0001144204-18-037568.txt : 20180706 0001144204-18-037568.hdr.sgml : 20180706 20180706171827 ACCESSION NUMBER: 0001144204-18-037568 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180629 FILED AS OF DATE: 20180706 DATE AS OF CHANGE: 20180706 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DST Capital LLC CENTRAL INDEX KEY: 0001727656 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35853 FILM NUMBER: 18943043 BUSINESS ADDRESS: STREET 1: C/O BIOSTAGE, INC. STREET 2: 84 OCTOBER HILL ROAD CITY: HOLLISTON STATE: MA ZIP: 01746 BUSINESS PHONE: 774-233-7300 MAIL ADDRESS: STREET 1: C/O BIOSTAGE, INC. STREET 2: 84 OCTOBER HILL ROAD CITY: HOLLISTON STATE: MA ZIP: 01746 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Biostage, Inc. CENTRAL INDEX KEY: 0001563665 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 455210462 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 84 OCTOBER HILL ROAD STREET 2: SUITE 11 CITY: HOLLISTON STATE: MA ZIP: 01746 BUSINESS PHONE: (774) 233-7300 MAIL ADDRESS: STREET 1: 84 OCTOBER HILL ROAD STREET 2: SUITE 11 CITY: HOLLISTON STATE: MA ZIP: 01746 FORMER COMPANY: FORMER CONFORMED NAME: Harvard Apparatus Regenerative Technology, Inc. DATE OF NAME CHANGE: 20121204 4 1 tv498154_form4.xml FORM O4 X0306 4 2018-06-29 0 0001563665 Biostage, Inc. BSTG 0001727656 DST Capital LLC C/O BIOSTAGE, INC. 84 OCTOBER HILL ROAD, SUITE 11 HOLLISTON MA 01746 0 0 1 0 Common Stock 2018-06-29 4 C 0 1500000 A 2000000 D Common Stock 25722 I Owned by sole member of reporting person Series D Convertible Preferred Stock 2.00 2018-06-29 4 C 0 3000 0 D 2017-12-27 Common Stock 1500000 0 D Shares of common stock received upon conversion of Series D Convertible Preferred Stock. The shares of Series D Convertible Preferred Stock have no expiration date. This form has been signed under power of attorney. /s/ Chad Porter, by power of attorney 2018-07-06