0001144204-17-015907.txt : 20170321 0001144204-17-015907.hdr.sgml : 20170321 20170321174724 ACCESSION NUMBER: 0001144204-17-015907 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170317 FILED AS OF DATE: 20170321 DATE AS OF CHANGE: 20170321 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ZAIS Group Holdings, Inc. CENTRAL INDEX KEY: 0001562214 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 461314400 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: TWO BRIDGE AVENUE STREET 2: SUITE 322 CITY: RED BANK STATE: NJ ZIP: 07701-1106 BUSINESS PHONE: (732) 978-7518 MAIL ADDRESS: STREET 1: TWO BRIDGE AVENUE STREET 2: SUITE 322 CITY: RED BANK STATE: NJ ZIP: 07701-1106 FORMER COMPANY: FORMER CONFORMED NAME: HF2 FINANCIAL MANAGEMENT INC. DATE OF NAME CHANGE: 20130214 FORMER COMPANY: FORMER CONFORMED NAME: H2 FINANCIAL MANAGEMENT INC. DATE OF NAME CHANGE: 20121114 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BARRETT GREGORY PAUL CENTRAL INDEX KEY: 0001672918 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35848 FILM NUMBER: 17705095 MAIL ADDRESS: STREET 1: C/O ZAIS GROUP HOLDINGS INC. STREET 2: TWO BRIDGE AVENUE, SUITE 322 CITY: RED BANK STATE: NJ ZIP: 07701-1106 4 1 v462292_4.xml OWNERSHIP DOCUMENT X0306 4 2017-03-17 0 0001562214 ZAIS Group Holdings, Inc. ZAIS 0001672918 BARRETT GREGORY PAUL TWO BRIDGE AVENUE SUITE 322 RED BANK NJ 07701 0 1 0 0 Head Client Rels & Bus Dev Class A Common Stock, par value $.0001 2017-03-17 4 F 0 56100 2.28 D 43900 D /s/ Thomas P. Conaghan, Attorney-in-Fact 2017-03-21