0000898432-21-000575.txt : 20210716 0000898432-21-000575.hdr.sgml : 20210716 20210716210852 ACCESSION NUMBER: 0000898432-21-000575 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210714 FILED AS OF DATE: 20210716 DATE AS OF CHANGE: 20210716 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Rachlin Douglas A. CENTRAL INDEX KEY: 0001572555 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-22770 FILM NUMBER: 211096658 MAIL ADDRESS: STREET 1: C/O NEUBERGER BERMAN MANAGEMENT LLC STREET 2: 605 THIRD AVENUE CITY: NEW YORK STATE: NY ZIP: 10158 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Neuberger Berman MLP & Energy Income Fund Inc. CENTRAL INDEX KEY: 0001562051 IRS NUMBER: 462081430 FISCAL YEAR END: 1130 BUSINESS ADDRESS: STREET 1: 1290 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10104 BUSINESS PHONE: (212) 476-8800 MAIL ADDRESS: STREET 1: 1290 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10104 FORMER COMPANY: FORMER CONFORMED NAME: Neuberger Berman MLP Income Fund Inc. DATE OF NAME CHANGE: 20121113 4 1 form4.xml X0306 4 2021-07-14 0001562051 Neuberger Berman MLP & Energy Income Fund Inc. NML 0001572555 Rachlin Douglas A. C/O NEUBERGER BERMAN INVESTMENT ADVISERS 1290 AVENUE OF THE AMERICAS NEW YORK NY 10158 true Portfolio Manager Shares of Common Stock 2021-07-14 4 P 0 50000 4.8523 A 110000 D Shares of Common Stock 2021-07-16 4 P 0 25000 4.7394 A 135000 D Shares of Common Stock 150000 I Douglas A Rachlin 2020 Family Trust The shares were purchased in separate transactions. The range of prices for the transactions reported on this line was $4.7850 to $4.9200. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price. The shares were purchased in separate transactions. The range of prices for the transactions reported on this line was $4.7250 to $4.7400. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price. /s/ Douglas A. Rachlin by his attorney-in-fact Jennifer R. Gonzalez 2021-07-16