0001094891-18-000031.txt : 20180116 0001094891-18-000031.hdr.sgml : 20180116 20180116174620 ACCESSION NUMBER: 0001094891-18-000031 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170905 FILED AS OF DATE: 20180116 DATE AS OF CHANGE: 20180116 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ramsey Neil P. CENTRAL INDEX KEY: 0001634160 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-35848 FILM NUMBER: 18529428 MAIL ADDRESS: STREET 1: 1515 ORMSBY STATION COURT CITY: LOUISVILLE STATE: KY ZIP: 40223 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ZAIS Group Holdings, Inc. CENTRAL INDEX KEY: 0001562214 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 461314400 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: TWO BRIDGE AVENUE STREET 2: SUITE 322 CITY: RED BANK STATE: NJ ZIP: 07701-1106 BUSINESS PHONE: (732) 978-7518 MAIL ADDRESS: STREET 1: TWO BRIDGE AVENUE STREET 2: SUITE 322 CITY: RED BANK STATE: NJ ZIP: 07701-1106 FORMER COMPANY: FORMER CONFORMED NAME: HF2 FINANCIAL MANAGEMENT INC. DATE OF NAME CHANGE: 20130214 FORMER COMPANY: FORMER CONFORMED NAME: H2 FINANCIAL MANAGEMENT INC. DATE OF NAME CHANGE: 20121114 4/A 1 edgar.xml PRIMARY DOCUMENT X0306 4/A 2017-09-05 2017-09-07 0001562214 ZAIS Group Holdings, Inc. ZAIS 0001634160 Ramsey Neil P. 1515 ORMSBY STATION COURT LOUISVILLE KY 40223 0 0 1 0 Class A Common Stock 2017-09-05 4 S 0 6500000 4.10 D 2707056 I By Ramguard LLC The reporting person is the manager of Ramguard LLC, which holds these securities. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of these securities in excess of such interest for purposes of Section 16 or for any other purpose. On January 11, 2018, the purchase price for these securities was adjusted from $4.00 per share, the purchase price disclosed in the original report, to $4.10 per share. /s/ Neil P. Ramsey 2018-01-16