20230412 DATE AS OF CHANGE: 20230412 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: He Junli CENTRAL INDEX KEY: 0001728598 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35853 FILM NUMBER: 23815027 MAIL ADDRESS: STREET 1: C/O NO.1, COUNTRY GARDEN ROAD STREET 2: BEIJIAO TOWN, SHUNDE DISTRICT CITY: FOSHAN STATE: F4 ZIP: 528300 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Biostage, Inc. CENTRAL INDEX KEY: 0001563665 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 455210462 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 84 OCTOBER HILL ROAD STREET 2: SUITE 11 CITY: HOLLISTON STATE: MA ZIP: 01746 BUSINESS PHONE: (774) 233-7300 MAIL ADDRESS: STREET 1: 84 OCTOBER HILL ROAD STREET 2: SUITE 11 CITY: HOLLISTON STATE: MA ZIP: 01746 FORMER COMPANY: FORMER CONFORMED NAME: Harvard Apparatus Regenerative Technology, Inc. DATE OF NAME CHANGE: 20121204 4 1 ownership.xml X0407 4 2023-04-10 0 0001563665 Biostage, Inc. BSTG 0001728598 He Junli 84 OCTOBER HILL RD SUITE 11 HOLLISTON MA 01746 1 1 0 0 CEO 0 Stock Option (right to buy) 6.08 2023-04-10 4 A 0 732384 0 A 2033-04-10 Common Stock, par value $0.01 per share 732384 732384 D Stock Option (right to buy) 6.08 2023-04-10 4 A 0 488256 0 A 2033-04-10 Common Stock, par value $0.01 per share 488256 488256 D Subject to continued employment or service through the applicable vesting dates, the non-qualified stock option will vest monthly in thirty-six equal monthly installments on each monthly anniversary of April 10, 2023. Subject to continued employment or service through the applicable vesting dates, up to 488,256 shall vest in two increments, each for 244,128 shares, each such vesting subject to certain performance milestones set by the Board of Directors of the Issuer. /s/ Joseph Damasio, by power of attorney 2023-04-12