0000899243-17-008017.txt : 20170317 0000899243-17-008017.hdr.sgml : 20170317 20170317171206 ACCESSION NUMBER: 0000899243-17-008017 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170315 FILED AS OF DATE: 20170317 DATE AS OF CHANGE: 20170317 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Hannon Armstrong Sustainable Infrastructure Capital, Inc. CENTRAL INDEX KEY: 0001561894 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 461347456 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1906 TOWNE CENTRE BLVD, SUITE 370 CITY: ANNAPOLIS STATE: MD ZIP: 21401 BUSINESS PHONE: (410) 571-9860 MAIL ADDRESS: STREET 1: 1906 TOWNE CENTRE BLVD, SUITE 370 CITY: ANNAPOLIS STATE: MD ZIP: 21401 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Chuslo Steven CENTRAL INDEX KEY: 0001574201 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35877 FILM NUMBER: 17698928 MAIL ADDRESS: STREET 1: 1906 TOWNE CENTRE BLVD. STREET 2: SUITE 370 CITY: ANNAPOLIS STATE: MD ZIP: 21401 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2017-03-15 0 0001561894 Hannon Armstrong Sustainable Infrastructure Capital, Inc. HASI 0001574201 Chuslo Steven 1906 TOWNE CENTRE BLVD. SUITE 370 ANNAPOLIS MD 21401 0 1 0 0 GENERAL COUNSEL & EVP Common stock, par value $0.01 per share 2017-03-15 4 A 0 14353 0.00 A 234371 D Common stock, par value $0.01 per share 2017-03-15 4 A 0 20500 0.00 A 254871 D Common stock, par value $0.01 per share 2017-03-15 4 A 0 41000 0.00 A 295871 D Common stock, par value $0.01 per share 4700 I By significant other On March 15, 2017, the reporting person was granted 14,353 shares of restricted Common Stock that were issued pursuant to the 2013 Hannon Armstrong Sustainable Infrastructure Capital Inc. Equity Incentive Plan, as amended (the "Plan"). The shares vest on March 5, 2019. On March 15, 2017, the reporting person was granted 20,500 shares of restricted Common Stock that were issued pursuant to the Plan. The shares will vest in equal installments of one-third of the full amount on March 15, 2018, March 5, 2019 and March 5, 2020. On March 15, 2017, the reporting person was awarded up to a maximum of 41,000 Restricted Stock Units ("RSUs") under the Plan, which represent the right to receive one share of Common Stock of the issuer for each RSU at vesting. The RSUs vest on March 5, 2020 if certain absolute and relative stockholder return targets are achieved on or prior to such date. The number of RSUs to be awarded to the reporting person range from zero to 41,000 based on the Company's performance relative to the return targets. The RSUs reported on this Form 4 assume the reporting person receives the maximum possible grant. Dividend equivalents will accrue on the RSUs from the grant date, but the reporting person is not entitled to receive the dividend equivalents until the RSUs vest. The grant is being reported here for informational purposes only. These shares are held by the reporting person's significant other. The reporting person disclaims ownership other than to the extent of his pecuniary interest. /s/ Steven Chuslo 2017-03-17