0001144204-17-026263.txt : 20170511
0001144204-17-026263.hdr.sgml : 20170511
20170511092804
ACCESSION NUMBER: 0001144204-17-026263
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20170331
FILED AS OF DATE: 20170511
DATE AS OF CHANGE: 20170511
EFFECTIVENESS DATE: 20170511
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Chicago Partners Investment Group LLC
CENTRAL INDEX KEY: 0001563525
IRS NUMBER: 262835793
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-16932
FILM NUMBER: 17832711
BUSINESS ADDRESS:
STREET 1: 1 NORTH WACKER DRIVE
STREET 2: SUITE 4110
CITY: CHICAGO
STATE: IL
ZIP: 60606
BUSINESS PHONE: 3122846363
MAIL ADDRESS:
STREET 1: 1 NORTH WACKER DRIVE
STREET 2: SUITE 4110
CITY: CHICAGO
STATE: IL
ZIP: 60606
13F-HR
1
primary_doc.xml
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0001563525
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03-31-2017
03-31-2017
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Chicago Partners Investment Group LLC
1 North Wacker Drive
Suite 4110
Chicago
IL
60606
13F HOLDINGS REPORT
028-16932
N
James Hagedorn
Managing Member
312-284-6363
/s/ James Hagedorn
Chicago
IL
05-10-2017
0
552
353241
INFORMATION TABLE
2
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COM
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COM
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COM
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COM
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COM
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2899
SH
SOLE
0
0
2899
FIRSTENERGY CORP
COM
337932107
34
1080
SH
SOLE
0
0
1080
FLEXSHARES TR
MORNSTAR UPSTR
33939L407
80
2705
SH
SOLE
0
0
2705
FLEXSHARES TR
STOXX GLOBR INF
33939L795
169
3694
SH
SOLE
0
0
3694
FORD MTR CO DEL
COM PAR $0.01
345370860
33
2863
SH
SOLE
0
0
2863
FORTIS INC
COM
349553107
23
683
SH
SOLE
0
0
683
FORTIVE CORP
COM
34959J108
81
1341
SH
SOLE
0
0
1341
FORTUNE BRANDS HOME & SEC IN
COM
34964C106
106
1734
SH
SOLE
0
0
1734
FOUR CORNERS PPTY TR INC
COM
35086T109
10
419
SH
SOLE
0
0
419
FRANCO NEVADA CORP
COM
351858105
17
265
SH
SOLE
0
0
265
GALLAGHER ARTHUR J & CO
COM
363576109
580
10264
SH
SOLE
0
0
10264
GENERAL AMERN INVS INC
COM
368802104
8
251
SH
SOLE
0
0
251
GENERAL ELECTRIC CO
COM
369604103
867
29090
SH
SOLE
0
0
29090
GENERAL MLS INC
COM
370334104
476
8065
SH
SOLE
0
0
8065
GENERAL MTRS CO
COM
37045V100
16
450
SH
SOLE
0
0
450
GENESIS ENERGY L P
UNIT LTD PARTN
371927104
136
4186
SH
SOLE
0
0
4186
GENUINE PARTS CO
COM
372460105
185
2000
SH
SOLE
0
0
2000
GERON CORP
COM
374163103
1
400
SH
SOLE
0
0
400
GILEAD SCIENCES INC
COM
375558103
97
1429
SH
SOLE
0
0
1429
GLOBAL X FDS
GLB X NXT EMRG
37950E218
61
2984
SH
SOLE
0
0
2984
GOLDMAN SACHS GROUP INC
COM
38141G104
242
1052
SH
SOLE
0
0
1052
GOLUB CAP BDC INC
COM
38173M102
38
1907
SH
SOLE
0
0
1907
GRAINGER W W INC
COM
384802104
1
4
SH
SOLE
0
0
4
GREAT PLAINS ENERGY INC
COM
391164100
18
601
SH
SOLE
0
0
601
GROUPON INC
COM
399473107
1
300
SH
SOLE
0
0
300
HCP INC
COM
40414L109
31
1000
SH
SOLE
0
0
1000
HP INC
COM
40434L105
5
300
SH
SOLE
0
0
300
HARLEY DAVIDSON INC
COM
412822108
12
200
SH
SOLE
0
0
200
HAVERTY FURNITURE INC
COM
419596101
7
300
SH
SOLE
0
0
300
HEARTLAND EXPRESS INC
COM
422347104
28
1376
SH
SOLE
0
0
1376
HERCULES CAPITAL INC
COM
427096508
68
4497
SH
SOLE
0
0
4497
HIMAX TECHNOLOGIES INC
SPONSORED ADR
43289P106
9
1000
SH
SOLE
0
0
1000
HOLLYFRONTIER CORP
COM
436106108
45
1600
SH
SOLE
0
0
1600
HONEYWELL INTL INC
COM
438516106
139
1111
SH
SOLE
0
0
1111
HOWARD HUGHES CORP
COM
44267D107
69
588
SH
SOLE
0
0
588
IDACORP INC
COM
451107106
91
1102
SH
SOLE
0
0
1102
INTEL CORP
COM
458140100
193
5351
SH
SOLE
0
0
5351
INTERNATIONAL BUSINESS MACHS
COM
459200101
32
183
SH
SOLE
0
0
183
INTERNATIONAL FLAVORS&FRAGRA
COM
459506101
27
200
SH
SOLE
0
0
200
INTL PAPER CO
COM
460146103
51
1000
SH
SOLE
0
0
1000
ISHARES
MSCI FRNTR100ETF
464286145
623
22449
SH
SOLE
0
0
22449
ISHARES TR
S&P 100 ETF
464287101
191
1826
SH
SOLE
0
0
1826
ISHARES TR
SELECT DIVID ETF
464287168
364
4000
SH
SOLE
0
0
4000
ISHARES TR
CORE S&P500 ETF
464287200
670
2824
SH
SOLE
0
0
2824
ISHARES TR
CORE US AGGBD ET
464287226
55
503
SH
SOLE
0
0
503
ISHARES TR
MSCI EMG MKT ETF
464287234
4103
104173
SH
SOLE
0
0
104173
ISHARES TR
IBOXX INV CP ETF
464287242
118
1000
SH
SOLE
0
0
1000
ISHARES TR
S&P 500 GRWT ETF
464287309
158
1200
SH
SOLE
0
0
1200
ISHARES TR
S&P 500 VAL ETF
464287408
221
2125
SH
SOLE
0
0
2125
ISHARES TR
7-10YR TR BD ETF
464287440
11
102
SH
SOLE
0
0
102
ISHARES TR
MSCI EAFE ETF
464287465
1198
19227
SH
SOLE
0
0
19227
ISHARES TR
RUS MDCP VAL ETF
464287473
15721
189434
SH
SOLE
0
0
189434
ISHARES TR
RUS MID CAP ETF
464287499
466
2489
SH
SOLE
0
0
2489
ISHARES TR
CORE S&P MCP ETF
464287507
14578
85142
SH
SOLE
0
0
85142
ISHARES TR
NA TEC-SFTWR ETF
464287515
253
1997
SH
SOLE
0
0
1997
ISHARES TR
COHEN&STEER REIT
464287564
8
83
SH
SOLE
0
0
83
ISHARES TR
S&P MC 400GR ETF
464287606
123
642
SH
SOLE
0
0
642
ISHARES TR
RUS 1000 GRW ETF
464287614
376
3306
SH
SOLE
0
0
3306
ISHARES TR
RUSSELL 2000 ETF
464287655
150
1088
SH
SOLE
0
0
1088
ISHARES TR
U.S. UTILITS ETF
464287697
6
50
SH
SOLE
0
0
50
ISHARES TR
US HLTHCARE ETF
464287762
62
400
SH
SOLE
0
0
400
ISHARES TR
CORE S&P SCP ETF
464287804
2528
36556
SH
SOLE
0
0
36556
ISHARES TR
SP SMCP600VL ETF
464287879
1953
14086
SH
SOLE
0
0
14086
ISHARES TR
SP SMCP600GR ETF
464287887
1192
7790
SH
SOLE
0
0
7790
ISHARES TR
NEW YORK MUN ETF
464288323
167
1520
SH
SOLE
0
0
1520
ISHARES TR
GLB INFRASTR ETF
464288372
49
1162
SH
SOLE
0
0
1162
ISHARES TR
MRGSTR SM CP ETF
464288505
18
116
SH
SOLE
0
0
116
ISHARES TR
IBOXX HI YD ETF
464288513
381
4344
SH
SOLE
0
0
4344
ISHARES TR
1-3 YR CR BD ETF
464288646
171
1629
SH
SOLE
0
0
1629
ISHARES TR
3-7 YR TR BD ETF
464288661
24
196
SH
SOLE
0
0
196
ISHARES TR
U.S. PFD STK ETF
464288687
815
21054
SH
SOLE
0
0
21054
ISHARES TR
MRNING SM CP ETF
464288703
1790
12416
SH
SOLE
0
0
12416
ISHARES TR
MICRO-CAP ETF
464288869
259
3021
SH
SOLE
0
0
3021
ISHARES
GRWT ALLOCAT ETF
464289867
2
42
SH
SOLE
0
0
42
ISHARES TR
US TREASURY ETF
46429B267
59
2372
SH
SOLE
0
0
2372
ISHARES TR
MSCI INDIA ETF
46429B598
11
335
SH
SOLE
0
0
335
ISHARES TR
FLTG RATE BD ETF
46429B655
30
584
SH
SOLE
0
0
584
ISHARES U S ETF TR
FXD INC BAL RISK
46431W846
176
1761
SH
SOLE
0
0
1761
ISHARES INC
MSCI JPN ETF NEW
46434G822
20
390
SH
SOLE
0
0
390
ISHARES TR
GLOBAL REIT ETF
46434V647
176
6938
SH
SOLE
0
0
6938
ISHARES TR
HDG MSCI EAFE
46434V803
151
5490
SH
SOLE
0
0
5490
JPMORGAN CHASE & CO
COM
46625H100
1823
20748
SH
SOLE
0
0
20748
JPMORGAN CHASE & CO
ALERIAN ML ETN
46625H365
350
10834
SH
SOLE
0
0
10834
JOHNSON & JOHNSON
COM
478160104
856
6875
SH
SOLE
0
0
6875
KIMBALL INTL INC
CL B
494274103
828
50182
SH
SOLE
0
0
50182
KIMBALL ELECTRONICS INC
COM
49428J109
680
40133
SH
SOLE
0
0
40133
KIMBERLY CLARK CORP
COM
494368103
224
1700
SH
SOLE
0
0
1700
KINDER MORGAN INC DEL
COM
49456B101
11299
519736
SH
SOLE
0
0
519736
KRAFT HEINZ CO
COM
500754106
43
479
SH
SOLE
0
0
479
LAMB WESTON HLDGS INC
COM
513272104
94
2238
SH
SOLE
0
0
2238
LIBERTY BROADBAND CORP
COM SER A
530307107
13
155
SH
SOLE
0
0
155
LIBERTY BROADBAND CORP
COM SER C
530307305
27
316
SH
SOLE
0
0
316
LIBERTY MEDIA CORP DELAWARE
COM A SIRIUSXM
531229409
37
949
SH
SOLE
0
0
949
LIBERTY MEDIA CORP DELAWARE
COM C SIRIUSXM
531229607
47
1207
SH
SOLE
0
0
1207
LIBERTY MEDIA CORP DELAWARE
COM A BRAVES GRP
531229706
2
93
SH
SOLE
0
0
93
LIBERTY MEDIA CORP DELAWARE
COM SER C FRMLA
531229854
10
301
SH
SOLE
0
0
301
LIBERTY MEDIA CORP DELAWARE
COM SER A FRMLA
531229870
8
235
SH
SOLE
0
0
235
LIBERTY MEDIA CORP DELAWARE
COM C BRAVES GRP
531229888
3
142
SH
SOLE
0
0
142
LILLY ELI & CO
COM
532457108
193
2300
SH
SOLE
0
0
2300
LIONS GATE ENTMNT CORP
CL B NON VTG
535919500
7
271
SH
SOLE
0
0
271
LOCKHEED MARTIN CORP
COM
539830109
293
1094
SH
SOLE
0
0
1094
MFS CHARTER INCOME TR
SH BEN INT
552727109
31
3610
SH
SOLE
0
0
3610
MGM RESORTS INTERNATIONAL
COM
552953101
3
100
SH
SOLE
0
0
100
MPLX LP
COM UNIT REP LTD
55336V100
7238
200614
SH
SOLE
0
0
200614
MSG NETWORK INC
CL A
553573106
24
1023
SH
SOLE
0
0
1023
MACQUARIE INFRASTRUCTURE COR
COM
55608B105
7926
98361
SH
SOLE
0
0
98361
MADISON SQUARE GARDEN CO NEW
CL A
55825T103
60
298
SH
SOLE
0
0
298
MAGELLAN MIDSTREAM PRTNRS LP
COM UNIT RP LP
559080106
11897
154686
SH
SOLE
0
0
154686
MAIN STREET CAPITAL CORP
COM
56035L104
381
9953
SH
SOLE
0
0
9953
MASTERCARD INCORPORATED
CL A
57636Q104
7
64
SH
SOLE
0
0
64
MCDONALDS CORP
COM
580135101
752
5802
SH
SOLE
0
0
5802
MEDLEY CAP CORP
COM
58503F106
75
9796
SH
SOLE
0
0
9796
MERCK & CO INC
COM
58933Y105
295
4644
SH
SOLE
0
0
4644
METLIFE INC
COM
59156R108
90
1700
SH
SOLE
0
0
1700
MICROSOFT CORP
COM
594918104
1457
22116
SH
SOLE
0
0
22116
MILLER HOWARD HIGH INC EQTY
COM SHS BEN IN
600379101
822
61364
SH
SOLE
0
0
61364
MIRATI THERAPEUTICS INC
COM
60468T105
5
1000
SH
SOLE
0
0
1000
MONDELEZ INTL INC
CL A
609207105
7
167
SH
SOLE
0
0
167
MONROE CAP CORP
COM
610335101
1528
97120
SH
SOLE
0
0
97120
MORGAN STANLEY EMER MKTS DEB
COM
61744H105
6
676
SH
SOLE
0
0
676
MOTOROLA SOLUTIONS INC
COM NEW
620076307
56
655
SH
SOLE
0
0
655
NATIONAL FUEL GAS CO N J
COM
636180101
386
6470
SH
SOLE
0
0
6470
NATIONAL RETAIL PPTYS INC
COM
637417106
15
345
SH
SOLE
0
0
345
NATURAL RESOURCE PARTNERS L
COM UNIT LTD PAR
63900P608
147
4062
SH
SOLE
0
0
4062
NAVIDEA BIOPHARMACEUTICALS I
COM
63937X103
2
3472
SH
SOLE
0
0
3472
NEW MEDIA INVT GROUP INC
COM
64704V106
31
2192
SH
SOLE
0
0
2192
NEW MTN FIN CORP
COM
647551100
84
5665
SH
SOLE
0
0
5665
NEW RESIDENTIAL INVT CORP
COM NEW
64828T201
45
2671
SH
SOLE
0
0
2671
NEW YORK CMNTY BANCORP INC
COM
649445103
112
8000
SH
SOLE
0
0
8000
NEWMONT MINING CORP
COM
651639106
6
177
SH
SOLE
0
0
177
NEWS CORP NEW
CL A
65249B109
10
803
SH
SOLE
0
0
803
NEXTERA ENERGY INC
COM
65339F101
257
2000
SH
SOLE
0
0
2000
NEXTERA ENERGY PARTNERS LP
COM UNIT PART IN
65341B106
42
1279
SH
SOLE
0
0
1279
NIKE INC
CL B
654106103
339
6080
SH
SOLE
0
0
6080
NORDSON CORP
COM
655663102
62
504
SH
SOLE
0
0
504
NORFOLK SOUTHERN CORP
COM
655844108
112
1000
SH
SOLE
0
0
1000
NOVARTIS A G
SPONSORED ADR
66987V109
83
1111
SH
SOLE
0
0
1111
NUSTAR ENERGY LP
UNIT COM
67058H102
283
5437
SH
SOLE
0
0
5437
NUSTAR GP HOLDINGS LLC
UNIT RESTG LLC
67059L102
11
400
SH
SOLE
0
0
400
NUTANIX INC
CL A
67059N108
19
1000
SH
SOLE
0
0
1000
NVIDIA CORP
COM
67066G104
109
1004
SH
SOLE
0
0
1004
NUVEEN QUALITY MUNCP INCOME
COM
67066V101
9
671
SH
SOLE
0
0
671
NUVEEN MUNICIPAL CREDIT INC
COM SH BEN INT
67070X101
2
128
SH
SOLE
0
0
128
NUVEEN PREFERRED SECURITIES
COM
67072C105
107
11212
SH
SOLE
0
0
11212
NUVEEN MTG OPPORTUNITY TERM
COM
670735109
28
1150
SH
SOLE
0
0
1150
NUVEEN ENERGY MLP TOTL RTRNF
COM
67074U103
4
300
SH
SOLE
0
0
300
OAKTREE CAP GROUP LLC
UNIT CL A
674001201
49
1076
SH
SOLE
0
0
1076
OLIN CORP
COM PAR $1
680665205
62
1885
SH
SOLE
0
0
1885
OMEGA HEALTHCARE INVS INC
COM
681936100
26
795
SH
SOLE
0
0
795
ONEOK INC NEW
COM
682680103
72
1307
SH
SOLE
0
0
1307
ONEOK PARTNERS LP
UNIT LTD PARTN
68268N103
3515
65109
SH
SOLE
0
0
65109
OPKO HEALTH INC
COM
68375N103
80
10000
SH
SOLE
0
0
10000
ORACLE CORP
COM
68389X105
273
6116
SH
SOLE
0
0
6116
OXFORD INDS INC
COM
691497309
17
300
SH
SOLE
0
0
300
PJT PARTNERS INC
COM CL A
69343T107
1
15
SH
SOLE
0
0
15
PNM RES INC
COM
69349H107
203
5484
SH
SOLE
0
0
5484
PPL CORP
COM
69351T106
7
200
SH
SOLE
0
0
200
PARKER DRILLING CO
COM
701081101
148
84355
SH
SOLE
0
0
84355
PARKER HANNIFIN CORP
COM
701094104
26
165
SH
SOLE
0
0
165
PAYCHEX INC
COM
704326107
577
9789
SH
SOLE
0
0
9789
PAYPAL HLDGS INC
COM
70450Y103
11
259
SH
SOLE
0
0
259
PEPSICO INC
COM
713448108
669
5983
SH
SOLE
0
0
5983
PFIZER INC
COM
717081103
701
20483
SH
SOLE
0
0
20483
PHILIP MORRIS INTL INC
COM
718172109
260
2306
SH
SOLE
0
0
2306
PHILLIPS 66
COM
718546104
205
2593
SH
SOLE
0
0
2593
PHILLIPS 66 PARTNERS LP
COM UNIT REP INT
718549207
29
563
SH
SOLE
0
0
563
PHOENIX NEW MEDIA LTD
SPONSORED ADS
71910C103
8
2309
SH
SOLE
0
0
2309
PHYSICIANS RLTY TR
COM
71943U104
26
1291
SH
SOLE
0
0
1291
PIMCO DYNMIC CREDIT AND MRT
COM SHS
72202D106
30
1410
SH
SOLE
0
0
1410
PINNACLE FOODS INC DEL
COM
72348P104
35
597
SH
SOLE
0
0
597
PIONEER NAT RES CO
COM
723787107
72
384
SH
SOLE
0
0
384
PLAINS ALL AMERN PIPELINE L
UNIT LTD PARTN
726503105
5231
165497
SH
SOLE
0
0
165497
PLAINS GP HLDGS L P
LTD PARTNR INT A
72651A207
195
6249
SH
SOLE
0
0
6249
POLARIS INDS INC
COM
731068102
1290
15390
SH
SOLE
0
0
15390
POST HLDGS INC
COM
737446104
2
20
SH
SOLE
0
0
20
POTBELLY CORP
COM
73754Y100
3
200
SH
SOLE
0
0
200
POWERSHARES QQQ TRUST
UNIT SER 1
73935A104
143
1080
SH
SOLE
0
0
1080
POWERSHARES DB CMDTY IDX TRA
UNIT BEN INT
73935S105
115
7531
SH
SOLE
0
0
7531
POWERSHARES ETF TRUST
WATER RESOURCE
73935X575
784
30124
SH
SOLE
0
0
30124
POWERSHARES ETF TRUST
FTSE RAFI 1000
73935X583
77
749
SH
SOLE
0
0
749
POWERSHS DB MULTI SECT COMM
DB OIL FUND
73936B507
129
14712
SH
SOLE
0
0
14712
POWERSHARES ETF TRUST II
SENIOR LN PORT
73936Q769
91
3933
SH
SOLE
0
0
3933
POWERSHARES ETF TR II
SOVEREIGN DEBT
73936T573
0
2
SH
SOLE
0
0
2
POWERSHARES ETF TR II
VAR RATE PFD POR
73937B597
186
7312
SH
SOLE
0
0
7312
POWERSHARES ETF TR II
S&P400 LOVL PT
73937B647
71
1667
SH
SOLE
0
0
1667
PROCTER AND GAMBLE CO
COM
742718109
867
9645
SH
SOLE
0
0
9645
PROSHARES TR
DJ BRKFLD GLB
74347B508
52
1248
SH
SOLE
0
0
1248
PROSHARES TR
MDCP 400 DIVID
74347B680
103
2000
SH
SOLE
0
0
2000
PROSHARES TR II
ULTA BLMBG 2017
74347W247
3
150
SH
SOLE
0
0
150
PROSPECT CAPITAL CORPORATION
COM
74348T102
35
3870
SH
SOLE
0
0
3870
PRUDENTIAL FINL INC
COM
744320102
4
42
SH
SOLE
0
0
42
PUBLIC SVC ENTERPRISE GROUP
COM
744573106
177
4000
SH
SOLE
0
0
4000
QUALCOMM INC
COM
747525103
45
785
SH
SOLE
0
0
785
QUALITY CARE PPTYS INC
COM
747545101
4
200
SH
SOLE
0
0
200
QUANTA SVCS INC
COM
74762E102
522
14054
SH
SOLE
0
0
14054
RPM INTL INC
COM
749685103
248
4500
SH
SOLE
0
0
4500
RSP PERMIAN INC
COM
74978Q105
5
115
SH
SOLE
0
0
115
REALTY INCOME CORP
COM
756109104
730
12267
SH
SOLE
0
0
12267
RESTAURANT BRANDS INTL INC
COM
76131D103
14
256
SH
SOLE
0
0
256
REXNORD CORP NEW
COM
76169B102
33
1450
SH
SOLE
0
0
1450
ROSS STORES INC
COM
778296103
82
1245
SH
SOLE
0
0
1245
ROYCE VALUE TR INC
COM
780910105
27
1927
SH
SOLE
0
0
1927
RYDEX ETF TRUST
GUG S&P500 EQ WT
78355W106
47
513
SH
SOLE
0
0
513
RYDEX ETF TRUST
GUG S&P500 PU GR
78355W403
958
10687
SH
SOLE
0
0
10687
SPDR S&P 500 ETF TR
TR UNIT
78462F103
1159
4914
SH
SOLE
0
0
4914
SPX CORP
COM
784635104
3
138
SH
SOLE
0
0
138
SPDR GOLD TRUST
GOLD SHS
78463V107
96
811
SH
SOLE
0
0
811
SPDR INDEX SHS FDS
S&P EM MKT DIV
78463X533
30
1035
SH
SOLE
0
0
1035
SPDR INDEX SHS FDS
DJ INTL RL ETF
78463X863
12
318
SH
SOLE
0
0
318
SPDR SERIES TRUST
BLMBRG BRC CNVRT
78464A359
1329
27634
SH
SOLE
0
0
27634
SPDR SERIES TRUST
S&P DIVID ETF
78464A763
16
179
SH
SOLE
0
0
179
SPDR SERIES TRUST
S&P BK ETF
78464A797
24
565
SH
SOLE
0
0
565
SSGA ACTIVE ETF TR
BLKSTN GSOSRLN
78467V608
48
1000
SH
SOLE
0
0
1000
SSGA ACTIVE ETF TR
SPDR TR TACTIC
78467V848
2095
42861
SH
SOLE
0
0
42861
SPDR S&P MIDCAP 400 ETF TR
UTSER1 S&PDCRP
78467Y107
8001
25610
SH
SOLE
0
0
25610
SPDR SER TR
NUVEEN BLMBRG SR
78468R739
32
661
SH
SOLE
0
0
661
SPX FLOW INC
COM
78469X107
5
138
SH
SOLE
0
0
138
SABINE ROYALTY TR
UNIT BEN INT
785688102
4
99
SH
SOLE
0
0
99
SABRA HEALTH CARE REIT INC
COM
78573L106
19
670
SH
SOLE
0
0
670
SCHLUMBERGER LTD
COM
806857108
195
2500
SH
SOLE
0
0
2500
SCHWAB CHARLES CORP NEW
COM
808513105
7
179
SH
SOLE
0
0
179
SCHWAB STRATEGIC TR
US BRD MKT ETF
808524102
86
1498
SH
SOLE
0
0
1498
SCHWAB STRATEGIC TR
US LRG CAP ETF
808524201
30
541
SH
SOLE
0
0
541
SCHWAB STRATEGIC TR
US LCAP VA ETF
808524409
5
98
SH
SOLE
0
0
98
SCHWAB STRATEGIC TR
US MID-CAP ETF
808524508
95
2001
SH
SOLE
0
0
2001
SCHWAB STRATEGIC TR
US SML CAP ETF
808524607
84
1341
SH
SOLE
0
0
1341
SCHWAB STRATEGIC TR
EMRG MKTEQ ETF
808524706
466
19459
SH
SOLE
0
0
19459
SCHWAB STRATEGIC TR
US DIVIDEND EQ
808524797
89
2000
SH
SOLE
0
0
2000
SCHWAB STRATEGIC TR
INTL EQTY ETF
808524805
325
10880
SH
SOLE
0
0
10880
SCHWAB STRATEGIC TR
US REIT ETF
808524847
1544
37868
SH
SOLE
0
0
37868
SELECT SECTOR SPDR TR
SBI INT-UTILS
81369Y886
308
6000
SH
SOLE
0
0
6000
SEMGROUP CORP
CL A
81663A105
44
1217
SH
SOLE
0
0
1217
SEMPRA ENERGY
COM
816851109
221
2000
SH
SOLE
0
0
2000
SHAKE SHACK INC
CL A
819047101
1
40
SH
SOLE
0
0
40
SHELL MIDSTREAM PARTNERS L P
UNIT LTD INT
822634101
4509
139914
SH
SOLE
0
0
139914
SILVER WHEATON CORP
COM
828336107
20
960
SH
SOLE
0
0
960
SOLAR CAP LTD
COM
83413U100
1933
85500
SH
SOLE
0
0
85500
SPECIAL OPPORTUNITIES FD INC
COM
84741T104
28
1937
SH
SOLE
0
0
1937
SPECTRA ENERGY PARTNERS LP
COM
84756N109
10
220
SH
SOLE
0
0
220
SPIRE INC
COM
84857L101
189
2800
SH
SOLE
0
0
2800
STANDARD MTR PRODS INC
COM
853666105
49
1000
SH
SOLE
0
0
1000
STANLEY BLACK & DECKER INC
COM
854502101
17
127
SH
SOLE
0
0
127
STARBUCKS CORP
COM
855244109
47
799
SH
SOLE
0
0
799
STORE CAP CORP
COM
862121100
6
250
SH
SOLE
0
0
250
SUBURBAN PROPANE PARTNERS L
UNIT LTD PARTN
864482104
5
178
SH
SOLE
0
0
178
SUMMIT MIDSTREAM PARTNERS LP
COM UNIT LTD
866142102
73
3034
SH
SOLE
0
0
3034
SUNOCO LOGISTICS PRTNRS L P
COM UNITS
86764L108
304
12465
SH
SOLE
0
0
12465
SYMANTEC CORP
COM
871503108
25
800
SH
SOLE
0
0
800
SYSCO CORP
COM
871829107
306
5900
SH
SOLE
0
0
5900
TCW STRATEGIC INCOME FUND IN
COM
872340104
44
8188
SH
SOLE
0
0
8188
TALLGRASS ENERGY GP LP
SHS CL A
874696107
643
22366
SH
SOLE
0
0
22366
TALLGRASS ENERGY PARTNERS LP
COM UNIT
874697105
322
6050
SH
SOLE
0
0
6050
TARGET CORP
COM
87612E106
154
2799
SH
SOLE
0
0
2799
TARGA RES CORP
COM
87612G101
1809
30206
SH
SOLE
0
0
30206
TATA MTRS LTD
SPONSORED ADR
876568502
6
166
SH
SOLE
0
0
166
TESORO LOGISTICS LP
COM UNIT LP
88160T107
2379
43679
SH
SOLE
0
0
43679
TEXAS PAC LD TR
SUB CTF PROP I T
882610108
14
49
SH
SOLE
0
0
49
TIDEWATER INC
COM
886423102
6
5372
SH
SOLE
0
0
5372
TIME INC NEW
COM
887228104
1
56
SH
SOLE
0
0
56
TIME WARNER INC
COM NEW
887317303
9
95
SH
SOLE
0
0
95
TIMKEN CO
COM
887389104
1
13
SH
SOLE
0
0
13
TIMKENSTEEL CORP
COM
887399103
0
6
SH
SOLE
0
0
6
TORONTO DOMINION BK ONT
COM NEW
891160509
261
5220
SH
SOLE
0
0
5220
TORTOISE ENERGY INFRA CORP
COM
89147L100
64
1824
SH
SOLE
0
0
1824
TORTOISE MLP FD INC
COM
89148B101
8
380
SH
SOLE
0
0
380
TOYOTA MOTOR CORP
SP ADR REP2COM
892331307
9
81
SH
SOLE
0
0
81
TRANSCANADA CORP
COM
89353D107
15
315
SH
SOLE
0
0
315
TRANSMONTAIGNE PARTNERS L P
COM UNIT L P
89376V100
0
0
SH
SOLE
0
0
0
TRI CONTL CORP
COM
895436103
55
2377
SH
SOLE
0
0
2377
TRIMAS CORP
COM NEW
896215209
6
300
SH
SOLE
0
0
300
2U INC
COM
90214J101
12
300
SH
SOLE
0
0
300
UBS AG JERSEY BRH
ALERIAN INFRST
902641646
914
31331
SH
SOLE
0
0
31331
UGI CORP NEW
COM
902681105
11
225
SH
SOLE
0
0
225
USA COMPRESSION PARTNERS LP
COMUNIT LTDPAR
90290N109
849
50249
SH
SOLE
0
0
50249
US BANCORP DEL
COM NEW
902973304
673
13071
SH
SOLE
0
0
13071
U S SILICA HLDGS INC
COM
90346E103
732
15248
SH
SOLE
0
0
15248
UNDER ARMOUR INC
CL A
904311107
59
3000
SH
SOLE
0
0
3000
UNDER ARMOUR INC
CL C
904311206
10
524
SH
SOLE
0
0
524
UNION PAC CORP
COM
907818108
1323
12494
SH
SOLE
0
0
12494
UNITED BANKSHARES INC WEST V
COM
909907107
245
5808
SH
SOLE
0
0
5808
UNITED PARCEL SERVICE INC
CL B
911312106
207
1933
SH
SOLE
0
0
1933
UNITED STATES NATL GAS FUND
UNIT PAR $0.001
912318201
23
3000
SH
SOLE
0
0
3000
UNITED STATES OIL FUND LP
UNITS
91232N108
25
2365
SH
SOLE
0
0
2365
UNITED TECHNOLOGIES CORP
COM
913017109
565
5033
SH
SOLE
0
0
5033
VWR CORP
COM
91843L103
6
200
SH
SOLE
0
0
200
VALERO ENERGY CORP NEW
COM
91913Y100
123
1862
SH
SOLE
0
0
1862
VALERO ENERGY PARTNERS LP
COM UNT REP LP
91914J102
2081
43440
SH
SOLE
0
0
43440
VANECK VECTORS ETF TR
PFD SECS EX FINL
92189F429
201
10027
SH
SOLE
0
0
10027
VANECK VECTORS ETF TR
ISRAEL ETF
92189F635
45
1552
SH
SOLE
0
0
1552
VANGUARD ADMIRAL FDS INC
MIDCP 400 VAL
921932844
5
45
SH
SOLE
0
0
45
VANGUARD BD INDEX FD INC
INTERMED TERM
921937819
117
1400
SH
SOLE
0
0
1400
VANGUARD BD INDEX FD INC
SHORT TRM BOND
921937827
115
1440
SH
SOLE
0
0
1440
VANGUARD BD INDEX FD INC
TOTAL BND MRKT
921937835
333
4109
SH
SOLE
0
0
4109
VANGUARD TAX MANAGED INTL FD
FTSE DEV MKT ETF
921943858
653
16617
SH
SOLE
0
0
16617
VANGUARD WHITEHALL FDS INC
EMERG MKT BD ETF
921946885
73
914
SH
SOLE
0
0
914
VANGUARD MALVERN FDS
STRM INFPROIDX
922020805
387
7814
SH
SOLE
0
0
7814
VANGUARD CHARLOTTE FDS
INTL BD IDX ETF
92203J407
383
7076
SH
SOLE
0
0
7076
VANGUARD INTL EQUITY INDEX F
FTSE SMCAP ETF
922042718
390
3801
SH
SOLE
0
0
3801
VANGUARD INTL EQUITY INDEX F
TT WRLD ST ETF
922042742
150
2300
SH
SOLE
0
0
2300
VANGUARD INTL EQUITY INDEX F
ALLWRLD EX US
922042775
73
1521
SH
SOLE
0
0
1521
VANGUARD INTL EQUITY INDEX F
FTSE EMR MKT ETF
922042858
1121
28230
SH
SOLE
0
0
28230
VANGUARD WORLD FDS
INDUSTRIAL ETF
92204A603
5
39
SH
SOLE
0
0
39
VANGUARD WORLD FDS
INF TECH ETF
92204A702
30
219
SH
SOLE
0
0
219
VANGUARD SCOTTSDALE FDS
SHRT TRM CORP BD
92206C409
384
4818
SH
SOLE
0
0
4818
VANGUARD SCOTTSDALE FDS
INT-TERM CORP
92206C870
374
4331
SH
SOLE
0
0
4331
VANGUARD INDEX FDS
S&P 500 ETF SHS
922908363
11781
54456
SH
SOLE
0
0
54456
VANGUARD INDEX FDS
MCAP VL IDXVIP
922908512
4000
39248
SH
SOLE
0
0
39248
VANGUARD INDEX FDS
MCAP GR IDXVIP
922908538
22
198
SH
SOLE
0
0
198
VANGUARD INDEX FDS
REIT ETF
922908553
4031
48804
SH
SOLE
0
0
48804
VANGUARD INDEX FDS
SML CP GRW ETF
922908595
482
3426
SH
SOLE
0
0
3426
VANGUARD INDEX FDS
SM CP VAL ETF
922908611
1662
13527
SH
SOLE
0
0
13527
VANGUARD INDEX FDS
MID CAP ETF
922908629
6671
47907
SH
SOLE
0
0
47907
VANGUARD INDEX FDS
LARGE CAP ETF
922908637
273
2527
SH
SOLE
0
0
2527
VANGUARD INDEX FDS
GROWTH ETF
922908736
8489
69778
SH
SOLE
0
0
69778
VANGUARD INDEX FDS
VALUE ETF
922908744
1341
14060
SH
SOLE
0
0
14060
VANGUARD INDEX FDS
SMALL CP ETF
922908751
3849
28877
SH
SOLE
0
0
28877
VANGUARD INDEX FDS
TOTAL STK MKT
922908769
108
892
SH
SOLE
0
0
892
VERIZON COMMUNICATIONS INC
COM
92343V104
549
11271
SH
SOLE
0
0
11271
VERITIV CORP
COM
923454102
18
350
SH
SOLE
0
0
350
VIEWRAY INC
COM
92672L107
4
500
SH
SOLE
0
0
500
VISA INC
COM CL A
92826C839
400
4503
SH
SOLE
0
0
4503
W P CAREY INC
COM
92936U109
179
2875
SH
SOLE
0
0
2875
WAL-MART STORES INC
COM
931142103
81
1122
SH
SOLE
0
0
1122
WALGREENS BOOTS ALLIANCE INC
COM
931427108
149
1797
SH
SOLE
0
0
1797
WASTE MGMT INC DEL
COM
94106L109
644
8834
SH
SOLE
0
0
8834
WELLS FARGO & CO NEW
COM
949746101
759
13632
SH
SOLE
0
0
13632
WELLTOWER INC
COM
95040Q104
19
273
SH
SOLE
0
0
273
WENDYS CO
COM
95058W100
14
1050
SH
SOLE
0
0
1050
WESTAR ENERGY INC
COM
95709T100
488
9000
SH
SOLE
0
0
9000
WESTERN ASSET VAR RT STRG FD
COM
957667108
8
495
SH
SOLE
0
0
495
WESTERN GAS PARTNERS LP
COM UNIT LP IN
958254104
90
1496
SH
SOLE
0
0
1496
WESTERN GAS EQUITY PARTNERS
COMUNT LTD PT
95825R103
603
13073
SH
SOLE
0
0
13073
WESTERN REFNG INC
COM
959319104
545
15551
SH
SOLE
0
0
15551
WEYERHAEUSER CO
COM
962166104
141
4151
SH
SOLE
0
0
4151
WHIRLPOOL CORP
COM
963320106
17
100
SH
SOLE
0
0
100
WHITEWAVE FOODS CO
COM
966244105
13
235
SH
SOLE
0
0
235
WHOLE FOODS MKT INC
COM
966837106
6
212
SH
SOLE
0
0
212
WILLIAMS COS INC DEL
COM
969457100
435
14705
SH
SOLE
0
0
14705
WILLIAMS PARTNERS L P NEW
COM UNIT LTD PAR
96949L105
5349
131006
SH
SOLE
0
0
131006
WISDOMTREE TR
EMG MKTS SMCAP
97717W281
255
5690
SH
SOLE
0
0
5690
WISDOMTREE TR
LARGECAP DIVID
97717W307
303
3658
SH
SOLE
0
0
3658
WISDOMTREE TR
EMER MKT HIGH FD
97717W315
13
314
SH
SOLE
0
0
314
WISDOMTREE TR
DIV EX-FINL FD
97717W406
0
0
SH
SOLE
0
0
0
WISDOMTREE TR
MIDCAP DIVI FD
97717W505
485
4970
SH
SOLE
0
0
4970
WISDOMTREE TR
SMLCAP EARN FD
97717W562
91
2811
SH
SOLE
0
0
2811
WISDOMTREE TR
MDCP EARN FUND
97717W570
72
2040
SH
SOLE
0
0
2040
WISDOMTREE TR
EARNING 500 FD
97717W588
239
2933
SH
SOLE
0
0
2933
WISDOMTREE TR
SMALLCAP DIVID
97717W604
153
1900
SH
SOLE
0
0
1900
WISDOMTREE TR
INTL SMCAP DIV
97717W760
104
1589
SH
SOLE
0
0
1589
WISDOMTREE TR
INTL MIDCAP DV
97717W778
161
2670
SH
SOLE
0
0
2670
WISDOMTREE TR
INTL LRGCAP DV
97717W794
50
1092
SH
SOLE
0
0
1092
WISDOMTREE TR
EUR HDG SMLCAP
97717X552
28
1001
SH
SOLE
0
0
1001
WISDOMTREE TR
US QTLY DIV GRT
97717X669
30
854
SH
SOLE
0
0
854
WISDOMTREE TR
EM LCL DEBT FD
97717X867
0
0
SH
SOLE
0
0
0
WOODWARD INC
COM
980745103
44
650
SH
SOLE
0
0
650
WORLD WRESTLING ENTMT INC
CL A
98156Q108
33
1500
SH
SOLE
0
0
1500
XCEL ENERGY INC
COM
98389B100
219
4922
SH
SOLE
0
0
4922
YUM BRANDS INC
COM
988498101
38
600
SH
SOLE
0
0
600
YUM CHINA HLDGS INC
COM
98850P109
16
600
SH
SOLE
0
0
600
ZOETIS INC
CL A
98978V103
41
776
SH
SOLE
0
0
776
ADIENT PLC
ORD SHS
G0084W101
33
456
SH
SOLE
0
0
456
ALLERGAN PLC
SHS
G0177J108
25
103
SH
SOLE
0
0
103
ATLANTICA YIELD PLC
SHS
G0751N103
15
723
SH
SOLE
0
0
723
ACCENTURE PLC IRELAND
SHS CLASS A
G1151C101
1406
11729
SH
SOLE
0
0
11729
BROOKFIELD PPTY PARTNERS L P
UNIT LTD PARTN
G16249107
11
488
SH
SOLE
0
0
488
BROOKFIELD INFRAST PARTNERS
LP INT UNIT
G16252101
12234
316362
SH
SOLE
0
0
316362
IHS MARKIT LTD
SHS
G47567105
6
150
SH
SOLE
0
0
150
INGERSOLL-RAND PLC
SHS
G47791101
163
2000
SH
SOLE
0
0
2000
JOHNSON CTLS INTL PLC
SHS
G51502105
193
4577
SH
SOLE
0
0
4577
MEDTRONIC PLC
SHS
G5960L103
47
588
SH
SOLE
0
0
588
PROTHENA CORP PLC
SHS
G72800108
26
458
SH
SOLE
0
0
458
CHUBB LIMITED
COM
H1467J104
115
841
SH
SOLE
0
0
841
TE CONNECTIVITY LTD
REG SHS
H84989104
112
1500
SH
SOLE
0
0
1500
CNH INDL N V
SHS
N20944109
44
4537
SH
SOLE
0
0
4537
FERRARI N V
COM
N3167Y103
0
2
SH
SOLE
0
0
2
LYONDELLBASELL INDUSTRIES N
SHS - A -
N53745100
46
500
SH
SOLE
0
0
500