N-PX 1 n-px.htm
As filed with the Securities and Exchange Commission on August 27, 2021

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

FORM N-PX

Annual Report of Proxy Voting Record of Registered Management Investment Company

Investment Company Act file number: 811-22770

NEUBERGER BERMAN MLP AND ENERGY INCOME FUND INC.
(Exact Name of the Registrant as Specified in Charter)
c/o Neuberger Berman Investment Advisers LLC
1290 Avenue of the Americas
New York, New York 10104-0002
(Address of Principal Executive Offices – Zip Code)

Registrant's telephone number, including area code: (212) 476-8800

Joseph V. Amato
Chief Executive Officer and President
Neuberger Berman MLP and Energy Income Fund Inc.
c/o Neuberger Berman Investment Advisers LLC
1290 Avenue of the Americas
New York, New York 10104-0002

Arthur C. Delibert, Esq.
K&L Gates LLP
1601 K Street, N.W.
Washington, D.C. 20006-1600
(Names and Addresses of agents for service)

Date of fiscal year end: November 30
Date of reporting period: July 1, 2020 to June 30, 2021

Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (§§ 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant’s proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.

A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained on Form N-PX unless the Form displays a currently valid Office of Management and Budget (“OMB”) control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 100 F Street, NE, Washington DC 20549-1090. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507.


Item 1. Proxy Voting Record.

NPX Proxy Voting Record
             
               
Registrant : Neuberger Berman MLP and Energy Income Fund Inc.
         
               
Fund Name : Neuberger Berman MLP and Energy Income Fund Inc.
         
               
7/1/2020 - 6/30/2021
             
               
               
Antero Midstream Corporation
             
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
AM
CUSIP 03676B102
 
06/16/2021
 
Voted
 
 
Meeting Type
Country of Trade
         
 
Annual
United States
         
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Michael N. Kennedy
 
Mgmt
For
For
For
 
1.2
Elect Brooks J. Klimley
 
Mgmt
For
For
For
 
1.3
Elect John C. Mollenkopf
 
Mgmt
For
For
For
 
2
Ratification of Auditor
 
Mgmt
For
For
For
 
3
Advisory Vote on Executive Compensation
Mgmt
For
For
For
               
               
               
Antero Resources Corporation
             
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
AR
CUSIP 03674X106
 
06/16/2021
 
Voted
 
 
Meeting Type
Country of Trade
         
 
Annual
United States
         
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect W. Howard Keenan, Jr.
 
Mgmt
For
For
For
 
1.2
Elect Jacqueline C. Mutschler
 
Mgmt
For
For
For
 
2
Ratification of Auditor
 
Mgmt
For
For
For
 
3
Advisory Vote on Executive Compensation
Mgmt
For
For
For
               
               
               
Atlantica Sustainable Infrastructure Plc
           
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
AY
CUSIP G0751N103
 
05/04/2021
 
Voted
 
 
Meeting Type
Country of Trade
         
 
Annual
United States
         
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Accounts and Reports
 
Mgmt
For
For
For
 
2
Remuneration Report (Advisory)
 
Mgmt
For
For
For
 
3
Remuneration Policy (Binding)
 
Mgmt
For
For
For
 
4
Elect Michael D. Woollcombe
 
Mgmt
For
For
For
 
5
Elect Michael Forsayeth
 
Mgmt
For
For
For
 
6
Elect William E. Aziz
 
Mgmt
For
For
For
 
7
Elect Brenda J. Eprile
 
Mgmt
For
For
For
 
8
Elect Debora Del Favero
 
Mgmt
For
For
For
 
9
Elect Arun Banskota
 
Mgmt
For
For
For
 
10
Elect George Trisic
 
Mgmt
For
For
For
 
11
Elect Santiago Seage
 
Mgmt
For
For
For
 
12
Appointment of Auditor
 
Mgmt
For
For
For
 
13
Authority to Set Auditor's Fees
 
Mgmt
For
For
For
 
14
Authority to Issue Shares w/ Preemptive Rights
Mgmt
For
For
For
 
15
Authority to Issue Shares w/o Preemptive Rights
Mgmt
For
For
For
 
16
Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment)
Mgmt
For
For
For
 
17
Reduction in Share Premium Account
Mgmt
For
For
For
               
               
               
Cabot Oil & Gas Corporation
             
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
COG
CUSIP 127097103
 
04/29/2021
 
Voted
 
 
Meeting Type
Country of Trade
         
 
Annual
United States
         
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Dorothy M. Ables
 
Mgmt
For
For
For
 
1.2
Elect Rhys J. Best
 
Mgmt
For
For
For
 
1.3
Elect Robert S. Boswell
 
Mgmt
For
For
For
 
1.4
Elect Amanda M. Brock
 
Mgmt
For
For
For
 
1.5
Elect Peter B. Delaney
 
Mgmt
For
For
For
 
1.6
Elect Dan O. Dinges
 
Mgmt
For
For
For
 
1.7
Elect W. Matt Ralls
 
Mgmt
For
For
For
 
1.8
Elect Marcus A. Watts
 
Mgmt
For
For
For
 
2
Ratification of Auditor
 
Mgmt
For
For
For
 
3
Advisory Vote on Executive Compensation
Mgmt
For
For
For
               
               
               
CenterPoint Energy, Inc.
             
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
CNP
CUSIP 15189T107
 
04/23/2021
 
Voted
 
 
Meeting Type
Country of Trade
         
 
Annual
United States
         
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Leslie D. Biddle
 
Mgmt
For
For
For
 
2
Elect Milton Carroll
 
Mgmt
For
For
For
 
3
Elect Wendy Montoya Cloonan
 
Mgmt
For
For
For
 
4
Elect Earl M. Cummings
 
Mgmt
For
For
For
 
5
Elect David J. Lesar
 
Mgmt
For
For
For
 
6
Elect Martin H. Nesbitt
 
Mgmt
For
For
For
 
7
Elect Theodore F. Pound
 
Mgmt
For
For
For
 
8
Elect Phillip R. Smith
 
Mgmt
For
For
For
 
9
Elect Barry T. Smitherman
 
Mgmt
For
For
For
 
10
Ratification of Auditor
 
Mgmt
For
For
For
 
11
Advisory Vote on Executive Compensation
Mgmt
For
Against
Against
               
               
               
Cheniere Energy, Inc.
             
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
LNG
CUSIP 16411R208
 
05/13/2021
 
Voted
 
 
Meeting Type
Country of Trade
         
 
Annual
United States
         
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect G. Andrea Botta
 
Mgmt
For
For
For
 
2
Elect Jack A. Fusco
 
Mgmt
For
For
For
 
3
Elect Vicky A. Bailey
 
Mgmt
For
For
For
 
4
Elect Nuno Brandolini
 
Mgmt
For
For
For
 
5
Elect David B. Kilpatrick
 
Mgmt
For
For
For
 
6
Elect Sean T. Klimczak
 
Mgmt
For
For
For
 
7
Elect Andrew N. Langham
 
Mgmt
For
For
For
 
8
Elect Donald F. Robillard, Jr.
 
Mgmt
For
For
For
 
9
Elect Neal A. Shear
 
Mgmt
For
For
For
 
10
Elect Andrew J. Teno
 
Mgmt
For
For
For
 
11
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
12
Ratification of Auditor
 
Mgmt
For
For
For
               
               
               
Clearway Energy, Inc.
             
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
CWEN
CUSIP 18539C204
 
04/29/2021
 
Voted
 
 
Meeting Type
Country of Trade
         
 
Annual
United States
         
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Jonathan Bram
 
Mgmt
For
For
For
 
1.2
Elect Nathaniel Anschuetz
 
Mgmt
For
For
For
 
1.3
Elect Brian R. Ford
 
Mgmt
For
For
For
 
1.4
Elect Bruce J. MacLennan
 
Mgmt
For
For
For
 
1.5
Elect Ferrell P. McClean
 
Mgmt
For
For
For
 
1.6
Elect Daniel B. More
 
Mgmt
For
For
For
 
1.7
Elect E. Stanley O'Neal
 
Mgmt
For
For
For
 
1.8
Elect Christopher S. Sotos
 
Mgmt
For
For
For
 
1.9
Elect Scott Stanley
 
Mgmt
For
For
For
 
2
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
3
Amendment to the 2013 Equity Incentive Plan
Mgmt
For
For
For
 
4
Ratification of Auditor
 
Mgmt
For
For
For
               
               
               
CME Group Inc.
             
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
CME
CUSIP 12572Q105
 
05/05/2021
 
Voted
 
 
Meeting Type
Country of Trade
         
 
Annual
United States
         
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Terrence A. Duffy
 
Mgmt
For
For
For
 
2
Elect Timothy S. Bitsberger
 
Mgmt
For
For
For
 
3
Elect Charles P. Carey
 
Mgmt
For
For
For
 
4
Elect Dennis H. Chookaszian
 
Mgmt
For
For
For
 
5
Elect Bryan T. Durkin
 
Mgmt
For
For
For
 
6
Elect Ana Dutra
 
Mgmt
For
For
For
 
7
Elect Martin J. Gepsman
 
Mgmt
For
For
For
 
8
Elect Larry G. Gerdes
 
Mgmt
For
For
For
 
9
Elect Daniel R. Glickman
 
Mgmt
For
For
For
 
10
Elect Daniel G. Kaye
 
Mgmt
For
For
For
 
11
Elect Phyllis M. Lockett
 
Mgmt
For
Against
Against
 
12
Elect Deborah J. Lucas
 
Mgmt
For
For
For
 
13
Elect Terry L. Savage
 
Mgmt
For
For
For
 
14
Elect Rahael Seifu
 
Mgmt
For
For
For
 
15
Elect William R. Shepard
 
Mgmt
For
For
For
 
16
Elect Howard J. Siegel
 
Mgmt
For
For
For
 
17
Elect Dennis A. Suskind
 
Mgmt
For
For
For
 
18
Ratification of Auditor
 
Mgmt
For
For
For
 
19
Advisory Vote on Executive Compensation
Mgmt
For
For
For
               
               
               
CMS Energy Corporation
             
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
CMS
CUSIP 125896100
 
05/07/2021
 
Voted
 
 
Meeting Type
Country of Trade
         
 
Annual
United States
         
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Jon E. Barfield
 
Mgmt
For
For
For
 
2
Elect Deborah H. Butler
 
Mgmt
For
For
For
 
3
Elect Kurt L. Darrow
 
Mgmt
For
For
For
 
4
Elect William D. Harvey
 
Mgmt
For
For
For
 
5
Elect Garrick J. Rochow
 
Mgmt
For
For
For
 
6
Elect John G. Russell
 
Mgmt
For
For
For
 
7
Elect Suzanne F. Shank
 
Mgmt
For
For
For
 
8
Elect Myrna M. Soto
 
Mgmt
For
For
For
 
9
Elect John G. Sznewajs
 
Mgmt
For
For
For
 
10
Elect Ronald J. Tanski
 
Mgmt
For
For
For
 
11
Elect Laura H. Wright
 
Mgmt
For
For
For
 
12
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
13
Ratification of Auditor
 
Mgmt
For
For
For
 
14
Shareholder Proposal Regarding Report on Climate-related Activities
ShrHoldr
Against
Against
For
               
               
               
Crown Castle International Corp.
             
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
CCI
CUSIP 22822V101
 
05/21/2021
 
Voted
 
 
Meeting Type
Country of Trade
         
 
Annual
United States
         
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect P. Robert Bartolo
 
Mgmt
For
For
For
 
2
Elect Jay A. Brown
 
Mgmt
For
For
For
 
3
Elect Cindy  Christy
 
Mgmt
For
For
For
 
4
Elect Ari Q. Fitzgerald
 
Mgmt
For
For
For
 
5
Elect Andrea J. Goldsmith
 
Mgmt
For
For
For
 
6
Elect Lee W. Hogan
 
Mgmt
For
For
For
 
7
Elect Tammy K. Jones
 
Mgmt
For
For
For
 
8
Elect J. Landis Martin
 
Mgmt
For
For
For
 
9
Elect Anthony J. Melone
 
Mgmt
For
For
For
 
10
Elect W. Benjamin Moreland
 
Mgmt
For
For
For
 
11
Elect Kevin A. Stephens
 
Mgmt
For
For
For
 
12
Elect Matthew Thornton III
 
Mgmt
For
For
For
 
13
Ratification of Auditor
 
Mgmt
For
For
For
 
14
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
15
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
1 Year
For
               
               
               
Dominion Energy, Inc.
             
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
D
CUSIP 25746U109
 
05/05/2021
 
Voted
 
 
Meeting Type
Country of Trade
         
 
Annual
United States
         
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect James A. Bennett
 
Mgmt
For
For
For
 
2
Elect Robert M. Blue
 
Mgmt
For
For
For
 
3
Elect Helen E. Dragas
 
Mgmt
For
For
For
 
4
Elect James O. Ellis, Jr.
 
Mgmt
For
For
For
 
5
Elect D. Maybank Hagood
 
Mgmt
For
For
For
 
6
Elect Ronald W. Jibson
 
Mgmt
For
For
For
 
7
Elect Mark J. Kington
 
Mgmt
For
For
For
 
8
Elect Joseph M. Rigby
 
Mgmt
For
For
For
 
9
Elect Pamela L. Royal
 
Mgmt
For
For
For
 
10
Elect Robert H. Spilman, Jr.
 
Mgmt
For
For
For
 
11
Elect Susan N. Story
 
Mgmt
For
For
For
 
12
Elect Michael E. Szymanczyk
 
Mgmt
For
For
For
 
13
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
14
Ratification of Auditor
 
Mgmt
For
For
For
 
15
Shareholder Proposal Regarding Lobbying Report
ShrHoldr
Against
Against
For
 
16
Shareholder Proposal Regarding Independent Chair
ShrHoldr
Against
For
Against
 
17
Shareholder Proposal Regarding Proxy Access Bylaw Amendment
ShrHoldr
Against
Against
For
               
               
               
JPMorgan Chase & Co.
             
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
JPM
CUSIP 46625H100
 
05/18/2021
 
Voted
 
 
Meeting Type
Country of Trade
         
 
Annual
United States
         
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Linda B. Bammann
 
Mgmt
For
For
For
 
2
Elect Stephen B. Burke
 
Mgmt
For
For
For
 
3
Elect Todd A. Combs
 
Mgmt
For
For
For
 
4
Elect James S. Crown
 
Mgmt
For
For
For
 
5
Elect James Dimon
 
Mgmt
For
For
For
 
6
Elect Timothy P. Flynn
 
Mgmt
For
For
For
 
7
Elect Mellody Hobson
 
Mgmt
For
For
For
 
8
Elect Michael A. Neal
 
Mgmt
For
For
For
 
9
Elect Phebe N. Novakovic
 
Mgmt
For
For
For
 
10
Elect Virginia M. Rometty
 
Mgmt
For
For
For
 
11
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
12
Amendment to the Long-Term Incentive Plan
Mgmt
For
For
For
 
13
Ratification of Auditor
 
Mgmt
For
For
For
 
14
Shareholder Proposal Regarding Reducing Ownership Threshold Required to Act by Written Consent
ShrHoldr
Against
Against
For
 
15
Shareholder Proposal Regarding Racial Equity Audit
ShrHoldr
Against
For
Against
 
16
Shareholder Proposal Regarding Independent Chair
ShrHoldr
Against
Against
For
 
17
Shareholder Proposal Regarding Report on Political Expenditures and Values Congruency
ShrHoldr
Against
Against
For
               
               
               
NextEra Energy Partners, LP
             
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
NEP
CUSIP 65341B106
 
04/20/2021
 
Voted
 
 
Meeting Type
Country of Trade
         
 
Annual
United States
         
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Susan D. Austin
 
Mgmt
For
For
For
 
2
Elect Robert J. Byrne
 
Mgmt
For
For
For
 
3
Elect Peter H. Kind
 
Mgmt
For
For
For
 
4
Elect James L. Robo
 
Mgmt
For
For
For
 
5
Ratification of Auditor
 
Mgmt
For
For
For
 
6
Advisory Vote on Executive Compensation
Mgmt
For
For
For
               
               
               
NextEra Energy, Inc.
             
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
NEE
CUSIP 65339F101
 
05/20/2021
 
Voted
 
 
Meeting Type
Country of Trade
         
 
Annual
United States
         
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Sherry S. Barrat
 
Mgmt
For
For
For
 
2
Elect James L. Camaren
 
Mgmt
For
For
For
 
3
Elect Kenneth B. Dunn
 
Mgmt
For
For
For
 
4
Elect Naren K. Gursahaney
 
Mgmt
For
For
For
 
5
Elect Kirk S. Hachigian
 
Mgmt
For
For
For
 
6
Elect Amy B. Lane
 
Mgmt
For
For
For
 
7
Elect David L. Porges
 
Mgmt
For
For
For
 
8
Elect James L. Robo
 
Mgmt
For
For
For
 
9
Elect Rudy E. Schupp
 
Mgmt
For
For
For
 
10
Elect John L. Skolds
 
Mgmt
For
For
For
 
11
Elect Lynn M. Utter
 
Mgmt
For
For
For
 
12
Elect Darryl L. Wilson
 
Mgmt
For
For
For
 
13
Ratification of Auditor
 
Mgmt
For
For
For
 
14
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
15
Approval of the 2021 Long Term Incentive Plan
Mgmt
For
For
For
 
16
Shareholder Proposal Regarding Right to Act by Written Consent
ShrHoldr
Against
Against
For
               
               
               
NuStar Energy L.P.
             
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
NS
CUSIP 67058H102
 
04/29/2021
 
Voted
 
 
Meeting Type
Country of Trade
         
 
Annual
United States
         
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Bradley C. Barron
 
Mgmt
For
For
For
 
1.2
Elect William B. Burnett
 
Mgmt
For
For
For
 
1.3
Elect W. Grady Rosier
 
Mgmt
For
For
For
 
2
Amendment to the 2019 Long-Term Incentive Plan
Mgmt
For
For
For
 
3
Ratification of Auditor
 
Mgmt
For
For
For
               
               
               
ONEOK, Inc.
             
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
OKE
CUSIP 682680103
 
05/26/2021
 
Voted
 
 
Meeting Type
Country of Trade
         
 
Annual
United States
         
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Brian L. Derksen
 
Mgmt
For
For
For
 
2
Elect Julie H. Edwards
 
Mgmt
For
For
For
 
3
Elect John W. Gibson
 
Mgmt
For
For
For
 
4
Elect Mark W. Helderman
 
Mgmt
For
For
For
 
5
Elect Randall J. Larson
 
Mgmt
For
For
For
 
6
Elect Steven J. Malcolm
 
Mgmt
For
For
For
 
7
Elect Jim W. Mogg
 
Mgmt
For
For
For
 
8
Elect Pattye L. Moore
 
Mgmt
For
For
For
 
9
Elect Eduardo A. Rodriguez
 
Mgmt
For
For
For
 
10
Elect Gerald B. Smith
 
Mgmt
For
For
For
 
11
Elect Terry K. Spencer
 
Mgmt
For
For
For
 
12
Ratification of Auditor
 
Mgmt
For
For
For
 
13
Advisory Vote on Executive Compensation
Mgmt
For
For
For
               
               
               
Pembina Pipeline Corporation
             
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
PPL
CUSIP 706327103
 
05/07/2021
 
Voted
 
 
Meeting Type
Country of Trade
         
 
Annual
United States
         
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Randall J. Findlay
 
Mgmt
For
For
For
 
1.2
Elect Anne-Marie N. Ainsworth
 
Mgmt
For
For
For
 
1.3
Elect Cynthia B. Carroll
 
Mgmt
For
For
For
 
1.4
Elect Michael H. Dilger
 
Mgmt
For
For
For
 
1.5
Elect Robert G. Gwin
 
Mgmt
For
For
For
 
1.6
Elect Maureen E. Howe
 
Mgmt
For
For
For
 
1.7
Elect Gordon J. Kerr
 
Mgmt
For
For
For
 
1.8
Elect David M.B. LeGresley
 
Mgmt
For
For
For
 
1.9
Elect Leslie A. O'Donoghue
 
Mgmt
For
For
For
 
1.10
Elect Bruce D. Rubin
 
Mgmt
For
For
For
 
1.11
Elect Henry W. Sykes
 
Mgmt
For
For
For
 
2
Appointment of Auditor and Authority to Set Fees
Mgmt
For
For
For
 
3
Advisory Vote on Executive Compensation
Mgmt
For
For
For
               
               
               
Sempra Energy
             
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
SRE
CUSIP 816851109
 
05/14/2021
 
Voted
 
 
Meeting Type
Country of Trade
         
 
Annual
United States
         
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Alan L. Boeckmann
 
Mgmt
For
For
For
 
2
Elect Andres Conesa Labastida
 
Mgmt
For
For
For
 
3
Elect Maria Contreras-Sweet
 
Mgmt
For
For
For
 
4
Elect Pablo A. Ferrero
 
Mgmt
For
For
For
 
5
Elect William D. Jones
 
Mgmt
For
For
For
 
6
Elect Jeffrey W. Martin
 
Mgmt
For
For
For
 
7
Elect Bethany J. Mayer
 
Mgmt
For
For
For
 
8
Elect Michael N. Mears
 
Mgmt
For
For
For
 
9
Elect Jack T. Taylor
 
Mgmt
For
For
For
 
10
Elect Cynthia L. Walker
 
Mgmt
For
For
For
 
11
Elect Cynthia J. Warner
 
Mgmt
For
For
For
 
12
Elect James C. Yardley
 
Mgmt
For
For
For
 
13
Ratification of Auditor
 
Mgmt
For
For
For
 
14
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
15
Shareholder Proposal Regarding Proxy Access Bylaw Amendment
ShrHoldr
Against
Against
For
 
16
Shareholder Proposal Regarding Lobbying Activity Alignment with the Paris Agreement
ShrHoldr
Against
For
Against
               
               
               
Targa Resources Corp.
             
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
TRGP
CUSIP 87612G101
 
05/25/2021
 
Voted
 
 
Meeting Type
Country of Trade
         
 
Annual
United States
         
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Beth A. Bowman
 
Mgmt
For
For
For
 
2
Elect Lindsey M. Cooksen
 
Mgmt
For
For
For
 
3
Elect Robert B. Evans
 
Mgmt
For
For
For
 
4
Elect Joe Bob Perkins
 
Mgmt
For
For
For
 
5
Elect Ershel C. Redd, Jr.
 
Mgmt
For
For
For
 
6
Ratification of Auditor
 
Mgmt
For
For
For
 
7
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
8
Increase in Authorized Common Stock
Mgmt
For
For
For
               
               
               
The Williams Companies, Inc.
             
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
WMB
CUSIP 969457100
 
04/27/2021
 
Voted
 
 
Meeting Type
Country of Trade
         
 
Annual
United States
         
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Alan S. Armstrong
 
Mgmt
For
For
For
 
2
Elect Stephen W. Bergstrom
 
Mgmt
For
For
For
 
3
Elect Nancy K. Buese
 
Mgmt
For
For
For
 
4
Elect Stephen I. Chazen
 
Mgmt
For
For
For
 
5
Elect Charles I. Cogut
 
Mgmt
For
For
For
 
6
Elect Michael A. Creel
 
Mgmt
For
For
For
 
7
Elect Stacey H. Dore
 
Mgmt
For
For
For
 
8
Elect Vicki L. Fuller
 
Mgmt
For
For
For
 
9
Elect Peter A. Ragauss
 
Mgmt
For
For
For
 
10
Elect Rose M. Robeson
 
Mgmt
For
For
For
 
11
Elect Scott D. Sheffield
 
Mgmt
For
For
For
 
12
Elect Murray D. Smith
 
Mgmt
For
For
For
 
13
Elect William H. Spence
 
Mgmt
For
For
For
 
14
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
15
Ratification of Auditor
 
Mgmt
For
For
For
               
               


SIGNATURES

Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.


Neuberger Berman MLP and Energy Income Fund Inc.

By:
/s/ Joseph V. Amato
 
Joseph V. Amato
 
Chief Executive Officer and President

Date: August 27, 2021