0001144204-17-026476.txt : 20170511
0001144204-17-026476.hdr.sgml : 20170511
20170511163630
ACCESSION NUMBER: 0001144204-17-026476
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170509
FILED AS OF DATE: 20170511
DATE AS OF CHANGE: 20170511
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ZAIS Group Holdings, Inc.
CENTRAL INDEX KEY: 0001562214
STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282]
IRS NUMBER: 461314400
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: TWO BRIDGE AVENUE
STREET 2: SUITE 322
CITY: RED BANK
STATE: NJ
ZIP: 07701-1106
BUSINESS PHONE: (732) 978-7518
MAIL ADDRESS:
STREET 1: TWO BRIDGE AVENUE
STREET 2: SUITE 322
CITY: RED BANK
STATE: NJ
ZIP: 07701-1106
FORMER COMPANY:
FORMER CONFORMED NAME: HF2 FINANCIAL MANAGEMENT INC.
DATE OF NAME CHANGE: 20130214
FORMER COMPANY:
FORMER CONFORMED NAME: H2 FINANCIAL MANAGEMENT INC.
DATE OF NAME CHANGE: 20121114
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BURKE JOHN DANIEL
CENTRAL INDEX KEY: 0001672965
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35848
FILM NUMBER: 17834883
MAIL ADDRESS:
STREET 1: C/O ZAIS GROUP HOLDINGS INC.
STREET 2: TWO BRIDGE AVENUE, SUITE 322
CITY: RED BANK
STATE: NJ
ZIP: 07701-1106
4
1
v466715_4.xml
OWNERSHIP DOCUMENT
X0306
4
2017-05-09
0
0001562214
ZAIS Group Holdings, Inc.
ZAIS
0001672965
BURKE JOHN DANIEL
C/O ZAIS GROUP HOLDINGS INC.
TWO BRIDGE AVENUE, SUITE 322
RED BANK
NJ
07701-1106
1
0
0
0
Class A Common Stock, par value $.0001
2017-05-09
4
A
0
21073
0
A
56164
D
Includes 24,777 Restricted Stock Units ("RSUs") that are expected to vest on November 1, 2017 and 21,073 RSUs that are expected to vest on May 9, 2018.
/s/ Thomas P. Conaghan, as Attorney-in-Fact
2017-05-11