0001144204-15-071783.txt : 20151218 0001144204-15-071783.hdr.sgml : 20151218 20151218173106 ACCESSION NUMBER: 0001144204-15-071783 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20151217 FILED AS OF DATE: 20151218 DATE AS OF CHANGE: 20151218 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Harvard Apparatus Regenerative Technology, Inc. CENTRAL INDEX KEY: 0001563665 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 455210462 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 84 OCTOBER HILL ROAD STREET 2: SUITE 11 CITY: HOLLISTON STATE: MA ZIP: 01746 BUSINESS PHONE: (774) 233-7300 MAIL ADDRESS: STREET 1: 84 OCTOBER HILL ROAD STREET 2: SUITE 11 CITY: HOLLISTON STATE: MA ZIP: 01746 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LaFrancesca Saverio CENTRAL INDEX KEY: 0001641900 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35853 FILM NUMBER: 151297720 MAIL ADDRESS: STREET 1: C/O HART STREET 2: 84 OCTOBER HILL ROAD, SUITE 11 CITY: HOLLISTON STATE: MA ZIP: 01746 FORMER NAME: FORMER CONFORMED NAME: La Francesca Saverio DATE OF NAME CHANGE: 20150511 4 1 v427347_4.xml FORM 4 X0306 4 2015-12-17 0 0001563665 Harvard Apparatus Regenerative Technology, Inc. HART 0001641900 LaFrancesca Saverio C/O HART 84 OCTOBER HILL ROAD, SUITE 11 HOLLISTON MA 01746 0 1 0 0 Chief Medical Officer Common Stock 2015-12-17 4 S 0 2393 1.9284 D 41605 D Common Stock 2015-12-17 4 P 0 2393 2.0131 A 43998 D Inadvertent sale not directed by the reporting person of a total of 2,393 shares. The reporting person has made arrangements with the issuer to disgorge short swing profits realized to the issuer, and upon settlement, the reporting person will have discharged in full any obligation under Section 16(b) with respect to the reported transaction. This form has been signed under power of attorney. /s/ Chad Porter, by power of attorney 2015-12-18