0001104659-18-071409.txt : 20181204 0001104659-18-071409.hdr.sgml : 20181204 20181204171528 ACCESSION NUMBER: 0001104659-18-071409 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20181126 FILED AS OF DATE: 20181204 DATE AS OF CHANGE: 20181204 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hirz David G. CENTRAL INDEX KEY: 0001613932 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36626 FILM NUMBER: 181217736 MAIL ADDRESS: STREET 1: 600 CITADEL DRIVE CITY: COMMERCE STATE: CA ZIP: 90040 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Smart & Final Stores, Inc. CENTRAL INDEX KEY: 0001563407 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-GROCERY STORES [5411] IRS NUMBER: 800862253 STATE OF INCORPORATION: CA FISCAL YEAR END: 1230 BUSINESS ADDRESS: STREET 1: 600 CITADEL DRIVE CITY: COMMERCE STATE: CA ZIP: 90040 BUSINESS PHONE: 323.869.7500 MAIL ADDRESS: STREET 1: 600 CITADEL DRIVE CITY: COMMERCE STATE: CA ZIP: 90040 FORMER COMPANY: FORMER CONFORMED NAME: Smart & Final Stores DATE OF NAME CHANGE: 20140616 FORMER COMPANY: FORMER CONFORMED NAME: SF CC Holdings, Inc. DATE OF NAME CHANGE: 20121130 4 1 a4.xml 4 X0306 4 2018-11-26 0 0001563407 Smart & Final Stores, Inc. SFS 0001613932 Hirz David G. 600 CITADEL DRIVE COMMERCE CA 90040 1 1 0 0 President & CEO common stock, par value $0.001 2018-11-26 4 M 0 559500 2.51 A 1656610 D Stock Option (right to buy) 2.51 2018-11-26 4 M 0 559500 0 D 2012-11-15 2019-01-01 Common Stock 559500 0 D These shares were acquired pursuant to exercises of stock options as described in Table II. /s/ Leland P. Smith, by power of attorney 2018-12-04