0001563190-23-000200.txt : 20231004 0001563190-23-000200.hdr.sgml : 20231004 20231004181628 ACCESSION NUMBER: 0001563190-23-000200 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231002 FILED AS OF DATE: 20231004 DATE AS OF CHANGE: 20231004 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hart Gregory M. CENTRAL INDEX KEY: 0001847374 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40291 FILM NUMBER: 231309208 MAIL ADDRESS: STREET 1: C/O COMPASS, INC. STREET 2: 155 AVENUE OF THE AMERICAS, SIXTH FLOOR CITY: NEW YORK STATE: NY ZIP: 10013 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Compass, Inc. CENTRAL INDEX KEY: 0001563190 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING SERVICES [7371] IRS NUMBER: 300751604 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 155 AVENUE OF THE AMERICAS STREET 2: SIXTH FLOOR CITY: NEW YORK STATE: NY ZIP: 10013 BUSINESS PHONE: 917-841-5555 MAIL ADDRESS: STREET 1: 155 AVENUE OF THE AMERICAS STREET 2: SIXTH FLOOR CITY: NEW YORK STATE: NY ZIP: 10013 FORMER COMPANY: FORMER CONFORMED NAME: Urban Compass, Inc. DATE OF NAME CHANGE: 20121128 4 1 wk-form4_1696457779.xml FORM 4 X0508 4 2023-10-02 0 0001563190 Compass, Inc. COMP 0001847374 Hart Gregory M. C/O COMPASS, INC. 90 FIFTH AVENUE NYC NY 10011 0 1 0 0 Chief Operating Officer 1 Class A Common Stock 2023-10-02 4 S 0 24604 2.8207 D 750065 D Class A Common Stock 2023-10-03 4 M 0 282513 0 A 1032578 D Class A Common Stock 2023-10-03 4 F 0 111171 2.60 D 921407 D Restricted Stock Unit (RSU) 2023-10-03 4 M 0 17290 0 D Class A Common Stock 17290 328430 D Restricted Stock Unit (RSU) 2023-10-03 4 M 0 101359 0 D Class A Common Stock 101359 202720 D Restricted Stock Unit (RSU) 2023-10-03 4 M 0 152039 0 D Class A Common Stock 152039 304079 D Restricted Stock Unit (RSU) 2023-10-03 4 M 0 11825 0 D Class A Common Stock 11825 23651 D Automatic sales pursuant to a Rule 10b5-1 plan adopted by the reporting person on May 12, 2023. The price reported in Column 4 is the weighted average price. These shares were sold in multiple transactions at prices ranging from $2.79 to $2.88 per share, inclusive. The reporting person undertakes to provide to Compass, Inc., any security holder of Compass, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement. Represents shares withheld by Issuer to satisfy tax withholding obligations on the vesting of RSUs. The RSUs vest as to 20% of the total shares on April 13, 2021 and 1.667% monthly thereafter, with 100% of the shares vested on April 13, 2025, subject to continued service through each vesting date. The RSUs vest as to 25% of the total shares on each of June 15, 2023, September 15, 2023, December 15, 2023 and March 15, 2024, subject to the reporting person's provision of service to the Issuer on each vesting date. /s/ Bradley K. Serwin, as attorney-in-fact 2023-10-04