0001563525-20-000004.txt : 20200731 0001563525-20-000004.hdr.sgml : 20200731 20200731155129 ACCESSION NUMBER: 0001563525-20-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200630 FILED AS OF DATE: 20200731 DATE AS OF CHANGE: 20200731 EFFECTIVENESS DATE: 20200731 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Chicago Partners Investment Group LLC CENTRAL INDEX KEY: 0001563525 IRS NUMBER: 262835793 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-16932 FILM NUMBER: 201065865 BUSINESS ADDRESS: STREET 1: 1 NORTH WACKER DRIVE STREET 2: SUITE 4075 CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 3122846363 MAIL ADDRESS: STREET 1: 1 NORTH WACKER DRIVE STREET 2: SUITE 4075 CITY: CHICAGO STATE: IL ZIP: 60606 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001563525 XXXXXXXX 06-30-2020 06-30-2020 Chicago Partners Investment Group LLC

1 NORTH WACKER DRIVE SUITE 4075 CHICAGO IL 60606

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18908 BLACKROCK MUN TARGET TERM TR COM SHS BEN IN 09257P105 792 32122 SH SOLE 0 0 32122 BLACKSTONE GROUP INC COM CL A 09260D107 7194 130208 SH SOLE 0 0 130208 BROOKFIELD INFRASTRUCTURE CO COM SB VTG SHS A 11275Q107 2225 47715 SH SOLE 0 0 47715 CME GROUP INC COM 12572Q105 974 5813 SH SOLE 0 0 5813 CNX MIDSTREAM PARTNERS LP COM UNIT REPST 12654A101 287 35471 SH SOLE 0 0 35471 CALAMOS CONV & HIGH INCOME F COM SHS 12811P108 298 25603 SH SOLE 0 0 25603 CHENIERE ENERGY INC COM NEW 16411R208 835 17158 SH SOLE 0 0 17158 CISCO SYS INC COM 17275R102 616 13063 SH SOLE 0 0 13063 COHEN & STEERS LTD DURATION COM 19248C105 10362 452305 SH SOLE 0 0 452305 COHEN & STEERS MLP INC & ENR COM SHS 19249B106 28 14740 SH SOLE 0 0 14740 COMCAST CORP NEW CL A 20030N101 268 6142 SH SOLE 0 0 6142 COSTCO WHSL CORP NEW COM 22160K105 299 914 SH SOLE 0 0 914 CROWDSTRIKE HLDGS INC CL A 22788C105 289 2789 SH SOLE 0 0 2789 CROWN CASTLE INTL CORP NEW COM 22822V101 10097 59944 SH SOLE 0 0 59944 DIAGEO P L C SPON ADR NEW 25243Q205 247 1705 SH SOLE 0 0 1705 DIREXION SHS ETF TR DLY S&P500 BR 3X 25460E885 88 13089 SH SOLE 0 0 13089 DOMINION ENERGY INC COM 25746U109 529 6592 SH SOLE 0 0 6592 DUKE ENERGY CORP NEW COM NEW 26441C204 3132 38529 SH SOLE 0 0 38529 DUPONT DE NEMOURS INC COM 26614N102 218 3943 SH SOLE 0 0 3943 ETF SER SOLUTIONS NATIONWIDE RSK 26922A172 1366 50042 SH SOLE 0 0 50042 ETF SER SOLUTIONS APTUS DRAWDOWN 26922A784 264 7917 SH SOLE 0 0 7917 EATON VANCE LTD DURATION INC COM 27828H105 10967 961175 SH SOLE 0 0 961175 EATON VANCE HIGH INCOME 2021 COM SH BEN INT 27829W101 1006 105132 SH SOLE 0 0 105132 EATON VANCE FLTNG RATE 2022 COM 27831H100 1882 225877 SH SOLE 0 0 225877 ENBRIDGE INC COM 29250N105 2041 65178 SH SOLE 0 0 65178 ENERGY TRANSFER LP COM UT LTD PTN 29273V100 11318 1774014 SH SOLE 0 0 1774014 ENLINK MIDSTREAM LLC COM UNIT REP LTD 29336T100 316 128294 SH SOLE 0 0 128294 ENTERGY CORP NEW COM 29364G103 1354 13311 SH SOLE 0 0 13311 EQUITY RESIDENTIAL SH BEN INT 29476L107 632 11854 SH 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EMERG MKT ALPH 33737J182 1053 45721 SH SOLE 0 0 45721 FIRST TR EXCHANGE-TRADED ALP SML CAP VAL AL 33737M409 226 7207 SH SOLE 0 0 7207 FIRST TR EXCHANGE-TRADED FD NO AMER ENERGY 33738D101 1671 82600 SH SOLE 0 0 82600 FIRST TR EXCHANGE-TRADED FD FIRST TR TA HIYL 33738D408 299 6341 SH SOLE 0 0 6341 FIRST TR MLP & ENERGY INCOME COM 33739B104 70 13405 SH SOLE 0 0 13405 FIRST TR EXCH TRADED FD III MUNI HI INCM ETF 33739P301 453 8767 SH SOLE 0 0 8767 FIRST TR EXCHANGE-TRADED FD FST LOW OPPT EFT 33739Q200 2920 56531 SH SOLE 0 0 56531 FIRST TR EXCHANGE-TRADED FD FIRST TR ENH NEW 33739Q408 2253 37493 SH SOLE 0 0 37493 FIRST TR EXCHNG TRADED FD VI TCW UNCONSTRAI 33740F888 329 12572 SH SOLE 0 0 12572 FLEXSHARES TR GLB QLT R/E IDX 33939L787 538 10408 SH SOLE 0 0 10408 FLEXSHARES TR STOXX GLOBR INF 33939L795 1023 20524 SH SOLE 0 0 20524 FLEXSHARES TR READY ACC VARI 33939L886 5769 75596 SH SOLE 0 0 75596 HOWARD HUGHES CORP COM 44267D107 297 5518 SH SOLE 0 0 5518 INNOVATOR ETFS TR IBD 50 ETF 45782C102 6679 182948 SH SOLE 0 0 182948 INNOVATOR ETFS TR S&P 500 PWR 45782C656 235 8919 SH SOLE 0 0 8919 INNOVATOR ETFS TR S&P 500 BUFETF 45782C771 311 11647 SH SOLE 0 0 11647 INNOVATOR ETFS TR S&P 500 BUFFER 45782C789 292 10522 SH SOLE 0 0 10522 INNOVATOR ETFS TR S&P 500 PWRETF 45782C797 718 28009 SH SOLE 0 0 28009 INNOVATOR ETFS TR S&P 500 PWR 45782C813 253 9241 SH SOLE 0 0 9241 INNOVATOR ETFS TR S&P 500 ULTRA 45782C821 618 24402 SH SOLE 0 0 24402 INNOVATOR ETFS TR II S&P INVSTMNT GRD 45783G201 518 21591 SH SOLE 0 0 21591 INTUITIVE SURGICAL INC COM NEW 46120E602 441 644 SH SOLE 0 0 644 INVESCO HIGH INCOME 2024 TAR COM 46136K105 685 92897 SH SOLE 0 0 92897 INVESCO EXCHANGE TRADED FD T WATER RES ETF 46137V142 1258 31628 SH SOLE 0 0 31628 INVESCO EXCHANGE TRADED FD T S&P SPIN OFF 46137V159 3925 98070 SH SOLE 0 0 98070 INVESCO EXCHANGE TRADED FD T S&P500 PUR GWT 46137V266 2020 14758 SH SOLE 0 0 14758 INVESCO EXCHANGE TRADED FD T FTSE RAFI 1000 46137V613 215 1911 SH SOLE 0 0 1911 INVESCO EXCHANGE TRADED FD T DYNMC LRG GWTH 46137V746 255 4425 SH SOLE 0 0 4425 INVESCO EXCH TRD SLF IDX FD BULSHS 2020 CB 46138J502 488 22978 SH SOLE 0 0 22978 INVESCO EXCH TRD SLF IDX FD INVSCO BLSH 28 46138J643 300 12903 SH SOLE 0 0 12903 INVESCO EXCH TRD SLF IDX FD BULLSHS 24 USD 46138J650 225 8758 SH SOLE 0 0 8758 INVESCO EXCH TRD SLF IDX FD BULLSHS 23 USD 46138J668 227 8735 SH SOLE 0 0 8735 INVESCO EXCH TRD SLF IDX FD BULLSHS 22 USD 46138J676 224 8685 SH SOLE 0 0 8685 INVESCO EXCH TRD SLF IDX FD BULSHS 2021 CB 46138J700 517 24156 SH SOLE 0 0 24156 INVESCO EXCH TRD SLF IDX FD BULSHS 2027 CB 46138J783 553 25067 SH SOLE 0 0 25067 INVESCO EXCH TRD SLF IDX FD BULSHS 2026 CB 46138J791 573 26366 SH SOLE 0 0 26366 INVESCO EXCH TRD SLF IDX FD BULSHS 2025 CB 46138J825 537 24022 SH SOLE 0 0 24022 INVESCO EXCH TRD SLF IDX FD BULSHS 2024 CB 46138J841 526 23688 SH SOLE 0 0 23688 INVESCO EXCH TRD SLF IDX FD BULSHS 2023 CB 46138J866 541 24808 SH SOLE 0 0 24808 INVESCO EXCH TRD SLF IDX FD BULSHS 2022 CB 46138J882 531 24282 SH SOLE 0 0 24282 ISHARES TR CORE HIGH DV ETF 46429B663 528 6300 SH SOLE 0 0 6300 ISHARES U S ETF TR SHT MAT BD ETF 46431W507 380 7581 SH SOLE 0 0 7581 ISHARES TR USA MOMENTUM FCT 46432F396 8775 63038 SH SOLE 0 0 63038 ISHARES TR CORE MSCI TOTAL 46432F834 1102 18961 SH SOLE 0 0 18961 ISHARES INC CORE MSCI EMKT 46434G103 1612 30833 SH SOLE 0 0 30833 ISHARES INC MSCI EMRG CHN 46434G764 376 8005 SH SOLE 0 0 8005 ISHARES TR MLTFCTR INTL SML 46434V266 710 24437 SH SOLE 0 0 24437 ISHARES TR GLOBAL REIT ETF 46434V647 948 45274 SH SOLE 0 0 45274 ISHARES TR ULTR SH TRM BD 46434V878 215 4262 SH SOLE 0 0 4262 ISHARES TR INTL VALUE FACTR 46435G409 308 15459 SH SOLE 0 0 15459 ISORAY INC COM 46489V104 24 34500 SH SOLE 0 0 34500 JPMORGAN CHASE & CO COM 46625H100 5032 51927 SH SOLE 0 0 51927 J P MORGAN EXCHANGE-TRADED F ULTRA SHRT INC 46641Q837 6894 135655 SH SOLE 0 0 135655 KELSO TECHNOLOGIES INC COM NEW 48826D201 20 31000 SH SOLE 0 0 31000 KINDER MORGAN INC DEL COM 49456B101 12678 892800 SH SOLE 0 0 892800 MFA FINL INC COM 55272X102 31 12023 SH SOLE 0 0 12023 MPLX LP COM UNIT REP LTD 55336V100 7360 402609 SH SOLE 0 0 402609 MACQUARIE INFRASTRUCTURE COR COM 55608B105 1993 66748 SH SOLE 0 0 66748 MARATHON PETE CORP COM 56585A102 577 14972 SH SOLE 0 0 14972 MASTERCARD INCORPORATED CL A 57636Q104 1437 4653 SH SOLE 0 0 4653 MERCK & CO. INC COM 58933Y105 867 10987 SH SOLE 0 0 10987 MONTAGE RES CORP COM 61179L100 91 21481 SH SOLE 0 0 21481 NETFLIX INC COM 64110L106 946 1909 SH SOLE 0 0 1909 NEXTERA ENERGY INC COM 65339F101 690 2484 SH SOLE 0 0 2484 NVIDIA CORPORATION COM 67066G104 1839 4412 SH SOLE 0 0 4412 NUVEEN DIVERSIFIED DIVID & I COM 6706EP105 121 15637 SH SOLE 0 0 15637 NUVEEN PFD & INCM SECURTIES COM 67072C105 124 14009 SH SOLE 0 0 14009 NUVEEN PFD & INCOME TERM FD COM 67075A106 1427 65490 SH SOLE 0 0 65490 NUVEEN PFD & INCOME 2022 TER COM 67075T105 319 14120 SH SOLE 0 0 14120 NUVEEN HIGH INCOME NOVEMBER COM 67077N106 219 24236 SH SOLE 0 0 24236 NUVEEN EMERGING MKTS DEBT 20 COM 67077P101 148 20438 SH SOLE 0 0 20438 OREILLY AUTOMOTIVE INC COM 67103H107 387 860 SH SOLE 0 0 860 ORACLE CORP COM 68389X105 459 8298 SH SOLE 0 0 8298 OWL ROCK CAPITAL CORPORATION COM 69121K104 1008 86027 SH SOLE 0 0 86027 PNM RES INC COM 69349H107 226 5484 SH SOLE 0 0 5484 PAYPAL HLDGS INC COM 70450Y103 549 3087 SH SOLE 0 0 3087 PIMCO ETF TR ENHAN SHRT MA AC 72201R833 7826 76878 SH SOLE 0 0 76878 PIMCO DYNAMIC CR INCOME FD COM SHS 72202D106 438 23161 SH SOLE 0 0 23161 PLAINS GP HLDGS L P LTD PARTNR INT A 72651A207 216 26984 SH SOLE 0 0 26984 PQ GROUP HLDGS INC COM 73943T103 435 31833 SH SOLE 0 0 31833 RTI SURGICAL HOLDINGS INC COM 74975N105 33 10600 SH SOLE 0 0 10600 REGENERON PHARMACEUTICALS COM 75886F107 276 433 SH SOLE 0 0 433 RIVERNORTH SPECIALTY FIN COR COM 76882B108 199 13305 SH SOLE 0 0 13305 SBA COMMUNICATIONS CORP NEW CL A 78410G104 375 1233 SH SOLE 0 0 1233 SPDR S&P 500 ETF TR TR UNIT 78462F103 32 2500 SH Put SOLE 0 0 2500 SPDR S&P 500 ETF TR TR UNIT 78462F103 127 6000 SH Put SOLE 0 0 6000 SPDR S&P 500 ETF TR TR UNIT 78462F103 18613 57585 SH SOLE 0 0 57585 SPDR GOLD TR GOLD SHS 78463V107 364 1997 SH SOLE 0 0 1997 SPDR SER TR S&P 600 SMCP VAL 78464A300 744 14717 SH SOLE 0 0 14717 SPDR SER TR BLMBRG BRC CNVRT 78464A359 5748 89393 SH SOLE 0 0 89393 SPDR SER TR PORTFOLIO S&P500 78464A854 331 8715 SH SOLE 0 0 8715 SSGA ACTIVE ETF TR SPDR TR TACTIC 78467V848 1629 32839 SH SOLE 0 0 32839 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 13161 38691 SH SOLE 0 0 38691 SALESFORCE COM INC COM 79466L302 517 2709 SH SOLE 0 0 2709 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 265 2499 SH SOLE 0 0 2499 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 850 7952 SH SOLE 0 0 7952 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 358 6015 SH SOLE 0 0 6015 SHOPIFY INC CL A 82509L107 1234 1264 SH SOLE 0 0 1264 SIRIUS XM HOLDINGS INC COM 82968B103 227 37891 SH SOLE 0 0 37891 SLACK TECHNOLOGIES INC COM CL A 83088V102 485 16505 SH SOLE 0 0 16505 SMARTSHEET INC COM CL A 83200N103 347 7284 SH SOLE 0 0 7284 SOLAR CAP LTD COM 83413U100 640 39799 SH SOLE 0 0 39799 SPROUTS FMRS MKT INC COM 85208M102 323 12001 SH SOLE 0 0 12001 STEREOTAXIS INC COM NEW 85916J409 58 14971 SH SOLE 0 0 14971 SUNRUN INC COM 86771W105 313 7374 SH SOLE 0 0 7374 TD AMERITRADE HLDG CORP COM 87236Y108 242 6621 SH SOLE 0 0 6621 TPI COMPOSITES INC COM 87266J104 224 8162 SH SOLE 0 0 8162 TARGA RES CORP COM 87612G101 1085 59857 SH SOLE 0 0 59857 3M CO COM 88579Y101 791 4848 SH SOLE 0 0 4848 TORTOISE ESSENTIAL ASSETS IN COM SH BEN INT 89148A103 194 17833 SH SOLE 0 0 17833 TWILIO INC CL A 90138F102 233 921 SH SOLE 0 0 921 UBS AG LONDON BRANCH ETRACS ALER MLP 90274D382 186 17385 SH SOLE 0 0 17385 USA COMPRESSION PARTNERS LP COMUNIT LTDPAR 90290N109 860 67541 SH SOLE 0 0 67541 UNITEDHEALTH GROUP INC COM 91324P102 283 949 SH SOLE 0 0 949 VANECK VECTORS ETF TR PFD SECS EX FINL 92189F429 351 18448 SH SOLE 0 0 18448 VANGUARD CHARLOTTE FDS INTL BD IDX ETF 92203J407 296 5099 SH SOLE 0 0 5099 VANGUARD WORLD FDS INF TECH ETF 92204A702 903 3160 SH SOLE 0 0 3160 VANGUARD SCOTTSDALE FDS SHORT TERM TREAS 92206C102 34762 559228 SH SOLE 0 0 559228 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 810 9779 SH SOLE 0 0 9779 VANGUARD SCOTTSDALE FDS VNG RUS1000GRW 92206C680 257 1236 SH SOLE 0 0 1236 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 726 7537 SH SOLE 0 0 7537 VERIZON COMMUNICATIONS INC COM 92343V104 1043 18332 SH SOLE 0 0 18332 VERISK ANALYTICS INC COM 92345Y106 207 1130 SH SOLE 0 0 1130 VISA INC COM CL A 92826C839 2527 12833 SH SOLE 0 0 12833 WASTE MGMT INC DEL COM 94106L109 925 8638 SH SOLE 0 0 8638 WISDOMTREE TR EMG MKTS SMCAP 97717W281 539 12993 SH SOLE 0 0 12993 WISDOMTREE TR US LARGECAP DIVD 97717W307 1405 14619 SH SOLE 0 0 14619 WISDOMTREE TR US MIDCAP DIVID 97717W505 1785 60691 SH SOLE 0 0 60691 WISDOMTREE TR US LARGECAP FUND 97717W588 735 21337 SH SOLE 0 0 21337 WISDOMTREE TR US SMALLCAP DIVD 97717W604 949 43982 SH SOLE 0 0 43982 WISDOMTREE TR INTL LRGCAP DV 97717W794 347 8138 SH SOLE 0 0 8138 WISDOMTREE TR US S CAP QTY DIV 97717X651 220 7050 SH SOLE 0 0 7050 WISDOMTREE TR US QTLY DIV GRT 97717X669 527 11142 SH SOLE 0 0 11142 WISDOMTREE TR CLOUD COMPUTNG 97717Y691 234 5865 SH SOLE 0 0 5865 XCEL ENERGY INC COM 98389B100 339 5024 SH SOLE 0 0 5024 ZOOM VIDEO COMMUNICATIONS IN CL A 98980L101 573 2270 SH SOLE 0 0 2270 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 2273 10177 SH SOLE 0 0 10177 MIMECAST LTD ORD SHS G14838109 248 5727 SH SOLE 0 0 5727 BROOKFIELD INFRAST PARTNERS LP INT UNIT G16252101 19092 445456 SH SOLE 0 0 445456 BROOKFIELD RENEWABLE PARTNER PARTNERSHIP UNIT G16258108 234 4460 SH SOLE 0 0 4460 MEDTRONIC PLC SHS G5960L103 263 2724 SH SOLE 0 0 2724 TRANE TECHNOLOGIES PLC SHS G8994E103 211 2020 SH SOLE 0 0 2020