0001561894-23-000027.txt : 20230303
0001561894-23-000027.hdr.sgml : 20230303
20230303164214
ACCESSION NUMBER: 0001561894-23-000027
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230301
FILED AS OF DATE: 20230303
DATE AS OF CHANGE: 20230303
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Nickey Susan D
CENTRAL INDEX KEY: 0001839416
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35877
FILM NUMBER: 23705020
MAIL ADDRESS:
STREET 1: C/O HANNON ARMSTRONG
STREET 2: 1906 TOWNE CENTRE BLVD. SUITE 370
CITY: ANNAPOLIS
STATE: MD
ZIP: 21401
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Hannon Armstrong Sustainable Infrastructure Capital, Inc.
CENTRAL INDEX KEY: 0001561894
STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798]
IRS NUMBER: 461347456
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: ONE PARK PLACE, SUITE 200
CITY: ANNAPOLIS
STATE: MD
ZIP: 21401
BUSINESS PHONE: (410) 571-9860
MAIL ADDRESS:
STREET 1: ONE PARK PLACE, SUITE 200
CITY: ANNAPOLIS
STATE: MD
ZIP: 21401
4
1
wf-form4_167787970551233.xml
FORM 4
X0306
4
2023-03-01
0
0001561894
Hannon Armstrong Sustainable Infrastructure Capital, Inc.
HASI
0001839416
Nickey Susan D
ONE PARK PLACE, SUITE 200
ANNAPOLIS
MD
21401
0
1
0
0
EVP and Chief Client Officer
Common stock, par value $0.01 per share
62525
I
Susan D Nickey Revocable Trust DTD 11/19/2021
Common stock, par value $0.01 per share
2614
D
LTIP Units
2023-03-01
4
A
0
55500
0
A
Common stock, par value $0.01 per share
55500.0
86131
I
By HASI Management HoldCo LLC
LTIP Units
Common stock, par value $0.01 per share
27674.0
27674
I
Susan D Nickey Revocable Trust DTD 11/19/2021
These Shares or LTIP Units are held by the Susan D Nickey Revocable Trust DTD 11/19/2021, of which Ms. Nickey is the trustee. Ms. Nickey possesses the voting and investment power with respect to the Shares or LTIP Units held by the Trust.
86,131 units of limited partner interest ("OP Units") in Hannon Armstrong Sustainable Infrastructure, LP (the "Partnership") are issuable upon vesting and the conversion of 86,131 long-term incentive plan units ("LTIP Units") in the Partnership. Vested LTIP Units, after achieving parity with OP Units, are eligible to be converted into OP Units (as described in the Partnership's Amended and Restated Agreement of Limited Partnership (the "Partnership Agreement")) on a one-for-one basis upon the satisfaction of conditions set forth in the Partnership Agreement.
Upon conversion of LTIP Units into OP Units, the Reporting Person will have the right to cause the Partnership to redeem a portion of the Reporting Person's OP Units for cash in an amount equal to the market value (as defined in the Partnership Agreement) of an equivalent number of shares of common stock, par value $0.01 per share, of Hannon Armstrong Sustainable Infrastructure Capital, Inc. (the "Issuer"),or at the Issuer's option, shares of the Issuer's common stock on a one-for-one basis, subject to certain adjustments.
N/A
Previously included in this total were 2,825 LTIP Units which did not vest, as certain performance targets for the performance period ended December 31, 2022 were not met.
These LTIP Units are held by HASI Management HoldCo LLC ("HoldCo LLC"). The Reporting Person is a member of HoldCo LLC. The LTIP Units reported represent only the number of LTIP Units in which the Reporting Person has a pecuniary interest in accordance with his proportionate interest in HoldCo LLC. The Reporting Person is voluntarily reporting his proportionate interest in HoldCo LLC's ownership of LTIP Units. The Reporting Person disclaims beneficial ownership other than to the extent of his pecuniary interest.
27,674 units of limited partner interest ("OP Units") in Hannon Armstrong Sustainable Infrastructure, LP (the "Partnership") are issuable upon vesting and the conversion of 27,674 long-term incentive plan units ("LTIP Units") in the Partnership. Vested LTIP Units, after achieving parity with OP Units, are eligible to be converted into OP Units (as described in the Partnership's Amended and Restated Agreement of Limited Partnership (the "Partnership Agreement")) on a one-for-one basis upon the satisfaction of conditions set forth in the Partnership Agreement.
/s/ Susan D. Nickey
2023-03-01