0001561660-18-000039.txt : 20180319
0001561660-18-000039.hdr.sgml : 20180319
20180319170006
ACCESSION NUMBER: 0001561660-18-000039
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180315
FILED AS OF DATE: 20180319
DATE AS OF CHANGE: 20180319
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Armistead Hunter H.
CENTRAL INDEX KEY: 0001587550
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36087
FILM NUMBER: 18699497
MAIL ADDRESS:
STREET 1: 712 FIFTH AVENUE
STREET 2: 19TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Pattern Energy Group Inc.
CENTRAL INDEX KEY: 0001561660
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: PIER 1
STREET 2: BAY 3
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94111
BUSINESS PHONE: (415) 283-4000
MAIL ADDRESS:
STREET 1: PIER 1
STREET 2: BAY 3
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94111
4
1
wf-form4_152149319242294.xml
FORM 4
X0306
4
2018-03-15
0
0001561660
Pattern Energy Group Inc.
PEGI
0001587550
Armistead Hunter H.
PIER 1, BAY 3
SAN FRANCISCO
CA
94111
0
1
0
0
Exec. VP, Business Development
Class A Common Stock
2018-03-15
4
D
0
5791
0
D
122329
D
Class A Common Stock
2018-03-15
4
F
0
4005
18.55
D
118324
D
Class A Common Stock
2018-03-15
4
A
0
23283
0
A
141607
D
Class A Common Stock
2018-03-15
4
A
0
15229
0
A
156836
D
Class A Common Stock
45454
I
See footnote
Represents shares forfeited from performance based shares granted on April 10, 2015 (the "2015 TSR Award") that were eligible to vest based on certain financial performance objectives. Upon grant, the maximum vesting amount was reported in Table 1 of Form 4 filed April 14, 2015. On March 15, 2018, the Company determined that based on the Company's performance over the applicable performance period, 11,581 shares would vest and 5,791 shares would be forfeited.
Represents shares withheld for satisfaction of tax withholding obligation arising as a result of the vesting of the 2015 TSR Award. See footnote 1.
Represents the maximum number of shares granted pursuant to a performance share award which may become earned and vested based on relative total shareholder return over the three-year period ending December 31, 2020. The actual amount eligible for vesting will be between 0 and 100% of this number, depending on actual performance.
Represents a time-vested restricted share award which vests in 3 equal annual installments starting in December 2018.
By the 2011 Amended and Restated Armistead Family Trust, of which the reporting person is a trustee and beneficiary.
/s/ Dyann S. Blaine, attorney-in-fact
2018-03-19