0001563190-24-000150.txt : 20240827
0001563190-24-000150.hdr.sgml : 20240827
20240827210056
ACCESSION NUMBER: 0001563190-24-000150
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20240823
FILED AS OF DATE: 20240827
DATE AS OF CHANGE: 20240827
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Reffkin Robert L.
CENTRAL INDEX KEY: 0001847178
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40291
FILM NUMBER: 241250765
MAIL ADDRESS:
STREET 1: C/O COMPASS, INC.
STREET 2: 110 FIFTH AVE, 4TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10011
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Compass, Inc.
CENTRAL INDEX KEY: 0001563190
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING SERVICES [7371]
ORGANIZATION NAME: 06 Technology
IRS NUMBER: 300751604
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 110 FIFTH AVENUE
STREET 2: 4TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10011
BUSINESS PHONE: 212-913-9058
MAIL ADDRESS:
STREET 1: 110 FIFTH AVENUE
STREET 2: 4TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10011
FORMER COMPANY:
FORMER CONFORMED NAME: Urban Compass, Inc.
DATE OF NAME CHANGE: 20121128
4
1
wk-form4_1724806849.xml
FORM 4
X0508
4
2024-08-23
0
0001563190
Compass, Inc.
COMP
0001847178
Reffkin Robert L.
C/O COMPASS, INC.
110 FIFTH AVENUE, 4TH FLOOR
NEW YORK
NY
10011
1
1
0
0
Chairman and CEO
1
Class A Common Stock
2024-08-23
4
S
0
814302
4.9128
D
0
D
Class A Common Stock
2024-08-26
4
A
0
1000000
0
A
1000000
D
Class A Common Stock
2024-08-26
4
S
0
55698
5.9065
D
944302
D
Class A Common Stock
7828116
I
See Footnotes
Class C Common Stock
2024-08-26
4
D
0
1000000
0
D
Class A Common Stock
1000000
12633787
D
Class C Common Stock
Class A Common Stock
4125000
4125000
I
See footnote
Automatic sales by the Reporting Person pursuant to a Rule 10b5-1 plan adopted on May 10, 2024.
The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.90 to $4.96 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Represents the conversion by the Reporting Person of Class C Common Stock for Class A Common Stock.
Class C Common Stock is convertible to Class A Common Stock on a one-to-one basis at any time.
The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.90 to $5.915 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Represents (i) 4,148,000 shares of Class A Common Stock owned by the 2021 Reffkin Remainder Interest Trust, (ii) 3,190,870 shares of Class A Common Stock owned by the Reffkin Investment II Corp, (iii) 411,111 shares of Class A Common Stock owned by The Ruth Reffkin Family Trust and (iv) 78,135 shares of Class A Common Stock owned by the Reffkin 2022 Family Trust.
Shares owned by Reffkin Investment I Corp. The Robert Lee Reffkin Revocable Trust is the sole and controlling shareholder of Reffkin Investment I Corp.
/s/ Bradley K. Serwin, as attorney-in-fact
2024-08-27