0000914760-15-000126.txt : 20150319
0000914760-15-000126.hdr.sgml : 20150319
20150319204321
ACCESSION NUMBER: 0000914760-15-000126
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150317
FILED AS OF DATE: 20150319
DATE AS OF CHANGE: 20150319
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ZAIS Group Holdings, Inc.
CENTRAL INDEX KEY: 0001562214
STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282]
IRS NUMBER: 461314400
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 999 18TH STREET, SUITE 3000
CITY: DENVER
STATE: CO
ZIP: 80202
BUSINESS PHONE: 303-893-2902
MAIL ADDRESS:
STREET 1: 999 18TH STREET, SUITE 3000
CITY: DENVER
STATE: CO
ZIP: 80202
FORMER COMPANY:
FORMER CONFORMED NAME: HF2 FINANCIAL MANAGEMENT INC.
DATE OF NAME CHANGE: 20130214
FORMER COMPANY:
FORMER CONFORMED NAME: H2 FINANCIAL MANAGEMENT INC.
DATE OF NAME CHANGE: 20121114
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Steinberg Howard
CENTRAL INDEX KEY: 0001636039
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35848
FILM NUMBER: 15714331
MAIL ADDRESS:
STREET 1: TWO BRIDGE AVENUE
STREET 2: SUITE 322
CITY: RED BANK
STATE: NJ
ZIP: 07701
4
1
formfour.xml
X0306
4
2015-03-17
0
0001562214
ZAIS Group Holdings, Inc.
ZAIS
0001636039
Steinberg Howard
TWO BRIDGE AVENUE
SUITE 322
RED BANK
NJ
07701
0
1
0
0
General Counsel
Class B-O Units of ZAIS Group Parent, LLC
2015-03-17
4
A
0
65306
0
A
2017-03-17
Class A Common Stock
65306
65306
D
Each Class B-O Unit is convertible into one share of Class A Common Stock
The Units are subject to limitations on transfer and forfeiture upon certain events as described in the Schedule 14A filed by HF2 Financial Management Inc. with the Securities and Exchange Commission on January 26, 2015.
/s/ Elliott Smith, as Attorney-in-Fact
2015-03-19