0000914760-16-000482.txt : 20161104 0000914760-16-000482.hdr.sgml : 20161104 20161104190530 ACCESSION NUMBER: 0000914760-16-000482 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161101 FILED AS OF DATE: 20161104 DATE AS OF CHANGE: 20161104 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ZAIS Group Holdings, Inc. CENTRAL INDEX KEY: 0001562214 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 461314400 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: TWO BRIDGE AVENUE STREET 2: SUITE 322 CITY: RED BANK STATE: NJ ZIP: 07701-1106 BUSINESS PHONE: (732) 978-7518 MAIL ADDRESS: STREET 1: TWO BRIDGE AVENUE STREET 2: SUITE 322 CITY: RED BANK STATE: NJ ZIP: 07701-1106 FORMER COMPANY: FORMER CONFORMED NAME: HF2 FINANCIAL MANAGEMENT INC. DATE OF NAME CHANGE: 20130214 FORMER COMPANY: FORMER CONFORMED NAME: H2 FINANCIAL MANAGEMENT INC. DATE OF NAME CHANGE: 20121114 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BURKE JOHN DANIEL CENTRAL INDEX KEY: 0001672965 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35848 FILM NUMBER: 161976250 MAIL ADDRESS: STREET 1: C/O ZAIS GROUP HOLDINGS INC. STREET 2: TWO BRIDGE AVENUE, SUITE 322 CITY: RED BANK STATE: NJ ZIP: 07701-1106 4 1 formfour.xml X0306 4 2016-11-01 0 0001562214 ZAIS Group Holdings, Inc. ZAIS 0001672965 BURKE JOHN DANIEL C/O ZAIS GROUP HOLDINGS INC. TWO BRIDGE AVENUE, SUITE 322 RED BANK NJ 07701-1106 1 0 0 0 Class A Common Stock, par value $.0001 2016-11-01 4 A 0 24777 0 A 35091 D Pursuant to Restricted Stock Units ("RSU"). Includes 10,314 RSUs that are expected to vest on April 21, 2017 and 24,777 RSUs that are expected to vest on November 1, 2017. /s/ Thomas P. Conaghan, as Attorney-in-Fact 2016-11-02