0000899243-16-026856.txt : 20160811
0000899243-16-026856.hdr.sgml : 20160811
20160811180420
ACCESSION NUMBER: 0000899243-16-026856
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160810
FILED AS OF DATE: 20160811
DATE AS OF CHANGE: 20160811
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Hannon Armstrong Sustainable Infrastructure Capital, Inc.
CENTRAL INDEX KEY: 0001561894
STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798]
IRS NUMBER: 461347456
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1906 TOWNE CENTRE BLVD, SUITE 370
CITY: ANNAPOLIS
STATE: MD
ZIP: 21401
BUSINESS PHONE: (410) 571-9860
MAIL ADDRESS:
STREET 1: 1906 TOWNE CENTRE BLVD, SUITE 370
CITY: ANNAPOLIS
STATE: MD
ZIP: 21401
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Herron J Brendan
CENTRAL INDEX KEY: 0001574220
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35877
FILM NUMBER: 161825702
MAIL ADDRESS:
STREET 1: 1906 TOWNE CENTRE BLVD.
STREET 2: SUITE 370
CITY: ANNAPOLIS
STATE: MD
ZIP: 21401
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2016-08-10
0
0001561894
Hannon Armstrong Sustainable Infrastructure Capital, Inc.
HASI
0001574220
Herron J Brendan
1906 TOWNE CENTRE BLVD. SUITE 370
ANNAPOLIS
MD
21401
0
1
0
0
EVP & CFO
Common stock, par value $0.01 per share
2016-08-10
4
S
0
15590
23.55
D
189675
D
Common stock, par value $0.01 per share
5000
I
By spouse
Common stock, par value $0.01 per share
1920
I
By spouse as UTMA custodian for children
The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan, dated May 24, 2016.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.36 to $23.72, inclusive. The Reporting Person undertakes to provide Hannon Armstrong Sustainable Infrastructure Capital, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
Excludes 135,938 limited partnership units in Hannon Armstrong Sustainable Infrastructure, L.P., the issuer's operating partnership subsidiary, held by the reporting person, which are redeemable for cash or at the option of the issuer for shares of Common Stock of the issuer on a one-for-one basis.
These shares are held by the reporting person's spouse. The reporting person disclaims beneficial ownership other than to the extent of his pecuniary interest.
These shares are held by the reporting person's spouse as custodian for reporting person's three children under the Uniform Transfers to Minors Act. The reporting person disclaims beneficial ownership other than to the extent of his pecuniary interest.
/s/ J. Brendan Herron
2016-08-11