0001144204-19-025682.txt : 20190513 0001144204-19-025682.hdr.sgml : 20190513 20190513172548 ACCESSION NUMBER: 0001144204-19-025682 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190424 FILED AS OF DATE: 20190513 DATE AS OF CHANGE: 20190513 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DST Capital LLC CENTRAL INDEX KEY: 0001727656 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35853 FILM NUMBER: 19819531 BUSINESS ADDRESS: STREET 1: C/O BIOSTAGE, INC. STREET 2: 84 OCTOBER HILL ROAD CITY: HOLLISTON STATE: MA ZIP: 01746 BUSINESS PHONE: 774-233-7300 MAIL ADDRESS: STREET 1: C/O BIOSTAGE, INC. STREET 2: 84 OCTOBER HILL ROAD CITY: HOLLISTON STATE: MA ZIP: 01746 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Biostage, Inc. CENTRAL INDEX KEY: 0001563665 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 455210462 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 84 OCTOBER HILL ROAD STREET 2: SUITE 11 CITY: HOLLISTON STATE: MA ZIP: 01746 BUSINESS PHONE: (774) 233-7300 MAIL ADDRESS: STREET 1: 84 OCTOBER HILL ROAD STREET 2: SUITE 11 CITY: HOLLISTON STATE: MA ZIP: 01746 FORMER COMPANY: FORMER CONFORMED NAME: Harvard Apparatus Regenerative Technology, Inc. DATE OF NAME CHANGE: 20121204 4 1 tv521254_4.xml OWNERSHIP DOCUMENT X0306 4 2019-04-24 0 0001563665 Biostage, Inc. BSTG 0001727656 DST Capital LLC C/O BIOSTAGE, INC. 84 OCTOBER HILL ROAD, SUITE 11 HOLLISTON MA 01746 0 0 1 0 Common Stock 2019-04-24 4 X 0 250000 2.00 A 2750000 D Common Stock 2019-05-03 4 X 0 250000 2.00 A 3000000 D Common Stock 30722 I Owned by sole member of reporting person Warrant (right to buy) 2.00 2019-04-24 4 X 0 250000 0 D 2017-12-27 2022-12-27 Common Stock 250000 1590000 D Warrant (right to buy) 2.00 2019-05-03 4 X 0 250000 0 D 2017-12-27 2022-12-27 Common Stock 250000 1340000 D This form has been signed under power of attorney. /s/ Chad Porter, by power of attorney 2019-05-13