8-A12B 1 a13-8074_18a12b.htm 8-A12B

 

 

Form 8-A

 

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES

PURSUANT TO SECTION 12(b) or (g) OF THE

SECURITIES EXCHANGE ACT OF 1934

 

Brookfield Mortgage Opportunity Income Fund Inc.

(Exact name of registrant as specified in its charter)

 

Maryland

 

46-1864186

(State of incorporation or organization)

 

(I.R.S. Employer Identification No.)

 

Brookfield Place

250 Vesey Street

New York, New York 10281-1023

(Address of principal executive offices)

 

Copies to:

 

Jon Tyras, Esq.

 

Michael R. Rosella, Esq.

Brookfield Investment Management Inc.

 

Paul Hastings LLP

Brookfield Place, 250 Vesey Street

 

75 East 55th Street

New York, New York 10281-1023

 

New York, New York 10022

 

Securities to be registered pursuant to Section 12(b) of the Act:

 

Title of each class

 

Name of each exchange on which

 

to be registered

 

each class is to be registered

 

Common Stock, par value $0.001 per share

 

The New York Stock Exchange

 

 

If this form relates to the registration of a class of securities pursuant to Section 12(b) of the Exchange Act and is effective pursuant to General Instructions A.(c), check the following box.  x

 

If this form relates to the registration of a class of securities pursuant to Section 12(g) of the Exchange Act and is effective pursuant to General Instruction A.(d), check the following box.  o

 

Securities Act registration statement file number to which this form relates:  333-185159.

 

Securities to be registered pursuant to Section 12(g) of the Act:  None.

 

 

 


 

Item 1: Description of Registrant’s Securities to be Registered.

 

The shares (the “Shares”) to be registered hereunder are shares of common stock, $0.001 par value per share, of Brookfield Mortgage Opportunity Income Fund Inc. (the “Registrant”).  A description of the Shares is contained under the heading “Description of Shares” in the prospectus included in the Registrant’s Registration Statement on Form N-2, as amended, which registration statement was initially filed with the U.S. Securities and Exchange Commission (the “Commission”) under the Securities Act of 1933, as amended (the “Securities Act”), and the Investment Company Act of 1940, as amended, on November 27, 2012 (Registration Nos. 333-185159 and 811-22773, respectively) (the “Registration Statement”), and such description is incorporated herein by reference.  In addition, the above-referenced description included in any prospectus relating to the Registration Statement filed with the Commission pursuant to Rule 497 under the Securities Act shall be deemed to be incorporated herein by reference.

 

Item 2: Exhibits.

 

No exhibits are required to be filed because no other securities of the Registrant are registered on the New York Stock Exchange, and the securities registered hereby are not being registered pursuant to Section 12(g) of the Exchange Act.

 

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SIGNATURE

 

Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, the Registrant has duly caused this registration statement to be signed on its behalf by the undersigned, thereunto duly authorized, as of this 20th day of March, 2013.

 

 

Brookfield Mortgage Opportunity Income Fund Inc.

 

 

 

 

 

By:

/s/ Kim G. Redding

 

Name:

Kim G. Redding

 

Title:

President

 

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