The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM D

Notice of Exempt Offering of Securities
OMB APPROVAL
OMB Number: 3235-0076
Estimated average burden
hours per response: 4.00

1. Issuer's Identity

CIK (Filer ID Number) Previous Names
X None
Entity Type
0001562964
X Corporation
   Limited Partnership
   Limited Liability Company
   General Partnership
   Business Trust
   Other (Specify)

Name of Issuer
ESTEE INDIA FUND
Jurisdiction of Incorporation/Organization
MAURITIUS
Year of Incorporation/Organization
   Over Five Years Ago
X Within Last Five Years (Specify Year) 2012
   Yet to Be Formed

2. Principal Place of Business and Contact Information

Name of Issuer
ESTEE INDIA FUND
Street Address 1 Street Address 2
Premier Business Center Floor 10 Sterling Tower, 14 Poudriere St
City State/Province/Country ZIP/PostalCode Phone Number of Issuer
Port Louis MAURITIUS NA 002302456703

3. Related Persons

Last Name First Name Middle Name
Tyagi Sandeep
Street Address 1 Street Address 2
301 Hobart Avenue
City State/Province/Country ZIP/PostalCode
Short Hills NEW JERSEY 07078
Relationship:    Executive Officer    Director X Promoter

Clarification of Response (if Necessary):

Promoter and Managing Partner of sponsor company Estee Capital LLC
Last Name First Name Middle Name
Tyagi Anupama
Street Address 1 Street Address 2
301 Hobart Avenue
City State/Province/Country ZIP/PostalCode
Short Hills NEW JERSEY 07078
Relationship:    Executive Officer    Director X Promoter

Clarification of Response (if Necessary):

Promoter and Managing Member of sponsor company Estee Capital LLC
Last Name First Name Middle Name
Kaul Rakesh
Street Address 1 Street Address 2
53 Huyler Landing Road
City State/Province/Country ZIP/PostalCode
Cresskill NEW JERSEY 07626
Relationship:    Executive Officer X Director    Promoter

Clarification of Response (if Necessary):

Director of Estee India Fund
Last Name First Name Middle Name
Damry Druvnath
Street Address 1 Street Address 2
Premier Business Centre, 10th Floor Sterling Tower, 14 Poudriere Street
City State/Province/Country ZIP/PostalCode
Port Louis MAURITIUS NA
Relationship:    Executive Officer X Director    Promoter

Clarification of Response (if Necessary):

Director of Estee India Fund
Last Name First Name Middle Name
Mungroo Nazia Bibi
Street Address 1 Street Address 2
Premier Business Centre, 10th Floor Sterling Tower, 14 Poudriere Street
City State/Province/Country ZIP/PostalCode
Port Louis MAURITIUS NA
Relationship:    Executive Officer X Director    Promoter

Clarification of Response (if Necessary):

Director of Estee India Fund
Last Name First Name Middle Name
Sahni Gaurav
Street Address 1 Street Address 2
Short Hills Terrace, 806 Morris Tpk
City State/Province/Country ZIP/PostalCode
Short Hills NEW JERSEY 07078
Relationship:    Executive Officer X Director    Promoter

Clarification of Response (if Necessary):

Director of Estee India Fund

4. Industry Group

   Agriculture
Banking & Financial Services
   Commercial Banking
   Insurance
   Investing
   Investment Banking
X Pooled Investment Fund
X Hedge Fund
   Private Equity Fund
   Venture Capital Fund
   Other Investment Fund
Is the issuer registered as
an investment company under
the Investment Company
Act of 1940?
   Yes X No
   Other Banking & Financial Services
   Business Services
Energy
   Coal Mining
   Electric Utilities
   Energy Conservation
   Environmental Services
   Oil & Gas
   Other Energy
Health Care
   Biotechnology
   Health Insurance
   Hospitals & Physicians
   Pharmaceuticals
   Other Health Care
   Manufacturing
Real Estate
   Commercial
   Construction
   REITS & Finance
   Residential
   Other Real Estate
  
 Retailing
  
 Restaurants
Technology
   Computers
   Telecommunications
   Other Technology
Travel
   Airlines & Airports
   Lodging & Conventions
   Tourism & Travel Services
   Other Travel
  
 Other

5. Issuer Size

Revenue Range OR Aggregate Net Asset Value Range
   No Revenues    No Aggregate Net Asset Value
   $1 - $1,000,000 X $1 - $5,000,000
   $1,000,001 - $5,000,000    $5,000,001 - $25,000,000
   $5,000,001 - $25,000,000    $25,000,001 - $50,000,000
   $25,000,001 - $100,000,000    $50,000,001 - $100,000,000
   Over $100,000,000    Over $100,000,000
   Decline to Disclose    Decline to Disclose
   Not Applicable    Not Applicable

6. Federal Exemption(s) and Exclusion(s) Claimed (select all that apply)

   Rule 504(b)(1) (not (i), (ii) or (iii))
   Rule 504 (b)(1)(i)
   Rule 504 (b)(1)(ii)
   Rule 504 (b)(1)(iii)
   Rule 505
X Rule 506(b)
   Rule 506(c)
   Securities Act Section 4(a)(5)
X Investment Company Act Section 3(c)
   Section 3(c)(1)    Section 3(c)(9)  
   Section 3(c)(2)    Section 3(c)(10)
   Section 3(c)(3)    Section 3(c)(11)
   Section 3(c)(4)    Section 3(c)(12)
   Section 3(c)(5)    Section 3(c)(13)
   Section 3(c)(6)    Section 3(c)(14)
X Section 3(c)(7)

7. Type of Filing

   New Notice Date of First Sale 2012-11-17    First Sale Yet to Occur
X Amendment

8. Duration of Offering

Does the Issuer intend this offering to last more than one year?
X Yes    No

9. Type(s) of Securities Offered (select all that apply)

   Equity X Pooled Investment Fund Interests
   Debt    Tenant-in-Common Securities
   Option, Warrant or Other Right to Acquire Another Security    Mineral Property Securities
   Security to be Acquired Upon Exercise of Option, Warrant or Other Right to Acquire Security    Other (describe)

10. Business Combination Transaction

Is this offering being made in connection with a business combination transaction, such as a merger, acquisition or exchange offer?
   Yes X No

Clarification of Response (if Necessary):

11. Minimum Investment

Minimum investment accepted from any outside investor $100,000 USD

12. Sales Compensation

Recipient
Recipient CRD Number    None
Kotak Mahindra Inc 47251
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Kotak Mahindra Inc 47251
Street Address 1 Street Address 2
369 Lexington Avenue 28th Floor
City State/Province/Country ZIP/Postal Code
NY NEW YORK 10017
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
CALIFORNIA
ILLINOIS
NEW JERSEY
NEW YORK

13. Offering and Sales Amounts

Total Offering Amount USD
or X Indefinite
Total Amount Sold $4,800,415 USD
Total Remaining to be Sold USD
or X Indefinite

Clarification of Response (if Necessary):

Above amount is gross sale amount covering all checks received since inception & is not net of any redemptions made. As of Oct 31,2016, the fund had 26 investors & NAV was $4,044,480.88 with total number of outstanding units amounting to 3,918.69.

14. Investors

  
 Select if securities in the offering have been or may be sold to persons who do not qualify as accredited investors, and enter the number of such non-accredited investors who already have invested in the offering.
Regardless of whether securities in the offering have been or may be sold to persons who do not qualify as accredited investors, enter the total number of investors who already have invested in the offering:
30

15. Sales Commissions & Finder's Fees Expenses

Provide separately the amounts of sales commissions and finders fees expenses, if any. If the amount of an expenditure is not known, provide an estimate and check the box next to the amount.

Sales Commissions $6,590 USD
   Estimate
Finders' Fees $0 USD
   Estimate

Clarification of Response (if Necessary):

Sales commission expense up to Oct 31, 2016 is for Kotak Mahindra Inc., an SEC approved Broker Dealer. While finders' fee paid is currently zero, up to 50% share of total fee may be paid out as finders fees to Estee Capital, registered CPO & sponsor.

16. Use of Proceeds

Provide the amount of the gross proceeds of the offering that has been or is proposed to be used for payments to any of the persons required to be named as executive officers, directors or promoters in response to Item 3 above. If the amount is unknown, provide an estimate and check the box next to the amount.

$4,500 USD
X Estimate

Clarification of Response (if Necessary):

Directors Fees (per annum) for Estee India Fund Directors

Signature and Submission

Please verify the information you have entered and review the Terms of Submission below before signing and clicking SUBMIT below to file this notice.

Terms of Submission

In submitting this notice, each issuer named above is:
  • Notifying the SEC and/or each State in which this notice is filed of the offering of securities described and undertaking to furnish them, upon written request, in the accordance with applicable law, the information furnished to offerees.*
  • Irrevocably appointing each of the Secretary of the SEC and, the Securities Administrator or other legally designated officer of the State in which the issuer maintains its principal place of business and any State in which this notice is filed, as its agents for service of process, and agreeing that these persons may accept service on its behalf, of any notice, process or pleading, and further agreeing that such service may be made by registered or certified mail, in any Federal or state action, administrative proceeding, or arbitration brought against the issuer in any place subject to the jurisdiction of the United States, if the action, proceeding or arbitration (a) arises out of any activity in connection with the offering of securities that is the subject of this notice, and (b) is founded, directly or indirectly, upon the provisions of:  (i) the Securities Act of 1933, the Securities Exchange Act of 1934, the Trust Indenture Act of 1939, the Investment Company Act of 1940, or the Investment Advisers Act of 1940, or any rule or regulation under any of these statutes, or (ii) the laws of the State in which the issuer maintains its principal place of business or any State in which this notice is filed.
  • Certifying that, if the issuer is claiming a Regulation D exemption for the offering, the issuer is not disqualified from relying on Regulation D for one of the reasons stated in Rule 505(b)(2)(iii) or Rule 506(d).

Each Issuer identified above has read this notice, knows the contents to be true, and has duly caused this notice to be signed on its behalf by the undersigned duly authorized person.

For signature, type in the signer's name or other letters or characters adopted or authorized as the signer's signature.

Issuer Signature Name of Signer Title Date
ESTEE INDIA FUND GAURAV SAHNI GAURAV SAHNI Director 2016-11-28

Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB number.

* This undertaking does not affect any limits Section 102(a) of the National Securities Markets Improvement Act of 1996 ("NSMIA") [Pub. L. No. 104-290, 110 Stat. 3416 (Oct. 11, 1996)] imposes on the ability of States to require information. As a result, if the securities that are the subject of this Form D are "covered securities" for purposes of NSMIA, whether in all instances or due to the nature of the offering that is the subject of this Form D, States cannot routinely require offering materials under this undertaking or otherwise and can require offering materials only to the extent NSMIA permits them to do so under NSMIA's preservation of their anti-fraud authority.