0001561660-19-000052.txt : 20190319 0001561660-19-000052.hdr.sgml : 20190319 20190319171952 ACCESSION NUMBER: 0001561660-19-000052 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190315 FILED AS OF DATE: 20190319 DATE AS OF CHANGE: 20190319 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lyon Michael J. CENTRAL INDEX KEY: 0001587531 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36087 FILM NUMBER: 19692537 MAIL ADDRESS: STREET 1: 712 FIFTH AVENUE STREET 2: 19TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Pattern Energy Group Inc. CENTRAL INDEX KEY: 0001561660 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1088 SANSOME STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: (415) 283-4000 MAIL ADDRESS: STREET 1: 1088 SANSOME STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94111 4 1 wf-form4_155303037760738.xml FORM 4 X0306 4 2019-03-15 0 0001561660 Pattern Energy Group Inc. PEGI 0001587531 Lyon Michael J. 1088 SANSOME STREET SAN FRANCISCO CA 94111 0 1 0 0 Chief Financial Officer Class A Common Stock 2019-03-15 4 D 0 7923 0 D 166460 D Class A Common Stock 2019-03-15 4 F 0 3131 21.70 D 163329 D Class A Common Stock 1500 I By spouse Represents shares forfeited from performance based shares granted on March 15, 2016 (the "2016 TSR Award") that were eligible to vest based on certain financial performance objectives. Upon grant, the maximum vesting amount was reported in Table 1 of Form 4 filed March 17, 2016. On March 15, 2019, the Company determined that based on the Company's performance over the applicable performance period, 9,054 shares would vest and 7,923 shares would be forfeited. Represents shares withheld for satisfaction of tax withholding obligation arising as a result of the vesting of the 2016 TSR Award. See footnote 1. /s/ Kim H. Liou, Attorney-in-fact 2019-03-19