EDGAR Filing Documents for 0001144204-15-017816

Form 8-K - Current report:

SEC Accession No. 0001144204-15-017816

Filing Date

2015-03-23

Accepted

2015-03-23 17:14:09

Documents

Period of Report

2015-03-17

Items

Item 1.01: Entry into a Material Definitive Agreement
Item 2.01: Completion of Acquisition or Disposition of Assets
Item 2.02: Results of Operations and Financial Condition
Item 2.05: Cost Associated with Exit or Disposal Activities
Item 3.02: Unregistered Sales of Equity Securities
Item 4.01: Changes in Registrant's Certifying Accountant
Item 5.01: Changes in Control of Registrant
Item 5.06: Change in Shell Company Status
Item 9.01: Financial Statements and Exhibits

Document Format Files

Seq	Description	Document	Type	Size
1	FORM 8-K	v404972_8k.htm	8-K	1020096
2	SECOND AMENDED AND RESTATED CERTIFICATE OF INCORPORATION	v404972_ex3-1.htm	EX-3.1	34241
3	AMENDED AND RESTATED BYLAWS	v404972_ex3-2.htm	EX-3.2	135296
4	VOTING TRUST AGREEMENT	v404972_ex9-1.htm	EX-9.1	52597
5	A&R LLC AGREEMENT OF ZGP	v404972_ex10-1.htm	EX-10.1	455426
6	AMENDMENT NO. 1 TO A&R LLC AGREEMENT OF ZGP	v404972_ex10-2.htm	EX-10.2	14086
7	EXCHANGE AGREEMENT	v404972_ex10-3.htm	EX-10.3	130422
8	REGISTRATION RIGHTS AGREEMENT	v404972_ex10-4.htm	EX-10.4	220665
9	TAX RECEIVABLE AGREEMENT	v404972_ex10-5.htm	EX-10.5	151494
10	CONSULTING AGREEMENT	v404972_ex10-12.htm	EX-10.12	27223
11	FEBRUARY 26, 2013 INCENTIVE AGREEMENT BETWEEN ZAIS GROUP, LLC AND MICHAEL SZYMAN	v404972_ex10-13.htm	EX-10.13	18337
12	DECEMBER 19, 2013 INCENTIVE AGREEMENT BETWEEN ZAIS GROUP, LLC AND MICHAEL SZYMAN	v404972_ex10-14.htm	EX-10.14	18200
13	DECEMBER 19, 2013 INCENTIVE AGREEMENT BETWEEN ZAIS GROUP, LLC AND CHRISTIAN ZUGE	v404972_ex10-15.htm	EX-10.15	17796
14	NON-COMPETITION, NON-SOLICITATION, CONFIDENTIALITY AND IP AGREEMENT BETWEEN ZAIS	v404972_ex10-16.htm	EX-10.16	30495
15	PROMISSORY NOTE IN FAVOR OF EARLYBIRDCAPITAL, INC.	v404972_ex10-17.htm	EX-10.17	21917
16	PROMISSORY NOTE IN FAVOR OF SIDOTI & COMPANY LLC	v404972_ex10-18.htm	EX-10.18	21569
17	MARCH 4, 2015 INCENTIVE FEE AGREEMENT BETWEEN ZGP AND NEIL RAMSEY	v404972_ex10-19.htm	EX-10.19	15771
18	FORM OF RESTRICTED UNIT AWARD AGREEMENT	v404972_ex10-20.htm	EX-10.20	56087
19	LETTER FROM MCGLADREY LLP TO THE SEC	v404972_ex16-1.htm	EX-16.1	2777
20	LIST OF SUBSIDIARIES	v404972_ex21-1.htm	EX-21.1	4978
21	AUDITED FINANCIAL STATEMENTS	v404972_ex99-1.htm	EX-99.1	1360234
22	UNAUDITED PRO FORMA CONDENSED COMBINED FINANCIAL INFORMATION	v404972_ex99-2.htm	EX-99.2	147420
23	PRESS RELEASE	v404972_ex99-3.htm	EX-99.3	10209
24	GRAPHIC	image_003.jpg	GRAPHIC	16436
25	GRAPHIC	image_005.jpg	GRAPHIC	11709
26	GRAPHIC	image_006.jpg	GRAPHIC	15169
27	GRAPHIC	image_011.jpg	GRAPHIC	43558
28	GRAPHIC	image_012.jpg	GRAPHIC	56327
	Complete submission text file	0001144204-15-017816.txt		4167076

Mailing Address 999 18TH STREET, SUITE 3000 DENVER CO 80202

Business Address 999 18TH STREET, SUITE 3000 DENVER CO 80202 303-893-2902

ZAIS Group Holdings, Inc. (Filer) CIK: 0001562214 (see all company filings)