0001144204-15-018345.txt : 20150325
0001144204-15-018345.hdr.sgml : 20150325
20150325160305
ACCESSION NUMBER: 0001144204-15-018345
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150323
FILED AS OF DATE: 20150325
DATE AS OF CHANGE: 20150325
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Liquid Holdings Group, Inc.
CENTRAL INDEX KEY: 0001562594
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 455070568
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 800 THIRD AVE., 38TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: (212) 293-1836
MAIL ADDRESS:
STREET 1: 800 THIRD AVE., 38TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
FORMER COMPANY:
FORMER CONFORMED NAME: Liquid Holdings Group LLC
DATE OF NAME CHANGE: 20121120
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Ibietatorremendia Jose
CENTRAL INDEX KEY: 0001580155
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36024
FILM NUMBER: 15724752
MAIL ADDRESS:
STREET 1: LIQUID HOLDINGS GROUP, INC.
STREET 2: 800 THIRD AVENUE, 38TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
4
1
form473772_20150325040248-.xml
X0306
4
2015-03-23
0
0001562594
Liquid Holdings Group, Inc.
LIQD
0001580155
Ibietatorremendia Jose
C/O LIQUID HOLDINGS GROUP, INC.
800 THIRD AVE., 38TH FLOOR
NEW YORK
NY
US 10022
0
1
0
0
General Counsel
Common Stock
2015-03-23
4
F
0
6725
0.3145
D
39478
D
Common Stock
20000
I
By Jose Ibietatorremendia IRA
Employee Stock Optiom (right to buy)
1.5
2024-11-12
Common Stock
50000
50000
D
Employee Stock Optiom (right to buy)
9
2023-07-30
Common Stock
46203
46203
D
Shares withheld by Issuer to cover taxes associated with settlement of restricted stock units.
The option vests in three equal installments on November 13, 2015, 2016 and 2017.
The option vests in three equal installments on March 13, 2014, 2015 and 2016.
Jose Ibietatorremendia
2015-03-25