0000899243-21-015454.txt : 20210408
0000899243-21-015454.hdr.sgml : 20210408
20210408213926
ACCESSION NUMBER: 0000899243-21-015454
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210406
FILED AS OF DATE: 20210408
DATE AS OF CHANGE: 20210408
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SOFTBANK VISION FUND (AIV M1) L.P.
CENTRAL INDEX KEY: 0001755143
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40291
FILM NUMBER: 21816294
BUSINESS ADDRESS:
STREET 1: 251 LITTLE FALLS DRIVE
CITY: WILMINGTON
STATE: DE
ZIP: 19808
BUSINESS PHONE: 650-562-8211
MAIL ADDRESS:
STREET 1: 251 LITTLE FALLS DRIVE
CITY: WILMINGTON
STATE: DE
ZIP: 19808
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SB INVESTMENT ADVISERS (UK) LTD
CENTRAL INDEX KEY: 0001731509
STATE OF INCORPORATION: X0
FISCAL YEAR END: 0331
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40291
FILM NUMBER: 21816295
BUSINESS ADDRESS:
STREET 1: 69 GROSVENOR STREET
CITY: LONDON
STATE: X0
ZIP: W1K 3JP
BUSINESS PHONE: 44 2076290431
MAIL ADDRESS:
STREET 1: 69 GROSVENOR STREET
CITY: LONDON
STATE: X0
ZIP: W1K 3JP
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SVF Excaliber (Cayman) Ltd
CENTRAL INDEX KEY: 0001836869
STATE OF INCORPORATION: E9
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40291
FILM NUMBER: 21816297
BUSINESS ADDRESS:
STREET 1: 27 HOSPITAL ROAD, WALKERS CORPORATE LTD.
STREET 2: CAYMAN CORPORATE CENTRE
CITY: GEORGE TOWN, GRAND CAYMAN
STATE: E9
ZIP: KY-9008
BUSINESS PHONE: (650) 281-4473
MAIL ADDRESS:
STREET 1: 27 HOSPITAL ROAD, WALKERS CORPORATE LTD.
STREET 2: CAYMAN CORPORATE CENTRE
CITY: GEORGE TOWN, GRAND CAYMAN
STATE: E9
ZIP: KY-9008
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SVF Endurance (Cayman) Ltd
CENTRAL INDEX KEY: 0001782338
STATE OF INCORPORATION: E9
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40291
FILM NUMBER: 21816296
BUSINESS ADDRESS:
STREET 1: C/O WALKERS CORPORATE LIMITED
STREET 2: 27 HOSPITAL ROAD
CITY: GEORGE TOWN
STATE: E9
ZIP: KY1-9008
BUSINESS PHONE: 345 814 4512
MAIL ADDRESS:
STREET 1: C/O WALKERS CORPORATE LIMITED
STREET 2: 27 HOSPITAL ROAD
CITY: GEORGE TOWN
STATE: E9
ZIP: KY1-9008
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Compass, Inc.
CENTRAL INDEX KEY: 0001563190
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING SERVICES [7371]
IRS NUMBER: 300751604
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 155 AVENUE OF THE AMERICAS
STREET 2: SIXTH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10013
BUSINESS PHONE: 917-841-5555
MAIL ADDRESS:
STREET 1: 155 AVENUE OF THE AMERICAS
STREET 2: SIXTH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10013
FORMER COMPANY:
FORMER CONFORMED NAME: Urban Compass, Inc.
DATE OF NAME CHANGE: 20121128
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2021-04-06
0
0001563190
Compass, Inc.
COMP
0001836869
SVF Excaliber (Cayman) Ltd
C/O WALKERS CORP LTD., CAYMAN
CORPORATE CENTRE, 190 ELGIN AVENUE
GEORGE TOWN
E9
KY1-9008
CAYMAN ISLANDS
0
0
1
0
0001782338
SVF Endurance (Cayman) Ltd
C/O WALKERS CORP LTD., CAYMAN
CORPORATE CENTRE, 190 ELGIN AVENUE
GEORGE TOWN
E9
KY1-9008
CAYMAN ISLANDS
0
0
1
0
0001731509
SB INVESTMENT ADVISERS (UK) LTD
69 GROSVENOR STREET,
LONDON
X0
W1K 3JP
UNITED KINGDOM
0
0
1
0
0001755143
SOFTBANK VISION FUND (AIV M1) L.P.
251 LITTLE FALLS DRIVE
WILMINGTON
DE
19808
0
0
1
0
Class A Common Stock
2021-04-06
4
C
0
118291263
A
128365273
I
See footnotes
Class A Common Stock
2021-04-06
4
P
0
4000000
18.00
A
132365273
I
See footnotes
Series A Preferred Stock
2021-04-06
4
C
0
18056840
D
Class A Common Stock
18056840
0
I
See footnotes
Series B Preferred Stock
2021-04-06
4
C
0
2227800
D
Class A Common Stock
2227800
0
I
See footnotes
Series E Preferred Stock
2021-04-06
4
C
0
66688200
D
Class A Common Stock
68307043
0
I
See footnotes
Series F Preferred Stock
2021-04-06
4
C
0
13494130
D
Class A Common Stock
13494130
0
I
See footnotes
Series G Preferred Stock
2021-04-06
4
C
0
16205450
D
Class A Common Stock
16205450
0
I
See footnotes
Upon the closing of the Issuer's initial public offering, each share of the Issuer's Series A, B, C, D, F and G Preferred Stock automatically converted into shares of the Issuer's Class A Common Stock on a 1-to-1 basis, and each share of the Issuer's Series E Preferred Stock automatically converted into shares of the Issuer's Class A Common Stock on a 1-to-1.0242748 basis.
The securities reported herein are held of record by SVF Excalibur (Cayman) Limited, which is a wholly owned subsidiary of SVF Endurance (Cayman) Limited, which is a wholly owned subsidiary of SoftBank Vision Fund (AIV M1) L.P. SB Investment Advisers (UK) Limited has been appointed as alternative investment fund manager ("AIFM") and is exclusively responsible for managing SoftBank Vision Fund (AIV M1) L.P. in accordance with the Alternative Investment Fund Managers Directive and is authorized and regulated by the UK Financial Conduct Authority accordingly.
As AIFM of SoftBank Vision Fund (AIV M1) L.P., SB Investment Advisers (UK) Limited is exclusively responsible for making all decisions related to the acquisition, structuring, financing and disposal of SoftBank Vision Fund (AIV M1) L.P.'s investments. As a result, each of the reporting persons may be deemed to share beneficial ownership of the securities reported herein. Each of them disclaims any such beneficial ownership except to the extent of its pecuniary interest therein.
SVF Excalibur (Cayman) Limited By: /s/ Brian Wheeler, Director
2021-04-08
SVF Endurance (Cayman) Limited By: /s/ Brian Wheeler, Director
2021-04-08
SoftBank Vision Fund (AIV M1) L.P., By: SB Investment Advisers (UK) Limited, its manager, By: /s/ Brian Wheeler, General Counsel
2021-04-08
SB Investment Advisers (UK) Limited By: /s/ Brian Wheeler, General Counsel
2021-04-08