0001145549-24-006264.txt : 20240213 0001145549-24-006264.hdr.sgml : 20240213 20240213162452 ACCESSION NUMBER: 0001145549-24-006264 CONFORMED SUBMISSION TYPE: N-CEN PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20231130 FILED AS OF DATE: 20240213 DATE AS OF CHANGE: 20240213 EFFECTIVENESS DATE: 20240213 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Neuberger Berman Energy Infrastructure & Income Fund Inc. CENTRAL INDEX KEY: 0001562051 ORGANIZATION NAME: IRS NUMBER: 462081430 FISCAL YEAR END: 1130 FILING VALUES: FORM TYPE: N-CEN SEC ACT: 1940 Act SEC FILE NUMBER: 811-22770 FILM NUMBER: 24626398 BUSINESS ADDRESS: STREET 1: 1290 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10104 BUSINESS PHONE: (212) 476-8800 MAIL ADDRESS: STREET 1: 1290 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10104 FORMER COMPANY: FORMER CONFORMED NAME: Neuberger Berman MLP & Energy Income Fund Inc. DATE OF NAME CHANGE: 20190724 FORMER COMPANY: FORMER CONFORMED NAME: Neuberger Berman MLP Income Fund Inc. DATE OF NAME CHANGE: 20121113 N-CEN 1 primary_doc.xml X0404 N-CEN LIVE 0001562051 XXXXXXXX false false false N-2 Neuberger Berman Energy Infrastructure & Income Fund Inc. 811-22770 0001562051 549300P5ICT7WWGP8224 1290 Avenue of the Americas New York 10104 US-NY US 2124768800 U.S Bank, National Association 1555 North Rivercenter Drive Suite 302 Milwaukee 53212 4142873700 Custody and Accounting Records N N N-2 Y Michael J. Cosgrove 002337078 N Joseph V. Amato 002210305 Y Michael M. Knetter N/A N James G. Stavridis N/A N Martha C. Goss N/A N Tom D. Seip N/A N George W. Morriss 002188436 N Marc Gary N/A N Deborah C. McLean N/A N Ami Kaplan N/A N Franklyn E. Smith N/A N Savonne L. Ferguson N/A 1290 Avenue of the Americas New York 10104 XXXXXX N N N N N N N Ernst and Young LLP 00042 N/A N N N N N N Neuberger Berman Energy Infrastructure and Income Fund Inc. 549300P5ICT7WWGP8224 N N/A Y N Y N State Street Bank and Trust Company 571474TGEMMWANRLN572 N N N/A N/A N/A Rule 32a-4 (17 CFR 270.32a-4) Rule 12d1-4 (17 CFR 270.12d1-4) Rule 18f-4 (17 CFR 270.18f-4) Rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4)) N N N N Neuberger Berman Investment Advisers LLC 801-61757 000124687 8PSZVUUKYGCPW2RDO373 N Equiniti Trust Company, LLC 084-00416 254900TS5EWP83BEOU02 N N N ICE Data Services Inc. 13-3668779 Tax ID N N U.S. Bank N.A. 6BYL5QZYBDK8S7L73M02 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N Equiniti Trust Company, LLC 254900TS5EWP83BEOU02 N N N Neuberger Berman Investment Advisers LLC 8PSZVUUKYGCPW2RDO373 Y N N Neuberger Berman BD LLC 8-01068 000002908 PWDS3JJ631D5N70JXG61 0.000000000000 GOLDMAN SACHS & CO. LLC 8-00129 000000361 FOR8UP27PHTHYVLBNG30 21385.000000000000 MORGAN STANLEY & CO. LLC 8-15869 000008209 9R7GPTSO7KV3UQJZQ078 19520.000000000000 BMO CAPITAL MARKETS CORP. 8-34344 000016686 RUC0QBLBRPRCU4W1NE59 14277.000000000000 BARCLAYS CAPITAL INC. 8-41342 000019714 AC28XWWI3WIBK2824319 14150.000000000000 RBC CAPITAL MARKETS, LLC 8-45411 000031194 549300LCO2FLSSVFFR64 13205.000000000000 DEUTSCHE BANK SECURITIES INC. 8-17822 000002525 9J6MBOOO7BECTDTUZW19 11760.000000000000 CANACCORD GENUITY LLC 8-03271 000001020 WTX5X269IUOQ9YMI7R44 11286.000000000000 BOFA SECURITIES, INC. 8-69787 000283942 549300HN4UKV1E2R3U73 10000.000000000000 STIFEL, NICOLAUS & COMPANY, INCORPORATED 8-01447 000000793 5WUVMA08EYG4KEUPW589 9920.000000000000 UBS SECURITIES LLC 8-22651 000007654 T6FIZBDPKLYJKFCRVK44 8680.000000000000 189847.000000000000 0.000000000000 Y 450063732.000000000000 Common stock Common Stock N N N N N N 0.910000000000 2.950000000000 6.910000000000 8.020000000000 true INTERNAL CONTROL RPT 2 nml-opinion.htm INTERNAL CONTROL REPORT

Report of Independent Registered Public Accounting Firm

To the Stockholders and Board of Directors of
Neuberger Berman Energy Infrastructure and Income Fund Inc.

Opinion on the Financial Statements
 
We have audited the accompanying statement of assets and liabilities of Neuberger Berman  Energy Infrastructure and Income Fund Inc. (formerly, Neuberger Berman MLP and Energy Income Fund Inc.) (the “Fund”), including the schedule of investments, as of November 30, 2023 and the related statements of operations and cash flows for the year then ended, the statements of changes in net assets for each of the two years in the period then ended, the financial highlights for each of the five years in the period then ended and the related notes (collectively referred to as the “financial statements”). In our opinion, the financial statements present fairly, in all material respects, the financial position of the Fund at November 30, 2023, the results of its operations and its cash flows for the year then ended, the changes in its net assets for each of the two years in the period then ended and its financial highlights for each of the five years in the period then ended, in conformity with U.S. generally accepted accounting principles.

Basis for Opinion

These financial statements are the responsibility of the Fund’s management. Our responsibility is to express an opinion on the Fund’s financial statements based on our audits. We are a public accounting firm registered with the Public Company Accounting Oversight Board (United States) (“PCAOB”) and are required to be independent with respect to the Fund in accordance with the U.S. federal securities laws and the applicable rules and regulations of the Securities and Exchange Commission and the PCAOB.
 
We conducted our audits in accordance with the standards of the PCAOB. Those standards require that we plan and perform the audit to obtain reasonable assurance about whether the financial statements are free of material misstatement, whether due to error or fraud. The Fund is not required to have, nor were we engaged to perform, an audit of the Fund’s internal control over financial reporting. As part of our audits, we are required to obtain an understanding of internal control over financial reporting, but not for the purpose of expressing an opinion on the effectiveness of the Fund’s internal control over financial reporting. Accordingly, we express no such opinion.

Our audits included performing procedures to assess the risks of material misstatement of the financial statements, whether due to error or fraud, and performing procedures that respond to those risks. Such procedures included examining, on a test basis, evidence regarding the amounts and disclosures in the financial statements. Our procedures included confirmation of securities owned as of November 30, 2023, by correspondence with the custodian. Our audits also included evaluating the accounting principles used and significant estimates made by management, as well as evaluating the overall presentation of the financial statements. We believe that our audits provide a reasonable basis for our opinion.

/s/ Ernst & Young LLP

We have served as the auditor of one or more Neuberger Berman investment companies since 1954.

Boston, Massachusetts
January 26, 2024