0001493152-23-011747.txt : 20230410
0001493152-23-011747.hdr.sgml : 20230410
20230410170008
ACCESSION NUMBER: 0001493152-23-011747
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230406
FILED AS OF DATE: 20230410
DATE AS OF CHANGE: 20230410
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: DST Capital LLC
CENTRAL INDEX KEY: 0001727656
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35853
FILM NUMBER: 23811668
BUSINESS ADDRESS:
STREET 1: C/O BIOSTAGE, INC.
STREET 2: 84 OCTOBER HILL ROAD
CITY: HOLLISTON
STATE: MA
ZIP: 01746
BUSINESS PHONE: 774-233-7300
MAIL ADDRESS:
STREET 1: C/O BIOSTAGE, INC.
STREET 2: 84 OCTOBER HILL ROAD
CITY: HOLLISTON
STATE: MA
ZIP: 01746
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Biostage, Inc.
CENTRAL INDEX KEY: 0001563665
STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841]
IRS NUMBER: 455210462
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 84 OCTOBER HILL ROAD
STREET 2: SUITE 11
CITY: HOLLISTON
STATE: MA
ZIP: 01746
BUSINESS PHONE: (774) 233-7300
MAIL ADDRESS:
STREET 1: 84 OCTOBER HILL ROAD
STREET 2: SUITE 11
CITY: HOLLISTON
STATE: MA
ZIP: 01746
FORMER COMPANY:
FORMER CONFORMED NAME: Harvard Apparatus Regenerative Technology, Inc.
DATE OF NAME CHANGE: 20121204
4
1
ownership.xml
X0407
4
2023-04-06
0
0001563665
Biostage, Inc.
BSTG
0001727656
DST Capital LLC
C/O BIOSTAGE, INC.
84 OCTOBER HILL ROAD, SUITE 11
HOLLISTON
MA
01746
0
0
1
0
0
Common Stock
2023-04-06
4
P
0
62500
6.00
A
3725825
D
Common Stock
30722
I
Owned by sole member of reporting person
Warrants (right to buy)
2
2023-04-06
4
J
0
110000
0
A
2021-09-01
2026-09-01
Common Stock
110000
140000
D
On March 31, 2023, the Issuer and the Reporting Person entered into a securities purchase agreement pursuant to which on April 6, 2023 the Reporting Person acquired 62,500 shares of the Issuer's common stock, $0.01 par value (the "Shares") from the Issuer in a private placement. The aggregate subscription amount paid by the Reporting Person for the Shares was $375,000.
These warrants were transferred by the Reporting Person to two unaffiliated persons.
/s/ Joseph Damasio, by power of attorney
2023-04-10