0001104659-20-105351.txt : 20200915
0001104659-20-105351.hdr.sgml : 20200915
20200915195405
ACCESSION NUMBER: 0001104659-20-105351
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200309
FILED AS OF DATE: 20200915
DATE AS OF CHANGE: 20200915
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: DST Capital LLC
CENTRAL INDEX KEY: 0001727656
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35853
FILM NUMBER: 201177084
BUSINESS ADDRESS:
STREET 1: C/O BIOSTAGE, INC.
STREET 2: 84 OCTOBER HILL ROAD
CITY: HOLLISTON
STATE: MA
ZIP: 01746
BUSINESS PHONE: 774-233-7300
MAIL ADDRESS:
STREET 1: C/O BIOSTAGE, INC.
STREET 2: 84 OCTOBER HILL ROAD
CITY: HOLLISTON
STATE: MA
ZIP: 01746
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Biostage, Inc.
CENTRAL INDEX KEY: 0001563665
STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841]
IRS NUMBER: 455210462
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 84 OCTOBER HILL ROAD
STREET 2: SUITE 11
CITY: HOLLISTON
STATE: MA
ZIP: 01746
BUSINESS PHONE: (774) 233-7300
MAIL ADDRESS:
STREET 1: 84 OCTOBER HILL ROAD
STREET 2: SUITE 11
CITY: HOLLISTON
STATE: MA
ZIP: 01746
FORMER COMPANY:
FORMER CONFORMED NAME: Harvard Apparatus Regenerative Technology, Inc.
DATE OF NAME CHANGE: 20121204
4
1
tm2030917-1_4.xml
OWNERSHIP DOCUMENT
X0306
4
2020-03-09
0
0001563665
Biostage, Inc.
BSTG
0001727656
DST Capital LLC
C/O BIOSTAGE, INC.
84 OCTOBER HILL ROAD, SUITE 11
HOLLISTON
MA
01746
0
0
1
0
Warrant (right to buy)
2
2020-03-09
4
J
0
51500
0
D
2017-12-27
2022-12-27
Common Stock
51500
307000
D
Warrant (right to buy)
2
2020-03-20
4
J
0
100000
0
D
2017-12-27
2022-12-27
Common Stock
100000
207000
D
Warrant (right to buy)
2
2020-09-11
4
J
0
100000
0
D
2017-12-27
2022-12-27
Common Stock
100000
107000
D
Warrant (right to buy)
2
2020-09-11
4
J
0
100000
0
D
2017-12-27
2022-12-27
Common Stock
100000
7000
D
These warrants were transferred by the Reporting Person on the condition that the assignee immediately exercise the Warrants for cash.
This form has been signed under power of attorney.
/s/ Chad Porter, by power of attorney
2020-09-15