0000899243-16-017220.txt : 20160331 0000899243-16-017220.hdr.sgml : 20160331 20160331183508 ACCESSION NUMBER: 0000899243-16-017220 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160329 FILED AS OF DATE: 20160331 DATE AS OF CHANGE: 20160331 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Hannon Armstrong Sustainable Infrastructure Capital, Inc. CENTRAL INDEX KEY: 0001561894 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 461347456 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1906 TOWNE CENTRE BLVD, SUITE 370 CITY: ANNAPOLIS STATE: MD ZIP: 21401 BUSINESS PHONE: (410) 571-9860 MAIL ADDRESS: STREET 1: 1906 TOWNE CENTRE BLVD, SUITE 370 CITY: ANNAPOLIS STATE: MD ZIP: 21401 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Herron J Brendan CENTRAL INDEX KEY: 0001574220 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35877 FILM NUMBER: 161544474 MAIL ADDRESS: STREET 1: 1906 TOWNE CENTRE BLVD. STREET 2: SUITE 370 CITY: ANNAPOLIS STATE: MD ZIP: 21401 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2016-03-29 0 0001561894 Hannon Armstrong Sustainable Infrastructure Capital, Inc. HASI 0001574220 Herron J Brendan 1906 TOWNE CENTRE BLVD. SUITE 370 ANNAPOLIS MD 21401 0 1 0 0 EVP & CFO Common stock, par value $0.01 per share 2016-03-29 4 A 0 18777 0.00 A 188350 D Common stock, par value $0.01 per share 2016-03-29 4 A 0 18495 0.00 A 206845 D Common stock, par value $0.01 per share 2016-03-29 4 A 0 37549 0.00 A 244394 D On March 29, 2016, the reporting person was granted 18,777 shares of restricted Common Stock that were issued pursuant to the 2013 Hannon Armstrong Sustainable Infrastructure Capital Inc. Equity Incentive Plan (the "Plan"). The shares vest on March 5, 2018. Excludes 135,938 limited partnership units in Hannon Armstrong Sustainable Infrastructure, L.P., the issuer's operating partnership subsidiary, held by the reporting person, which are redeemable for cash or at the option of the issuer for shares of Common Stock of the issuer on a one-for-one basis. On March 29, 2016, the reporting person was granted 18,495 shares of restricted Common Stock that were issued pursuant to the Plan. The shares will vest on March 5, 2019. On March 29, 2016, the reporting person was granted 37,549shares of restricted Common Stock that were issued pursuant to the Plan. The shares will vest upon the latest of (i) March 5, 2019, (ii) the achievement of certain dividend growth targets and (iii) the achievement of certain earnings targets. The grant is being reported here for informational purposes only. /s/ Brendan J. Herron 2016-03-31