0001144204-15-051366.txt : 20150821 0001144204-15-051366.hdr.sgml : 20150821 20150821171456 ACCESSION NUMBER: 0001144204-15-051366 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150820 FILED AS OF DATE: 20150821 DATE AS OF CHANGE: 20150821 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Harvard Apparatus Regenerative Technology, Inc. CENTRAL INDEX KEY: 0001563665 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 455210462 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 84 OCTOBER HILL ROAD STREET 2: SUITE 11 CITY: HOLLISTON STATE: MA ZIP: 01746 BUSINESS PHONE: (774) 233-7300 MAIL ADDRESS: STREET 1: 84 OCTOBER HILL ROAD STREET 2: SUITE 11 CITY: HOLLISTON STATE: MA ZIP: 01746 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: McGorry James Joseph CENTRAL INDEX KEY: 0001573147 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35853 FILM NUMBER: 151069466 MAIL ADDRESS: STREET 1: 246 LAZELL STREET CITY: HINGHAM STATE: MA ZIP: 02043 4 1 v418893_form4.xml FORM 4 X0306 4 2015-08-20 0 0001563665 Harvard Apparatus Regenerative Technology, Inc. HART 0001573147 McGorry James Joseph C/O HART 84 OCTOBER HILL ROAD, SUITE 11 HOLLISTON MA 01746 1 1 0 0 President and CEO Common Stock 2015-08-20 4 P 0 5000 0.66 A 35000 D Common Stock 2015-08-21 4 P 0 26300 0.75 A 61300 D This transaction was executed in multiple trades at prices ranging from $0.71 to $0.77. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. This form has been signed under power of attorney. /s/ Chad Porter, by power of attorney 2015-08-21