0001563190-23-000174.txt : 20230804 0001563190-23-000174.hdr.sgml : 20230804 20230804175002 ACCESSION NUMBER: 0001563190-23-000174 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230803 FILED AS OF DATE: 20230804 DATE AS OF CHANGE: 20230804 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Wahlers Scott R. CENTRAL INDEX KEY: 0001847171 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40291 FILM NUMBER: 231145157 MAIL ADDRESS: STREET 1: 155 AVENUE OF THE AMERICAS STREET 2: SIXTH FLOOR CITY: NEW YORK STATE: NY ZIP: 10013 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Compass, Inc. CENTRAL INDEX KEY: 0001563190 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING SERVICES [7371] IRS NUMBER: 300751604 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 155 AVENUE OF THE AMERICAS STREET 2: SIXTH FLOOR CITY: NEW YORK STATE: NY ZIP: 10013 BUSINESS PHONE: 917-841-5555 MAIL ADDRESS: STREET 1: 155 AVENUE OF THE AMERICAS STREET 2: SIXTH FLOOR CITY: NEW YORK STATE: NY ZIP: 10013 FORMER COMPANY: FORMER CONFORMED NAME: Urban Compass, Inc. DATE OF NAME CHANGE: 20121128 4 1 wk-form4_1691185789.xml FORM 4 X0508 4 2023-08-03 0 0001563190 Compass, Inc. COMP 0001847171 Wahlers Scott R. C/O COMPASS, INC. 90 FIFTH AVENUE NYC NY 10011 0 1 0 0 Chief Accounting Officer 0 Class A Common Stock 2023-08-03 4 M 0 3370 0 A 267848 D Class A Common Stock 2023-08-03 4 F 0 1722 4.35 D 266126 D Restricted Stock Unit (RSU) 2023-08-03 4 M 0 670 0 D Class A Common Stock 670 4060 D Restricted Stock Unit (RSU) 2023-08-03 4 M 0 2700 0 D Class A Common Stock 2700 40520 D Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement. Represents shares withheld by Issuer to satisfy tax withholding obligations on the vesting of RSUs. The RSUs vest as to 2.0833% of the total shares monthly, beginning on February 10, 2020, with 100% of the total shares vested on January 25, 2024, subject to the reporting person's provision of service to the Issuer on each vesting date. The RSUs vest as to 16,200 shares on April 15, 2021 and 2.0833% of the total shares monthly, with 100% of the total shares vested on October 15, 2024, subject to the reporting person's provision of service to the issuer on each vesting date. /s/ Bradley K. Serwin, as attorney-in-fact 2023-08-04