0001655099-16-000035.txt : 20161206 0001655099-16-000035.hdr.sgml : 20161206 20161206155926 ACCESSION NUMBER: 0001655099-16-000035 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161205 FILED AS OF DATE: 20161206 DATE AS OF CHANGE: 20161206 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Brookfield Mortgage Opportunity Income Fund Inc. CENTRAL INDEX KEY: 0001562834 IRS NUMBER: 461864186 FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: BROOKFIELD PLACE STREET 2: 250 VESEY STREET, 15TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10281 BUSINESS PHONE: 212-549-8400 MAIL ADDRESS: STREET 1: BROOKFIELD PLACE STREET 2: 250 VESEY STREET, 15TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10281 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Williams Jeffrey Conrad CENTRAL INDEX KEY: 0001685345 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-22773 FILM NUMBER: 162036317 MAIL ADDRESS: STREET 1: BROOKFIELD INVESTMENT MANAGEMENT INC. STREET 2: BROOKFIELD PLACE, 250 VESEY ST., 15TH FL CITY: NEW YORK STATE: NY ZIP: 10281-1023 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2016-12-05 0 0001562834 Brookfield Mortgage Opportunity Income Fund Inc. BOI 0001685345 Williams Jeffrey Conrad C/O BROOKFIELD INVESTMENT MGMT INC. BROOKFIELD PLACE, 250 VESEY ST., 15TH FL NEW YORK NY 10281-1023 0 0 0 1 Sub-Adviser's Portfolio Mgr. Common Stock 2016-12-05 4 D 0 1200 D 0 D Disposed of pursuant to an agreement and plan of reorganization between issuer and Brookfield Real Assets Income Fund Inc. [NYSE: RA] in exchange for 787 shares of RA common stock having a net asset value of $25.00 per share on the effective date of the reorganization. /s/Waheed Olowa, on behalf of Jeffrey Conrad Williams 2016-12-06