0000899243-17-008024.txt : 20170317
0000899243-17-008024.hdr.sgml : 20170317
20170317171411
ACCESSION NUMBER: 0000899243-17-008024
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170315
FILED AS OF DATE: 20170317
DATE AS OF CHANGE: 20170317
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Hannon Armstrong Sustainable Infrastructure Capital, Inc.
CENTRAL INDEX KEY: 0001561894
STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798]
IRS NUMBER: 461347456
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1906 TOWNE CENTRE BLVD, SUITE 370
CITY: ANNAPOLIS
STATE: MD
ZIP: 21401
BUSINESS PHONE: (410) 571-9860
MAIL ADDRESS:
STREET 1: 1906 TOWNE CENTRE BLVD, SUITE 370
CITY: ANNAPOLIS
STATE: MD
ZIP: 21401
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Wooten M Rhem
CENTRAL INDEX KEY: 0001574205
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35877
FILM NUMBER: 17698969
MAIL ADDRESS:
STREET 1: 1906 TOWNE CENTRE BLVD.
STREET 2: SUITE 370
CITY: ANNAPOLIS
STATE: MD
ZIP: 21401
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2017-03-15
0
0001561894
Hannon Armstrong Sustainable Infrastructure Capital, Inc.
HASI
0001574205
Wooten M Rhem
1906 TOWNE CENTRE BLVD. SUITE 370
ANNAPOLIS
MD
21401
0
1
0
0
EVP
Common stock, par value $0.01 per share
2017-03-15
4
A
0
13889
0.00
A
251401
D
Common stock, par value $0.01 per share
2017-03-15
4
A
0
19500
0.00
A
270901
D
Common stock, par value $0.01 per share
2017-03-15
4
A
0
39000
0.00
A
309901
D
Common stock, par value $0.01 per share
29345
I
By spouse
On March 15, 2017, the reporting person was granted 13,889 shares of restricted Common Stock that were issued pursuant to the 2013 Hannon Armstrong Sustainable Infrastructure Capital Inc. Equity Incentive Plan, as amended (the "Plan"). The shares vest on March 5, 2019.
On March 15, 2017, the reporting person was granted 19,500 shares of restricted Common Stock that were issued pursuant to the Plan. The shares will vest in equal installments of one-third of the full amount on March 15, 2018, March 5, 2019 and March 5, 2020.
On March 15, 2017, the reporting person was awarded up to a maximum of 39,000 Restricted Stock Units ("RSUs") under the Plan, which represent the right to receive one share of Common Stock of the issuer for each RSU at vesting. The RSUs vest on March 5, 2020 if certain absolute and relative stockholder return targets are achieved on or prior to such date. The number of RSUs to be awarded to the reporting person range from zero to 39,000 based on the Company's performance relative to the return targets. The RSUs reported on this Form 4 assume the reporting person receives the maximum possible grant. Dividend equivalents will accrue on the RSUs from the grant date, but the reporting person is not entitled to receive the dividend equivalents until the RSUs vest. The grant is being reported here for informational purposes only.
These shares are held by the reporting person's spouse. The reporting person disclaims ownership other than to the extent of his pecuniary interest.
/s/ M. Rhem Wooten
2017-03-17