0001561680-23-000017.txt : 20230221 0001561680-23-000017.hdr.sgml : 20230221 20230221202518 ACCESSION NUMBER: 0001561680-23-000017 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230216 FILED AS OF DATE: 20230221 DATE AS OF CHANGE: 20230221 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KEELER GLENN J. CENTRAL INDEX KEY: 0001612241 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35796 FILM NUMBER: 23650256 MAIL ADDRESS: STREET 1: C/O TRI POINTE GROUP, INC. STREET 2: 19540 JAMBOREE ROAD, SUITE 300 CITY: IRVINE STATE: CA ZIP: 92612 FORMER NAME: FORMER CONFORMED NAME: Keeler Glenn DATE OF NAME CHANGE: 20140630 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Tri Pointe Homes, Inc. CENTRAL INDEX KEY: 0001561680 STANDARD INDUSTRIAL CLASSIFICATION: OPERATIVE BUILDERS [1531] IRS NUMBER: 611763235 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 940 SOUTHWOOD BLVD, SUITE 200 CITY: INCLINE VILLAGE STATE: NV ZIP: 89451 BUSINESS PHONE: (775) 413-1030 MAIL ADDRESS: STREET 1: 940 SOUTHWOOD BLVD, SUITE 200 CITY: INCLINE VILLAGE STATE: NV ZIP: 89451 FORMER COMPANY: FORMER CONFORMED NAME: TRI Pointe Group, Inc. DATE OF NAME CHANGE: 20150707 FORMER COMPANY: FORMER CONFORMED NAME: TRI Pointe Homes, Inc. DATE OF NAME CHANGE: 20130130 FORMER COMPANY: FORMER CONFORMED NAME: TRI Pointe Homes, LLC DATE OF NAME CHANGE: 20121218 4 1 wf-form4_167702908799024.xml FORM 4 X0306 4 2023-02-16 0 0001561680 Tri Pointe Homes, Inc. TPH 0001612241 KEELER GLENN J. C/O TRI POINTE HOMES, INC. 940 SOUTHWOOD BLVD, SUITE 200 INCLINE VILLAGE NV 89451 0 1 0 0 CFO and CAO Common Stock 2023-02-16 4 A 0 37882 0 A 121135 D Common Stock 2023-02-16 4 F 0 13305 22.41 D 107830 D Common Stock 2023-02-20 4 F 0 1912 22.29 D 105918 D Represents shares of common stock issued pursuant to the vesting of performance-based restricted stock units granted on February 20, 2020 under the Company's 2013 Long-Term Incentive Plan that were eligible to vest based on attainment of certain revenue and pre-tax earnings performance goals, in each case subject to a modifier based on the Company's total stockholder return performance relative to its peer group (the "Performance Awards"). Upon the recommendation of the Compensation Committee, the Company's board of directors determined that, based on the Company's performance over the performance period, 37,882 Performance Awards would vest and be settled into an equal number of shares of common stock, in accordance with the terms of the Performance Awards. On March 2, 2022, the reporting person filed a Form 4 reporting 96,423 shares of common stock beneficially owned directly by the reporting person, which inadvertently failed to reflect the disposition by the reporting person of 13,169 shares of common stock reported pursuant to a Form 4 filed on March 9, 2021. The amount of securities beneficially owned by the reporting person has been corrected herein. Withholding of shares to satisfy tax withholding obligations incident to vesting of the Performance Awards. Withholding of shares to satisfy tax withholding obligations incident to vesting of RSU award under the Company's 2013 Long-Term Incentive Plan. /s/ Glenn J. Keeler 2023-02-21