0001613314-15-000008.txt : 20150604 0001613314-15-000008.hdr.sgml : 20150604 20150604185602 ACCESSION NUMBER: 0001613314-15-000008 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150602 FILED AS OF DATE: 20150604 DATE AS OF CHANGE: 20150604 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TRI Pointe Homes, Inc. CENTRAL INDEX KEY: 0001561680 STANDARD INDUSTRIAL CLASSIFICATION: OPERATIVE BUILDERS [1531] IRS NUMBER: 273201111 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 19520 JAMBOREE ROAD, SUITE 200 CITY: IRVINE STATE: CA ZIP: 92612 BUSINESS PHONE: (949) 478-8600 MAIL ADDRESS: STREET 1: 19520 JAMBOREE ROAD, SUITE 200 CITY: IRVINE STATE: CA ZIP: 92612 FORMER COMPANY: FORMER CONFORMED NAME: TRI Pointe Homes, LLC DATE OF NAME CHANGE: 20121218 FORMER COMPANY: FORMER CONFORMED NAME: TRI Pointe Homes, Inc. DATE OF NAME CHANGE: 20121106 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Krivanec Ken CENTRAL INDEX KEY: 0001613314 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35796 FILM NUMBER: 15914109 MAIL ADDRESS: STREET 1: C/O TRI POINTE HOMES, INC. STREET 2: 19540 JAMBOREE ROAD, SUITE 300 CITY: IRVINE STATE: CA ZIP: 92612 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2015-06-02 0 0001561680 TRI Pointe Homes, Inc. TPH 0001613314 Krivanec Ken C/O TRI POINTE HOMES, INC. 19540 JAMBOREE ROAD, SUITE 300 IRVINE CA 92612 0 1 0 0 President of Quadrant Homes Common Stock 2015-06-02 4 M 0 5883 9.68 A 41432 D Common Stock 2015-06-02 4 S 0 5883 14.74 D 35549 D Common Stock 2015-06-02 4 M 0 5805 11.45 A 41354 D Common Stock 2015-06-02 4 S 0 5805 14.74 D 35549 D Common Stock 2015-06-02 4 S 0 5432 14.74 D 30117 D Stock option (right to buy) 9.68 2015-06-02 4 M 0 5883 0 D 2014-07-07 2022-02-08 Common Stock 5883 5884 D Stock option (right to buy) 11.45 2015-06-02 4 M 0 5805 0 D 2014-07-07 2021-02-09 Common Stock 5805 0 D Adjusted due to rounding, originally reported as $9.67. The sales price is a weighted average price. The shares were sold in multiple transactions at prices ranging from $14.70 to $14.7675, inclusive. The reporting person undertakes to provide TRI Pointe Homes, Inc.,or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. Adjusted due to rounding, originally reported as 5,804. Glenn J. Keeler, attorney-in-fact 2015-06-04