0001104659-20-105351.txt : 20200915 0001104659-20-105351.hdr.sgml : 20200915 20200915195405 ACCESSION NUMBER: 0001104659-20-105351 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200309 FILED AS OF DATE: 20200915 DATE AS OF CHANGE: 20200915 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DST Capital LLC CENTRAL INDEX KEY: 0001727656 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35853 FILM NUMBER: 201177084 BUSINESS ADDRESS: STREET 1: C/O BIOSTAGE, INC. STREET 2: 84 OCTOBER HILL ROAD CITY: HOLLISTON STATE: MA ZIP: 01746 BUSINESS PHONE: 774-233-7300 MAIL ADDRESS: STREET 1: C/O BIOSTAGE, INC. STREET 2: 84 OCTOBER HILL ROAD CITY: HOLLISTON STATE: MA ZIP: 01746 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Biostage, Inc. CENTRAL INDEX KEY: 0001563665 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 455210462 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 84 OCTOBER HILL ROAD STREET 2: SUITE 11 CITY: HOLLISTON STATE: MA ZIP: 01746 BUSINESS PHONE: (774) 233-7300 MAIL ADDRESS: STREET 1: 84 OCTOBER HILL ROAD STREET 2: SUITE 11 CITY: HOLLISTON STATE: MA ZIP: 01746 FORMER COMPANY: FORMER CONFORMED NAME: Harvard Apparatus Regenerative Technology, Inc. DATE OF NAME CHANGE: 20121204 4 1 tm2030917-1_4.xml OWNERSHIP DOCUMENT X0306 4 2020-03-09 0 0001563665 Biostage, Inc. BSTG 0001727656 DST Capital LLC C/O BIOSTAGE, INC. 84 OCTOBER HILL ROAD, SUITE 11 HOLLISTON MA 01746 0 0 1 0 Warrant (right to buy) 2 2020-03-09 4 J 0 51500 0 D 2017-12-27 2022-12-27 Common Stock 51500 307000 D Warrant (right to buy) 2 2020-03-20 4 J 0 100000 0 D 2017-12-27 2022-12-27 Common Stock 100000 207000 D Warrant (right to buy) 2 2020-09-11 4 J 0 100000 0 D 2017-12-27 2022-12-27 Common Stock 100000 107000 D Warrant (right to buy) 2 2020-09-11 4 J 0 100000 0 D 2017-12-27 2022-12-27 Common Stock 100000 7000 D These warrants were transferred by the Reporting Person on the condition that the assignee immediately exercise the Warrants for cash. This form has been signed under power of attorney. /s/ Chad Porter, by power of attorney 2020-09-15