0000899243-16-033338.txt : 20161114 0000899243-16-033338.hdr.sgml : 20161111 20161114165827 ACCESSION NUMBER: 0000899243-16-033338 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161110 FILED AS OF DATE: 20161114 DATE AS OF CHANGE: 20161114 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Hannon Armstrong Sustainable Infrastructure Capital, Inc. CENTRAL INDEX KEY: 0001561894 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 461347456 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1906 TOWNE CENTRE BLVD, SUITE 370 CITY: ANNAPOLIS STATE: MD ZIP: 21401 BUSINESS PHONE: (410) 571-9860 MAIL ADDRESS: STREET 1: 1906 TOWNE CENTRE BLVD, SUITE 370 CITY: ANNAPOLIS STATE: MD ZIP: 21401 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Herron J Brendan CENTRAL INDEX KEY: 0001574220 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35877 FILM NUMBER: 161995747 MAIL ADDRESS: STREET 1: 1906 TOWNE CENTRE BLVD. STREET 2: SUITE 370 CITY: ANNAPOLIS STATE: MD ZIP: 21401 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2016-11-10 0 0001561894 Hannon Armstrong Sustainable Infrastructure Capital, Inc. HASI 0001574220 Herron J Brendan 1906 TOWNE CENTRE BLVD. SUITE 370 ANNAPOLIS MD 21401 0 1 0 0 EVP & CFO Common stock, par value $0.01 per share 2016-11-10 4 S 0 13812 19.51 D 175863 D Common stock, par value $0.01 per share 2016-11-10 4 G 0 4000 0.00 D 171863 D Common stock, par value $0.01 per share 5000 I By spouse Common stock, par value $0.01 per share 1920 I By spouse as UTMA custodian for children This sale was effected pursuant to a Rule 10b5-1 trading plan, dated May 18, 2016 (the "Plan"). Excludes 135,938 limited partnership units in Hannon Armstrong Sustainable Infrastructure, L.P., the issuer's operating partnership subsidiary, held by the reporting person, previously reported by the reporting person, which are redeemable for cash, or at the option of the issuer, for shares of Common Stock of the issuer on a one-for-one basis. This charitable gift was effected pursuant to the Plan. These shares are held by the reporting person's spouse. The reporting person disclaims beneficial ownership other than to the extent of his pecuniary interest. These shares are held by the reporting person's spouse as custodian for the reporting person's three children under the Uniform Transfers to Minors Act. The reporting person disclaims beneficial ownership other than to the extent of his pecuniary interest. /s/ J. Brendan Herron 2016-11-14