0000899243-16-021669.txt : 20160603 0000899243-16-021669.hdr.sgml : 20160603 20160603161628 ACCESSION NUMBER: 0000899243-16-021669 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160601 FILED AS OF DATE: 20160603 DATE AS OF CHANGE: 20160603 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Hannon Armstrong Sustainable Infrastructure Capital, Inc. CENTRAL INDEX KEY: 0001561894 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 461347456 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1906 TOWNE CENTRE BLVD, SUITE 370 CITY: ANNAPOLIS STATE: MD ZIP: 21401 BUSINESS PHONE: (410) 571-9860 MAIL ADDRESS: STREET 1: 1906 TOWNE CENTRE BLVD, SUITE 370 CITY: ANNAPOLIS STATE: MD ZIP: 21401 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Herron J Brendan CENTRAL INDEX KEY: 0001574220 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35877 FILM NUMBER: 161695878 MAIL ADDRESS: STREET 1: 1906 TOWNE CENTRE BLVD. STREET 2: SUITE 370 CITY: ANNAPOLIS STATE: MD ZIP: 21401 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2016-06-01 0 0001561894 Hannon Armstrong Sustainable Infrastructure Capital, Inc. HASI 0001574220 Herron J Brendan 1906 TOWNE CENTRE BLVD. SUITE 370 ANNAPOLIS MD 21401 0 1 0 0 EVP & CFO Common stock, par value $0.01 per share 2016-06-01 4 F 0 5006 20.30 D 212185 D Common stock, par value $0.01 per share 2016-06-03 4 G 0 5000 0.00 D 207185 D Common stock, par value $0.01 per share 2016-06-03 4 G 0 5000 0.00 A 5000 I By spouse Common stock, par value $0.01 per share 2016-06-03 4 G 0 1920 0.00 D 205265 D Common stock, par value $0.01 per share 2016-06-03 4 G 0 1920 0.00 A 1920 I By spouse as UTMA custodian for children Consists of shares of Common Stock withheld by the issuer, with approval of the issuer's Board of Directors, in order to satisfy the tax withholding obligation of the reporting person in connection with the vesting of 9,906 shares of Common Stock. Represents the closing price of the Common Stock on June 1, 2016. Excludes 135,938 limited partnership units in Hannon Armstrong Sustainable Infrastructure, L.P., the issuer's operating partnership subsidiary, held by the reporting person, which are redeemable for cash or at the option of the issuer for shares of Common Stock of the issuer on a one-for-one basis. Involves a gift of securities by the reporting person to his spouse, who shares reporting person's household. The reporting person disclaims beneficial ownership other than to the extent of his pecuniary interest. Involves transfers to the reporting person's spouse as custodian for reporting person's three children under the Uniform Transfers to Minors Act. The three children will receive the shares pro rata. The reporting person disclaims beneficial ownership other than to the extent of his pecuniary interest. /s/ J. Brendan Herron 2016-06-03