0001493152-23-011956.txt : 20230412
0001493152-23-011956.hdr.sgml : 20230412
20230412112417
ACCESSION NUMBER: 0001493152-23-011956
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230410
FILED AS OF DATE: 20230412
DATE AS OF CHANGE: 20230412
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: He Junli
CENTRAL INDEX KEY: 0001728598
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35853
FILM NUMBER: 23815027
MAIL ADDRESS:
STREET 1: C/O NO.1, COUNTRY GARDEN ROAD
STREET 2: BEIJIAO TOWN, SHUNDE DISTRICT
CITY: FOSHAN
STATE: F4
ZIP: 528300
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Biostage, Inc.
CENTRAL INDEX KEY: 0001563665
STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841]
IRS NUMBER: 455210462
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 84 OCTOBER HILL ROAD
STREET 2: SUITE 11
CITY: HOLLISTON
STATE: MA
ZIP: 01746
BUSINESS PHONE: (774) 233-7300
MAIL ADDRESS:
STREET 1: 84 OCTOBER HILL ROAD
STREET 2: SUITE 11
CITY: HOLLISTON
STATE: MA
ZIP: 01746
FORMER COMPANY:
FORMER CONFORMED NAME: Harvard Apparatus Regenerative Technology, Inc.
DATE OF NAME CHANGE: 20121204
4
1
ownership.xml
X0407
4
2023-04-10
0
0001563665
Biostage, Inc.
BSTG
0001728598
He Junli
84 OCTOBER HILL RD
SUITE 11
HOLLISTON
MA
01746
1
1
0
0
CEO
0
Stock Option (right to buy)
6.08
2023-04-10
4
A
0
732384
0
A
2033-04-10
Common Stock, par value $0.01 per share
732384
732384
D
Stock Option (right to buy)
6.08
2023-04-10
4
A
0
488256
0
A
2033-04-10
Common Stock, par value $0.01 per share
488256
488256
D
Subject to continued employment or service through the applicable vesting dates, the non-qualified stock option will vest monthly in thirty-six equal monthly installments on each monthly anniversary of April 10, 2023.
Subject to continued employment or service through the applicable vesting dates, up to 488,256 shall vest in two increments, each for 244,128 shares, each such vesting subject to certain performance milestones set by the Board of Directors of the Issuer.
/s/ Joseph Damasio, by power of attorney
2023-04-12