0001094891-18-000029.txt : 20180116 0001094891-18-000029.hdr.sgml : 20180116 20180116174051 ACCESSION NUMBER: 0001094891-18-000029 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170905 FILED AS OF DATE: 20180116 DATE AS OF CHANGE: 20180116 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ramguard LLC CENTRAL INDEX KEY: 0001634131 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-35848 FILM NUMBER: 18529412 BUSINESS ADDRESS: STREET 1: 1515 ORMSBY STATION COURT CITY: LOUISVILLE STATE: KY ZIP: 40223 BUSINESS PHONE: 502-245-6220 MAIL ADDRESS: STREET 1: 706 JEFFERSON STREET CITY: TELL CITY STATE: IN ZIP: 47586 FORMER NAME: FORMER CONFORMED NAME: d.Quant Special Opportunities Fund, LP DATE OF NAME CHANGE: 20150217 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ZAIS Group Holdings, Inc. CENTRAL INDEX KEY: 0001562214 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 461314400 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: TWO BRIDGE AVENUE STREET 2: SUITE 322 CITY: RED BANK STATE: NJ ZIP: 07701-1106 BUSINESS PHONE: (732) 978-7518 MAIL ADDRESS: STREET 1: TWO BRIDGE AVENUE STREET 2: SUITE 322 CITY: RED BANK STATE: NJ ZIP: 07701-1106 FORMER COMPANY: FORMER CONFORMED NAME: HF2 FINANCIAL MANAGEMENT INC. DATE OF NAME CHANGE: 20130214 FORMER COMPANY: FORMER CONFORMED NAME: H2 FINANCIAL MANAGEMENT INC. DATE OF NAME CHANGE: 20121114 4/A 1 edgar.xml PRIMARY DOCUMENT X0306 4/A 2017-09-05 2017-09-07 0001562214 ZAIS Group Holdings, Inc. ZAIS 0001634131 Ramguard LLC 1515 ORMSBY STATION COURT LOUISVILLE KY 40223 0 0 1 0 Class A Common Stock 2017-09-05 4 S 0 6500000 4.10 D 2707056 D On January 11, 2018, the purchase price for these securities was adjusted from $4.00 per share, the purchase price disclosed in the original report, to $4.10 per share. /s/ Neil P. Ramsey 2018-01-16