0001563190-23-000011.txt : 20230106 0001563190-23-000011.hdr.sgml : 20230106 20230106163924 ACCESSION NUMBER: 0001563190-23-000011 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230105 FILED AS OF DATE: 20230106 DATE AS OF CHANGE: 20230106 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Wahlers Scott R. CENTRAL INDEX KEY: 0001847171 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40291 FILM NUMBER: 23515551 MAIL ADDRESS: STREET 1: 155 AVENUE OF THE AMERICAS STREET 2: SIXTH FLOOR CITY: NEW YORK STATE: NY ZIP: 10013 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Compass, Inc. CENTRAL INDEX KEY: 0001563190 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING SERVICES [7371] IRS NUMBER: 300751604 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 155 AVENUE OF THE AMERICAS STREET 2: SIXTH FLOOR CITY: NEW YORK STATE: NY ZIP: 10013 BUSINESS PHONE: 917-841-5555 MAIL ADDRESS: STREET 1: 155 AVENUE OF THE AMERICAS STREET 2: SIXTH FLOOR CITY: NEW YORK STATE: NY ZIP: 10013 FORMER COMPANY: FORMER CONFORMED NAME: Urban Compass, Inc. DATE OF NAME CHANGE: 20121128 4 1 wf-form4_167304115035496.xml FORM 4 X0306 4 2023-01-05 0 0001563190 Compass, Inc. COMP 0001847171 Wahlers Scott R. C/O COMPASS, INC. 90 5TH AVENUE, 3RD FLOOR NYC NY 10011 0 1 0 0 Chief Accounting Officer Class A Common Stock 2023-01-05 4 M 0 37793 0 A 160937 D Class A Common Stock 2023-01-05 4 F 0 15806 2.39 D 145131 D Restricted Stock Unit (RSU) 2023-01-05 4 M 0 680 0 D Class A Common Stock 680.0 8780 D Restricted Stock Unit (RSU) 2023-01-05 4 M 0 2700 0 D Class A Common Stock 2700.0 59420 D Restricted Stock Unit (RSU) 2023-01-05 4 M 0 34413 0 D Class A Common Stock 34413.0 0 D Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement. Represents shares withheld by Issuer to satisfy tax withholding obligations on the vesting of RSUs. The RSUs vest as to 2.0833% of the total shares monthly, beginning on February 10, 2020, with 100% of the total shares vested on January 25, 2024, subject to the reporting person's provision of service to the Issuer on each vesting date. The RSUs vest as to 16,200 shares on April 15, 2021 and 2.0833% of the total shares monthly, with 100% of the total shares vested and exercisable on October 15, 2024, subject to the reporting person's provision of service to the issuer on each vesting date. The RSU award vests as to 25% of the total shares on each of March 31, 2022, June 30, 2022, September 30, 2022 and December 31, 2022, subject to the reporting person's provision of service to the Issuer on each vesting date. /s/ Bradley K. Serwin, as attorney-in-fact 2023-01-06