0001140361-15-012682.txt : 20150319 0001140361-15-012682.hdr.sgml : 20150319 20150319173015 ACCESSION NUMBER: 0001140361-15-012682 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150317 FILED AS OF DATE: 20150319 DATE AS OF CHANGE: 20150319 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ZAIS Group Holdings, Inc. CENTRAL INDEX KEY: 0001562214 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 461314400 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 999 18TH STREET, SUITE 3000 CITY: DENVER STATE: CO ZIP: 80202 BUSINESS PHONE: 303-893-2902 MAIL ADDRESS: STREET 1: 999 18TH STREET, SUITE 3000 CITY: DENVER STATE: CO ZIP: 80202 FORMER COMPANY: FORMER CONFORMED NAME: HF2 FINANCIAL MANAGEMENT INC. DATE OF NAME CHANGE: 20130214 FORMER COMPANY: FORMER CONFORMED NAME: H2 FINANCIAL MANAGEMENT INC. DATE OF NAME CHANGE: 20121114 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: NEWMAN SEYMOUR A. CENTRAL INDEX KEY: 0001581619 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35848 FILM NUMBER: 15713794 MAIL ADDRESS: STREET 1: 3106 MAPPLE LEAF DRIVE CITY: GLENVIEW STATE: IL ZIP: 60026 4 1 doc1.xml FORM 4 X0306 4 2015-03-17 1 0001562214 ZAIS Group Holdings, Inc. ZAIS 0001581619 NEWMAN SEYMOUR A. 3106 MAPLE LEAF DRIVE GLENVIEW IL 60026 0 1 0 0 Chief Operating Officer Class A Common Stock, par value $.0001 2015-03-17 4 S 0 33778 .0059 D 18222 D /s/ Seymour A. Newman 2015-03-19