SC 13G 1 v368575_sc13g.htm FORM SC 13G

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

SCHEDULE 13G

Under the Securities Exchange Act of 1934

 

Harvard Apparatus Regenerative Technology, Inc.

(Name of issuer)

 

Common Stock, par value $.01 per share

(Title of class of securities)

 

41690A106

(CUSIP number)

 

December 31, 2013

(Date of event which requires filing of this statement)

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

 

¨ Rule 13d-1(b)

 

¨ Rule 13d-1(c)

 

x Rule 13d-1(d)

 

1   The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.

 

The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act.

 

Page 1 of 5
 

 

 

SCHEDULE 13G

 

CUSIP No. 41690A106
1

Name of reporting persons

Chancey Graziano 

2

Check the appropriate box if a member of a group*

(a) ¨ (b) ¨

3 SEC use only
4

Citizenship or place of organization

United States of America 

Number of

shares

beneficially

owned by

each

reporting

person

with

 

5

Sole voting power

676,287 

6

Shared voting power

None 

7

Sole dispositive power

676,287 

8

Shared dispositive power

None 

9

Aggregate amount beneficially owned by each reporting person

676,287 

10 Check box if the aggregate amount in Row (9) excludes certain shares* ¨
11

Percent of class represented by amount in Row 9

8.74%** 

12

Type of reporting person*

IN 

 

** Based upon 7,740,026 shares of the Issuer’s common stock outstanding as of November 18, 2013. 

 

Page 2 of 5
 

 

STATEMENT ON SCHEDULE 13G

 

Item 1.   (a)   Name of Issuer.
     
        Harvard Apparatus Regenerative Technology, Inc.
     
    (b)   Address of Issuer’s Principal Executive Offices
     
       

84 October Hill Road

Holliston, Massachusetts 01746

 

     
Item 2.   (a)   Name of Person Filing
     
        Chancey Graziano
     
    (b)   Address of Principal Business Office or, if none, Residence
     
       

23610 Peppermill Court

 

Bonita Springs, FL 34134

 

     
    (c)   Citizenship
     
        United States of America
     
    (d)   Title of Class of Securities
     
        Common Stock, par value $.01 per share
     
    (e)   CUSIP Number
     
        41690A106

 

Item 3.   If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:

 

    Not applicable

 

    (a)   ¨   Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o).
       
    (b)   ¨   Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c).
       
    (c)   ¨   Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c).
       
    (d)   ¨   Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8).
       
    (e)   ¨   An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E);
       
    (f)   ¨   An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F);
       
    (g)   ¨   A parent holding company or control person in accordance with §240.13d-1(b)(1)(ii)(G);
       
    (h)   ¨   A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
       
    (i)   ¨   A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
       
    (j)   ¨   A non-U.S. institution in accordance with Rule 240.13d-1(b)(1)(ii)(J);
       
    (k)   ¨   Group, in accordance with §240.13d-1(b)(1)(ii)(J).

 

Page 3 of 5
 

 

STATEMENT ON SCHEDULE 13G

 

Item 4.   Ownership

 

    (a)   Amount beneficially owned:
     
        676,287
     
    (b)   Percent of class:
     
        8.74%
     
    (c)   Number of shares as to which the person has:
       
        (i)   Sole power to vote or to direct the vote:
       
            676,287
       
        (ii)   Shared power to vote to direct the vote:
       
            None
       
        (iii)   Sole power to dispose or to direct the disposition of:
       
            676,287
       
        (iv)   Shared power to dispose or to direct the disposition of:
       
            None

 

Item 5.   Ownership of Five Percent or Less of a Class
   
    Not applicable
   
    If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following ¨.

 

Item 6.   Ownership of More than Five Percent on behalf of Another Person.
   
    Not applicable

 

Item 7.   Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person.
   
    Not applicable

 

Item 8.   Identification and Classification of Members of the Group
   
    Not applicable
   
Item 9.   Notice of Dissolution of Group
   
    Not applicable
   
Item 10.   Certification
   
    Not applicable

 

Page 4 of 5
 

 

STATEMENT ON SCHEDULE 13G

 

SIGNATURE

 

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

   
 

February 13, 2014 

  Date
   
 

/S/ CHANCEY GRAZIANO

  Signature
   
 

CHANCEY GRAZIANO

  Name/Title

 

 

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