0000899243-16-021669.txt : 20160603
0000899243-16-021669.hdr.sgml : 20160603
20160603161628
ACCESSION NUMBER: 0000899243-16-021669
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160601
FILED AS OF DATE: 20160603
DATE AS OF CHANGE: 20160603
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Hannon Armstrong Sustainable Infrastructure Capital, Inc.
CENTRAL INDEX KEY: 0001561894
STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798]
IRS NUMBER: 461347456
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1906 TOWNE CENTRE BLVD, SUITE 370
CITY: ANNAPOLIS
STATE: MD
ZIP: 21401
BUSINESS PHONE: (410) 571-9860
MAIL ADDRESS:
STREET 1: 1906 TOWNE CENTRE BLVD, SUITE 370
CITY: ANNAPOLIS
STATE: MD
ZIP: 21401
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Herron J Brendan
CENTRAL INDEX KEY: 0001574220
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35877
FILM NUMBER: 161695878
MAIL ADDRESS:
STREET 1: 1906 TOWNE CENTRE BLVD.
STREET 2: SUITE 370
CITY: ANNAPOLIS
STATE: MD
ZIP: 21401
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2016-06-01
0
0001561894
Hannon Armstrong Sustainable Infrastructure Capital, Inc.
HASI
0001574220
Herron J Brendan
1906 TOWNE CENTRE BLVD. SUITE 370
ANNAPOLIS
MD
21401
0
1
0
0
EVP & CFO
Common stock, par value $0.01 per share
2016-06-01
4
F
0
5006
20.30
D
212185
D
Common stock, par value $0.01 per share
2016-06-03
4
G
0
5000
0.00
D
207185
D
Common stock, par value $0.01 per share
2016-06-03
4
G
0
5000
0.00
A
5000
I
By spouse
Common stock, par value $0.01 per share
2016-06-03
4
G
0
1920
0.00
D
205265
D
Common stock, par value $0.01 per share
2016-06-03
4
G
0
1920
0.00
A
1920
I
By spouse as UTMA custodian for children
Consists of shares of Common Stock withheld by the issuer, with approval of the issuer's Board of Directors, in order to satisfy the tax withholding obligation of the reporting person in connection with the vesting of 9,906 shares of Common Stock.
Represents the closing price of the Common Stock on June 1, 2016.
Excludes 135,938 limited partnership units in Hannon Armstrong Sustainable Infrastructure, L.P., the issuer's operating partnership subsidiary, held by the reporting person, which are redeemable for cash or at the option of the issuer for shares of Common Stock of the issuer on a one-for-one basis.
Involves a gift of securities by the reporting person to his spouse, who shares reporting person's household. The reporting person disclaims beneficial ownership other than to the extent of his pecuniary interest.
Involves transfers to the reporting person's spouse as custodian for reporting person's three children under the Uniform Transfers to Minors Act. The three children will receive the shares pro rata. The reporting person disclaims beneficial ownership other than to the extent of his pecuniary interest.
/s/ J. Brendan Herron
2016-06-03